Vault-13

FIRST TR EXCHANGE-TRADED FD MISL

INDXX AEROSPACE · ETP · CUSIP 33733E831

22 institutional holders +4 vs Q3 2023
1,372,9721.4m shares reported held*
$34.9mreported value*
6 new 4 added 10 reduced 2 sold out net sold ≈ $5.8m (-229.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.39.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q4 22: 4Q1 23: 13Q2 23: 14Q3 23: 18Q4 23: 2222Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q4 20224
Q1 202313
Q2 202314
Q3 202318
Q4 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 11 bought or addedQ1 23: 2 cut or sold outQ1 23Q2 23: 10 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 3 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 12 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q1 2023112
Q2 2023104
Q3 2023143
Q4 20231012

Biggest buyers

Key Client Fiduciary Advisors, LLC Added +194,139+194.1k
LPL Financial LLC New +52,462+52.5k
Cambridge Investment Research Advisors, Inc. Added +43,996+44.0k
Jaffetilchin Investment Partners, LLC New +40,619+40.6k
Mutual Advisors, LLC Added +23,370+23.4k
ADAMSBROWN WEALTH CONSULTANTS LLC New +9,881+9.9k
Owen LaRue, LLC New +8,000+8.0k
IFP Advisors, Inc New +1,310+1.3k
OSAIC HOLDINGS, INC. Added +1,247+1.2k
JPMORGAN CHASE & CO New +200+200

Biggest sellers

J Arnold Wealth Management Co Reduced -500,493-500.5k
AE Wealth Management LLC Reduced -39,150-39.1k
D.A. DAVIDSON & CO. Reduced -27,880-27.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,380-27.4k
Triumph Capital Management Reduced -3,079-3.1k
UBS Group AG Sold out -2,296-2.3k
OLD MISSION CAPITAL LLC Reduced -2,110-2.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -1,057-1.1k
Blue Trust, Inc. Sold out -547-547
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -486-486

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (2.5%, 2026-06-05)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 333,268333.3k $8.5m $8.5m 0.08% Reduced -27.9k -27,880
2 Key Client Fiduciary Advisors, LLC 4.78% of their portfolio Fairfield, NJ 322,420322.4k $8.2m $8.2m 4.78% Added +194.1k +194,139
3 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 171,238171.2k $4.3m $4.3m 0.02% Reduced -39.1k -39,150
4 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 123,823123.8k $3.2m $3.2m 0.01% Added +1.2k +1,247
5 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 86,10686.1k $2.2m $2.2m 0.08% Added +23.4k +23,370
6 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,59358.6k $1.5m $1.5m 0.01% Added +44.0k +43,996
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 52,46252.5k $1.3m $1.3m 0.00% New
8 Triumph Capital Management 0.45% of their portfolio DENVER, CO 41,54141.5k $1.1m $1.1m 0.45% Reduced -3.1k -3,079
9 Jaffetilchin Investment Partners, LLC 0.10% of their portfolio TAMPA, FL 40,61940.6k $1.0m $1.0m 0.10% New
10 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 23,81323.8k $606.2k $606.2k 0.02% Reduced -2.1k -2,110
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,79219.8k $503.8k $503.8k 0.00% Reduced -361 -361
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,15019.1k $488.0k $488.0k 0.00% Unchanged
13 BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio ST. LOUIS, MO 18,14318.1k $462.0k $462.0k 0.01% Reduced -486 -486
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,97517.0k $432.1k $432.1k 0.00% Reduced -1.1k -1,057
15 J Arnold Wealth Management Co 0.10% of their portfolio Youngstown, OH 11,36111.4k $289.2k $289.2k 0.10% Reduced -500.5k -500,493
16 ADAMSBROWN WEALTH CONSULTANTS LLC 0.11% of their portfolio WICHITA, KS 9,8819.9k $251.5k $251.5k 0.11% New
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,1379.1k $232.6k $232.6k 0.00% Reduced -27.4k -27,380
18 Owen LaRue, LLC 0.19% of their portfolio ELIZABETHTOWN, KY 8,0008.0k $203.6k $203.6k 0.19% New
19 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 5,1405.1k $130.8k $130.8k 0.01% Reduced -103 -103
20 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3101.3k $33.3k $33.3k 0.00% New
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 200200 $5.1k $5.1k 0.00% New
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged