FIRST TR EXCHANGE-TRADED ALP FAD
COM SHS · ETP · CUSIP 33733F101
54
institutional holders
-3 vs Q4 2022
897.7k
shares reported held*
$87.7mreported value*
4 new
13 added
23 reduced
3 sold out
net bought ≈ $6.2m (+63.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $97.69. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 57 |
| Q1 2023 | 54 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 30 | 19 |
| Q1 2023 | 17 | 26 |
Biggest buyers
| Gallagher Fiduciary Advisors, LLC | New | +46.2k |
| HARBOUR INVESTMENTS, INC. | Added | +25.8k |
| D.A. DAVIDSON & CO. | New | +24.1k |
| CITADEL ADVISORS LLC | New | +21.5k |
| Raymond James Financial Services Advisors, Inc. | Added | +10.1k |
| LPL Financial LLC | Added | +4.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +3.6k |
| Geneos Wealth Management Inc. | Added | +1.3k |
| Ameritas Advisory Services, LLC | New | +1.0k |
| BANK OF AMERICA CORP /DE/ | Added | +670 |
Biggest sellers
| RAYMOND JAMES & ASSOCIATES | Reduced | -20.7k |
| MONEY CONCEPTS CAPITAL CORP | Sold out | -7.9k |
| ROYAL BANK OF CANADA | Reduced | -7.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -6.2k |
| OSAIC HOLDINGS, INC. | Reduced | -6.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -5.8k |
| Stratos Wealth Partners, LTD. | Sold out | -5.3k |
| Baird Financial Group, Inc. | Reduced | -4.4k |
| TRUIST FINANCIAL CORP | Reduced | -2.4k |
| Kowal Investment Group, LLC | Reduced | -2.0k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 104.9k $10.3m | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 84.8k $8.3m | Added +10.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 70.7k $6.9m | Added +3.6k |
| MORGAN STANLEY 0.00% of their portfolio | 57.0k $5.6m | Reduced -169 |
| LPL Financial LLC 0.00% of their portfolio | 55.4k $5.4m | Added +4.1k |
| Plotkin Financial Advisors, LLC 4.49% of their portfolio | 49.3k $4.8m | Reduced -1.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 46.2k $4.5m | Reduced -7.0k |
| Gallagher Fiduciary Advisors, LLC 0.37% of their portfolio | 46.2k $4.5m | New |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 41.0k $4.0m | Reduced -2.4k |
| Kowal Investment Group, LLC 0.80% of their portfolio | 28.9k $2.8m | Reduced -2.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 26.5k $2.6m | Added +670 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 26.5k $2.6m | Reduced -5.8k |
| HARBOUR INVESTMENTS, INC. 0.14% of their portfolio | 25.9k $2.5m | Added +25.8k |
| D.A. DAVIDSON & CO. 0.03% of their portfolio | 24.1k $2.4m | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.5k $2.1m | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 20.1k $2.0m | Reduced -20.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 17.7k $1.7m | Reduced -6.2k |
| Private Advisor Group, LLC 0.01% of their portfolio | 14.3k $1.4m | Reduced -2 |
| Stonebridge Financial Planning Group, LLC 0.87% of their portfolio | 13.8k $1.4m | Reduced -1.5k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 13.7k $1.3m | Reduced -4.4k |
| 626 Financial, LLC 0.74% of their portfolio | 11.3k $1.1m | Reduced -146 |
| V Wealth Advisors LLC 0.18% of their portfolio | 9.6k $942.9k | Reduced -1.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 8.5k $835.6k | Reduced -6.0k |
| UBS Group AG 0.00% of their portfolio | 8.1k $797.7k | Added +35 |
| IFP Advisors, Inc 0.02% of their portfolio | 7.4k $511.9k | Reduced -481 |
| Apeiron RIA LLC 0.21% of their portfolio | 6.3k $612.1k | Added +145 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 5.9k $576.0k | Reduced -264 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 5.8k $570.4k | Reduced -516 |
| Geneos Wealth Management Inc. 0.03% of their portfolio | 5.7k $557.6k | Added +1.3k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 5.6k $544.5k | Added +222 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 4.4k $429.7k | Reduced -151 |
| Prospera Financial Services Inc 0.02% of their portfolio | 4.2k $416.2k | Unchanged |
| NWAM LLC 0.04% of their portfolio | 4.1k $400.6k | Added +42 |
| L. Roy Papp & Associates, LLP 0.04% of their portfolio | 3.1k $307.0k | Unchanged |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 2.8k $274.5k | Added +103 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 2.4k $236.7k | Reduced -514 |
| Gateway Wealth Partners, LLC 0.04% of their portfolio | 2.3k $229.6k | Unchanged |
| 1ST SOURCE BANK 0.01% of their portfolio | 2.2k $220.3k | Unchanged |
| Cetera Advisors LLC 0.00% of their portfolio | 2.1k $210.1k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.0k $198.0k | Reduced -37 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.4k $133.0k | Unchanged |
| Ameritas Advisory Services, LLC 0.01% of their portfolio | 1.0k $101.8k | New |
| CITIGROUP INC 0.00% of their portfolio | 933 $91.4k | Unchanged |
| FMR LLC 0.00% of their portfolio | 526 $51.5k | Added +253 |
| Spire Wealth Management 0.00% of their portfolio | 430 $42.1k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 344 $33.6k | Added +331 |
| Advisors Preferred, LLC 0.01% of their portfolio | 228 $22.5k | Reduced -455 |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 150 $14.7k | Unchanged |
| Avior Wealth Management, LLC 0.00% of their portfolio | 103 $10.2k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 34 $3.3k | Reduced -1.3k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 21 $2.1k | Reduced -11 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 6 $576 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |