FIRST TR EXCHANGE-TRADED ALP FAD
COM SHS · ETP · CUSIP 33733F101
57
institutional holders
+10 vs Q3 2022
908.8k
shares reported held*
$86.0mreported value*
13 new
17 added
16 reduced
3 sold out
net bought ≈ $4.0m (+41.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $94.59. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 47 |
| Q4 2022 | 57 |
Biggest buyers
| F3Logic, LLC | New | +35.7k |
| Raymond James Financial Services Advisors, Inc. | Added | +34.2k |
| RAYMOND JAMES & ASSOCIATES | Added | +17.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +14.4k |
| MONEY CONCEPTS CAPITAL CORP | New | +7.9k |
| Kowal Investment Group, LLC | Added | +6.9k |
| Stratos Wealth Partners, LTD. | New | +5.3k |
| Prospera Financial Services Inc | New | +4.2k |
| Geneos Wealth Management Inc. | Added | +4.2k |
| WELLS FARGO & COMPANY/MN | Added | +3.9k |
Biggest sellers
| LPL Financial LLC | Reduced | -40.8k |
| GOLDMAN SACHS GROUP INC | Reduced | -38.0k |
| CITADEL ADVISORS LLC | Sold out | -10.5k |
| ROYAL BANK OF CANADA | Reduced | -8.5k |
| Flaharty Asset Management, LLC | Sold out | -2.9k |
| Cambridge Investment Research Advisors, Inc. | Reduced | -2.8k |
| Private Advisor Group, LLC | Reduced | -2.5k |
| Plotkin Financial Advisors, LLC | Reduced | -2.4k |
| STIFEL FINANCIAL CORP | Reduced | -792 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -743 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 104.9k $9.9m | Reduced -38.0k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 74.6k $7.1m | Added +34.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio | 67.1k $6.4m | Added +14.4k |
| MORGAN STANLEY 0.00% of their portfolio | 57.2k $5.4m | Added +937 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 53.2k $5.0m | Reduced -8.5k |
| LPL Financial LLC 0.00% of their portfolio | 51.3k $4.9m | Reduced -40.8k |
| Plotkin Financial Advisors, LLC 4.87% of their portfolio | 50.5k $4.8m | Reduced -2.4k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 43.4k $4.1m | Reduced -267 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 40.8k $3.9m | Added +17.7k |
| Gallagher Benefit Services, Inc. 0.71% of their portfolio | 35.7k $3.4m | First filing |
| F3Logic, LLC 0.71% of their portfolio | 35.7k $3.4m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 32.3k $3.1m | Reduced -743 |
| Kowal Investment Group, LLC 0.87% of their portfolio | 30.9k $2.9m | Added +6.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.8k $2.4m | Reduced -501 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 23.9k $2.3m | Added +3.9k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 18.2k $1.7m | Added +2.2k |
| Stonebridge Financial Planning Group, LLC 0.97% of their portfolio | 15.3k $1.5m | Reduced -370 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 14.5k $1.4m | Added +2.5k |
| Private Advisor Group, LLC 0.04% of their portfolio | 14.3k $1.4m | Reduced -2.5k |
| 626 Financial, LLC 0.76% of their portfolio | 11.5k $1.1m | Unchanged |
| V Wealth Advisors LLC 0.21% of their portfolio | 10.9k $1.0m | Added +1 |
| UBS Group AG 0.00% of their portfolio | 8.1k $769.1k | Added +807 |
| MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio | 7.9k $748.8k | New |
| IFP Advisors, Inc 0.01% of their portfolio | 7.9k $545.0k | Reduced -214 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 6.3k $601.3k | Added +874 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 6.1k $583.0k | Reduced -2.8k |
| Apeiron RIA LLC 0.22% of their portfolio | 6.1k $579.8k | Added +63 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 5.3k $506.1k | Reduced -792 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 5.3k $502.7k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 4.5k $430.3k | Reduced -338 |
| Geneos Wealth Management Inc. 0.03% of their portfolio | 4.4k $416.1k | Added +4.2k |
| Prospera Financial Services Inc 0.02% of their portfolio | 4.2k $403.0k | New |
| NWAM LLC 0.03% of their portfolio | 4.0k $383.8k | Reduced -239 |
| L. Roy Papp & Associates, LLP 0.04% of their portfolio | 3.1k $297.3k | Reduced -50 |
| WILLNER & HELLER, LLC 0.42% of their portfolio | 3.1k $292.8k | New |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio | 2.9k $277.9k | Added +226 |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 2.7k $256.0k | New |
| Gateway Wealth Partners, LLC 0.04% of their portfolio | 2.3k $222.3k | First filing |
| 1ST SOURCE BANK 0.01% of their portfolio | 2.2k $213.3k | Unchanged |
| Cetera Advisors LLC 0.00% of their portfolio | 2.1k $203.4k | New |
| CWM, LLC 0.00% of their portfolio | 2.1k $195.0k | Added +3 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.4k $128.8k | Added +1.3k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.3k $118.7k | New |
| CITIGROUP INC 0.00% of their portfolio | 933 $88.5k | Unchanged |
| Advisors Preferred, LLC 0.03% of their portfolio | 683 $63.9k | New |
| Spire Wealth Management 0.00% of their portfolio | 430 $41.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 273 $25.9k | Reduced -19 |
| CoreCap Advisors, LLC 0.00% of their portfolio | 250 $23.7k | New |
| Leelyn Smith, LLC 0.00% of their portfolio | 195 $18.5k | Unchanged |
| ICA Group Wealth Management, LLC 0.00% of their portfolio | 150 $14.2k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 126 $11.9k | Added +26 |
| Avior Wealth Management, LLC 0.00% of their portfolio | 103 $9.8k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 32 $3.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 13 $1.0k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 6 $569 | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1 $0 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |