Vault-13

FIRST TR EXCHANGE-TRADED FD MISL

INDXX AEROSPACE · ETP · CUSIP 33733E831

44 institutional holders +11 vs Q3 2024
2,298,0782.3m shares reported held*
$70.2mreported value*
13 new 13 added 11 reduced 5 sold out net bought ≈ $11.7m (+384.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.55.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 4Q1 23: 13Q2 23: 14Q3 23: 18Q4 23: 22Q1 24: 27Q2 24: 31Q3 24: 33Q4 24: 4444Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 20224
Q1 202313
Q2 202314
Q3 202318
Q4 202322
Q1 202427
Q2 202431
Q3 202433
Q4 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 11 bought or addedQ1 23: 2 cut or sold outQ2 23: 10 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 3 cut or sold outQ4 23: 10 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 8 cut or sold outQ2 24: 22 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 13 cut or sold outQ4 24: 26 bought or addedQ4 24: 16 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023112
Q2 2023104
Q3 2023143
Q4 20231012
Q1 2024188
Q2 2024229
Q3 20242013
Q4 20242616

Biggest buyers

LPL Financial LLC Added +235,285+235.3k
Janney Montgomery Scott LLC New +55,907+55.9k
STIFEL FINANCIAL CORP Added +32,954+33.0k
OLD MISSION CAPITAL LLC New +31,784+31.8k
Compound Planning, Inc. New +16,393+16.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +13,751+13.8k
Kestra Advisory Services, LLC Added +12,941+12.9k
Mutual Advisors, LLC Added +8,416+8.4k
Good Life Advisors, LLC New +7,701+7.7k
Prospera Financial Services Inc New +7,025+7.0k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -17,194-17.2k
JANE STREET GROUP, LLC Sold out -10,673-10.7k
Schrum Private Wealth Management LLC Sold out -8,676-8.7k
Jaffetilchin Investment Partners, LLC Reduced -8,560-8.6k
D.A. DAVIDSON & CO. Reduced -8,446-8.4k
Concurrent Investment Advisors, LLC Sold out -7,181-7.2k
Key Client Fiduciary Advisors, LLC Reduced -5,765-5.8k
Owen LaRue, LLC Reduced -4,006-4.0k
OSAIC HOLDINGS, INC. Reduced -2,311-2.3k
Triumph Capital Management Reduced -1,684-1.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.5%, 2026-06-05)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 541,085541.1k $16.5m $16.5m 0.01% Added +235.3k +235,285
2 Key Client Fiduciary Advisors, LLC 4.28% of their portfolio Fairfield, NJ 313,895313.9k $9.6m $9.6m 4.28% Reduced -5.8k -5,765
3 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 306,363306.4k $9.3m $9.3m 0.08% Reduced -8.4k -8,446
4 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 214,888214.9k $6.8m $6.8m 0.20% Added +8.4k +8,416
5 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 122,558122.6k $3.7m $3.7m 0.01% Reduced -2.3k -2,311
6 Prosperity Financial Group, Inc. 1.68% of their portfolio San Ramon, CA 110,033110.0k $3.3m $3.3m 1.68% Added +6.6k +6,604
7 Owen LaRue, LLC 0.99% of their portfolio ELIZABETHTOWN, KY 62,20062.2k $1.9m $1.9m 0.99% Reduced -4.0k -4,006
8 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,94259.9k $1.8m $1.8m 0.00% Added +33.0k +32,954
9 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 55,90755.9k $1.7m $1.7m 0.00% New
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 49,39949.4k $1.5m $1.5m 0.00% Added +2.3k +2,280
11 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 35,95536.0k $1.1m $1.1m 0.00% Reduced -17.2k -17,194
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,44433.4k $1.0m $1.0m 0.00% Added +4.1k +4,117
13 Bright Futures Wealth Management, LLC. 0.87% of their portfolio WEBSTER, NY 14580, NY 31,79731.8k $980.9k $980.9k 0.87% Added +781 +781
14 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 31,78431.8k $967.3k $967.3k 0.02% New
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 30,82130.8k $938.0k $938.0k 0.00% Reduced -1.1k -1,084
16 BENJAMIN EDWARDS INC 0.01% of their portfolio Clayton, MO 30,04030.0k $914.2k $914.2k 0.01% Reduced -1.2k -1,172
17 Triumph Capital Management 0.30% of their portfolio DENVER, CO 29,11429.1k $886.1k $886.1k 0.30% Reduced -1.7k -1,684
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 25,90725.9k $788.5k $788.5k 0.00% Added +12.9k +12,941
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,21024.2k $737.0k $737.0k 0.00% Added +6.2k +6,164
20 Northwest Financial Advisors 0.58% of their portfolio HERNDON, VA 23,13023.1k $703.9k $703.9k 0.58% Added +47 +47
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,04722.0k $671.0k $671.0k 0.00% Reduced -109 -109
22 ADAMSBROWN WEALTH CONSULTANTS LLC 0.20% of their portfolio WICHITA, KS 18,87618.9k $574.5k $574.5k 0.20% Added +4.1k +4,147
23 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 18,65118.7k $567.6k $567.6k 0.00% First filing
24 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 16,39316.4k $498.9k $498.9k 0.03% New
25 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 15,79915.8k $480.8k $480.8k 0.02% Reduced -241 -241
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,75113.8k $418.5k $418.5k 0.00% New
27 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 11,67311.7k $355.3k $355.3k 0.03% Reduced -8.6k -8,560
28 Golden State Wealth Management, LLC 0.04% of their portfolio SANTA ANA, CA 9,0009.0k $273.9k $273.9k 0.04% First filing
29 Good Life Advisors, LLC 0.02% of their portfolio READING, PA 7,7017.7k $234.4k $234.4k 0.02% New
30 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 7,0257.0k $213.8k $213.8k 0.00% New
31 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,9386.9k $211.2k $211.2k 0.02% Unchanged
32 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,7996.8k $207.0k $207.0k 0.01% New
33 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,3384.3k $132.0k $132.0k 0.00% New
34 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 4,2814.3k $130.3k $130.3k 0.00% Added +3.0k +2,971
35 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 630630 $19.2k $19.2k 0.00% New
36 HAZLETT, BURT & WATSON, INC. 0.00% of their portfolio WHEELING, WV 353353 $11.0k $11.0k 0.00% New
37 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 300300 $9.1k $9.1k 0.00% New
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 286286 $8.7k $8.7k 0.00% New
39 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 281281 $8.6k $8.6k 0.00% First filing
40 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $6.1k $6.1k 0.00% New
41 Medallion Wealth Advisors, LLC 0.00% of their portfolio FARMINGTON, CT 156156 $4.7k $4.7k 0.00% First filing
42 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 127127 $3.9k $3.9k 0.00% Added +1 +1
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $44 $44 0.00% Unchanged
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged