Vault-13

FIRST TR EXCHANGE-TRADED FD MISL

INDXX AEROSPACE · ETP · CUSIP 33733E831

27 institutional holders +5 vs Q4 2023
1,531,0231.5m shares reported held*
$39.3mreported value*
8 new 10 added 5 reduced 3 sold out net bought ≈ $1.4m (+136.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.68.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q4 22: 4Q1 23: 13Q2 23: 14Q3 23: 18Q4 23: 22Q1 24: 2727Q4 22Q1 23Q2 23Q3 23Q4 23Q1 24
Numbers
QuarterHolders
Q4 20224
Q1 202313
Q2 202314
Q3 202318
Q4 202322
Q1 202427

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 11 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 8 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023112
Q2 2023104
Q3 2023143
Q4 20231012
Q1 2024188

Biggest buyers

LPL Financial LLC Added +111,678+111.7k
Global Assets Advisory, LLC New +85,742+85.7k
Mutual Advisors, LLC Added +29,235+29.2k
Northwest Financial Advisors New +23,065+23.1k
STIFEL FINANCIAL CORP New +23,003+23.0k
CITADEL ADVISORS LLC New +21,682+21.7k
Cetera Investment Advisers Added +16,959+17.0k
Sigma Planning Corp New +15,715+15.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Added +14,994+15.0k
Kestra Advisory Services, LLC New +10,213+10.2k

Biggest sellers

AE Wealth Management LLC Sold out -171,238-171.2k
Jaffetilchin Investment Partners, LLC Reduced -30,555-30.6k
OLD MISSION CAPITAL LLC Reduced -10,278-10.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -9,137-9.1k
Key Client Fiduciary Advisors, LLC Reduced -8,794-8.8k
D.A. DAVIDSON & CO. Reduced -8,331-8.3k
Triumph Capital Management Reduced -3,196-3.2k
JPMORGAN CHASE & CO Sold out -200-200

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.5%, 2026-06-05)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 324,937324.9k $8.8m $8.8m 0.08% Reduced -8.3k -8,331
2 Key Client Fiduciary Advisors, LLC 4.53% of their portfolio Fairfield, NJ 313,626313.6k $8.5m $8.5m 4.53% Reduced -8.8k -8,794
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 164,140164.1k $4.5m $4.5m 0.00% Added +111.7k +111,678
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 133,262133.3k $3.6m $3.6m 0.01% Added +9.4k +9,439
5 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 115,341115.3k $3.1m $3.1m 0.10% Added +29.2k +29,235
6 Global Assets Advisory, LLC 0.12% of their portfolio ORLANDO, FL 85,74285.7k $3.2k $3.2k 0.12% New
7 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 65,54865.5k $1.8m $1.8m 0.01% Added +7.0k +6,955
8 Triumph Capital Management 0.42% of their portfolio DENVER, CO 38,34538.3k $1.0m $1.0m 0.42% Reduced -3.2k -3,196
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 36,75136.8k $999.3k $999.3k 0.00% Added +17.0k +16,959
10 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 33,13733.1k $901.0k $901.0k 0.02% Added +15.0k +14,994
11 Bright Futures Wealth Management, LLC. 0.49% of their portfolio WEBSTER, NY 14580, NY 32,49432.5k $913.7k $913.7k 0.49% First filing
12 Northwest Financial Advisors 0.69% of their portfolio HERNDON, VA 23,06523.1k $627.1k $627.1k 0.69% New
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,00323.0k $625.5k $625.5k 0.00% New
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,62122.6k $615.1k $615.1k 0.00% Added +5.6k +5,646
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,68221.7k $589.5k $589.5k 0.00% New
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,15119.2k $521.0k $521.0k 0.00% Added +1 +1
17 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 15,71515.7k $427.3k $427.3k 0.01% New
18 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,53513.5k $368.0k $368.0k 0.01% Reduced -10.3k -10,278
19 ADAMSBROWN WEALTH CONSULTANTS LLC 0.14% of their portfolio WICHITA, KS 12,85712.9k $349.6k $349.6k 0.14% Added +3.0k +2,976
20 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,21310.2k $277.7k $277.7k 0.00% New
21 Jaffetilchin Investment Partners, LLC 0.02% of their portfolio TAMPA, FL 10,06410.1k $273.6k $273.6k 0.02% Reduced -30.6k -30,555
22 Owen LaRue, LLC 0.14% of their portfolio ELIZABETHTOWN, KY 8,0008.0k $217.5k $217.5k 0.14% Unchanged
23 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,4626.5k $175.7k $175.7k 0.02% Added +1.3k +1,322
24 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3101.3k $35.6k $35.6k 0.00% Unchanged
25 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 1919 $517 $517 0.00% New
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33 $90 $90 0.00% New
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged