Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

186 institutional holders -16 vs Q2 2024
4,906,4204.9m shares reported held*
$176.4mreported value*
20 new 34 added 81 reduced 33 sold out net sold ≈ $13.0m (-362.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.95. Options: 2 managers hold calls ($237.0k notional), 2 hold puts ($179.6k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285Q2 23: 271Q3 23: 258Q4 23: 252Q1 24: 210Q2 24: 202Q3 24: 186186Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285
Q2 2023271
Q3 2023258
Q4 2023252
Q1 2024210
Q2 2024202
Q3 2024186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ1 23: 104 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 109 bought or addedQ2 23: 133 cut or sold outQ3 23: 96 bought or addedQ3 23: 137 cut or sold outQ3 23Q4 23: 81 bought or addedQ4 23: 149 cut or sold outQ1 24: 59 bought or addedQ1 24: 157 cut or sold outQ1 24Q2 24: 62 bought or addedQ2 24: 114 cut or sold outQ3 24: 54 bought or addedQ3 24: 114 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138
Q2 2023109133
Q3 202396137
Q4 202381149
Q1 202459157
Q2 202462114
Q3 202454114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 23 calls: $4.7mQ4 23 puts: $1.1mQ4 23P/C 0.25Q1 24 calls: $4.3mQ1 24 puts: $654.0kQ1 24P/C 0.15Q2 24 calls: $1.1mQ2 24 puts: $214.3kQ2 24P/C 0.20Q3 24 calls: $237.0kQ3 24 puts: $179.6kQ3 24P/C 0.76
Numbers
QuarterCallsPutsP/C
Q4 2023$4.7m$1.1m0.25
Q1 2024$4.3m$654.0k0.15
Q2 2024$1.1m$214.3k0.20
Q3 2024$237.0k$179.6k0.76

Biggest buyers

Focus Partners Wealth New +42,574+42.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +36,858+36.9k
LMR Partners LLP New +27,992+28.0k
JANE STREET GROUP, LLC New +21,617+21.6k
FLOW TRADERS U.S. LLC Added +20,926+20.9k
D. E. Shaw & Co., Inc. Added +19,088+19.1k
CPR Investments Inc. New +15,221+15.2k
NWAM LLC New +13,806+13.8k
Pine Valley Investments Ltd Liability Co New +11,615+11.6k
CX Institutional Added +9,941+9.9k

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Reduced -74,912-74.9k
AMERIPRISE FINANCIAL INC Reduced -40,021-40.0k
Raymond James Financial Services Advisors, Inc. Reduced -39,045-39.0k
WELLS FARGO & COMPANY/MN Reduced -38,928-38.9k
CIBC Private Wealth Group LLC Reduced -38,665-38.7k
LPL Financial LLC Reduced -31,151-31.2k
MORGAN STANLEY Reduced -30,712-30.7k
SVB WEALTH LLC Sold out -27,026-27.0k
Cetera Investment Advisers Reduced -26,948-26.9k
BANK OF AMERICA CORP /DE/ Reduced -22,440-22.4k

Biggest calls

CITADEL ADVISORS LLC Added $237.0k6.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $179.6k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 466,483466.5k $16.8m $16.8m 0.00% Reduced -30.7k -30,712
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 356,079356.1k $12.8m $12.8m 0.01% Reduced -31.2k -31,151
3 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 342,527342.5k $12.3m $12.3m 0.02% Reduced -38.7k -38,665
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 258,288258.3k $9.3m $9.3m 0.00% Reduced -10.8k -10,849
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 212,114212.1k $7.6m $7.6m 0.00% Reduced -22.4k -22,440
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 194,615194.6k $7.0m $7.0m 0.00% Reduced -38.9k -38,928
7 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 183,115183.1k $6.6m $6.6m 0.01% Added +763 +763
8 CX Institutional 0.29% of their portfolio AUBURN, IN 181,105181.1k $6.5m $6.5m 0.29% Added +9.9k +9,941
9 Wealthspire Advisors, LLC 0.06% of their portfolio NEW YORK, NY 164,286164.3k $5.9m $5.9m 0.06% Added +2.8k +2,770
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 144,788144.8k $5.2m $5.2m 0.01% Reduced -3.7k -3,706
11 Mariner, LLC 0.01% of their portfolio Overland Park, KS 115,603115.6k $4.2m $4.2m 0.01% Reduced -606 -606
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 111,492111.5k $4.0m $4.0m 0.01% Reduced -39.0k -39,045
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,986105.0k $3.8m $3.8m 0.01% Reduced -10.2k -10,184
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 104,793104.8k $3.8m $3.8m 0.00% Reduced -15.8k -15,801
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 102,648102.6k $3.7m $3.7m 0.01% Reduced -26.9k -26,948
16 Money Design Co.,Ltd. 0.18% of their portfolio TOKYO, M0 100,025100.0k $3.6m $3.6m 0.18% Reduced -10.2k -10,187
17 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 89,20689.2k $3.2m $3.2m 0.00% Reduced -74.9k -74,912
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 79,72779.7k $2.9m $2.9m 0.01% Reduced -3.5k -3,546
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 75,96476.0k $2.7m $2.7m 0.00% Reduced -781 -781
20 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 74,83274.8k $2.7m $2.7m 0.04% Reduced -3.8k -3,778
21 PFG Investments, LLC 0.16% of their portfolio WOODBURY, NY 69,88569.9k $2.5m $2.5m 0.16% Added +4.8k +4,810
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 62,97863.0k $2.3m $2.3m 0.00% Reduced -3.4k -3,391
23 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 48,23948.2k $1.7m $1.7m 0.01% Reduced -2.5k -2,474
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,78045.8k $1.6m $1.6m 0.00% Added +36.9k +36,858
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 43,26443.3k $1.6m $1.6m 0.00% Reduced -40.0k -40,021
26 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 42,57442.6k $1.7m $1.7m 0.01% New
27 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 41,92441.9k $1.5m $1.5m 0.06% Added +1.7k +1,698
28 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 40,42240.4k $1.5m $1.5m 0.00% Added +19.1k +19,088
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,13637.1k $1.3m $1.3m 0.00% Added +116 +116
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,65135.7k $1.3m $1.3m 0.00% Reduced -5.0k -4,997
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,01235.0k $1.3m $1.3m 0.00% Reduced -10.9k -10,929
32 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 33,19833.2k $1.2m $1.2m 0.00% Reduced -2.3k -2,271
33 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,66132.7k $1.2m $1.2m 0.00% Reduced -8.1k -8,129
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 30,44330.4k $1.1m $1.1m 0.00% Reduced -15.9k -15,910
35 MEITAV INVESTMENT HOUSE LTD 0.02% of their portfolio BENE-BERAQ, L3 30,33530.3k $1.1m $1.1m 0.02% Reduced -12.1k -12,108
36 LMR Partners LLP 0.02% of their portfolio LONDON, X0 27,99228.0k $1.0m $1.0m 0.02% New
37 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 27,70027.7k $995.0k $995.0k 0.05% Added +20.9k +20,926
38 Colorado Capital Management, Inc. 0.47% of their portfolio BOULDER, CO 26,58326.6k $954.0k $954.0k 0.47% Added +3 +3
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,85721.9k $784.9k $784.9k 0.00% Reduced -6.5k -6,540
40 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 21,61721.6k $776.3k $776.3k 0.00% New
41 Milestone Investment Advisors LLC 0.22% of their portfolio MIDDLETON, WI 21,61021.6k $776.0k $776.0k 0.22% Reduced -1.9k -1,859
42 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 20,74020.7k $744.8k $744.8k 0.01% Added +2.6k +2,557
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,37820.4k $731.8k $731.8k 0.00% Reduced -219 -219
44 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 20,17320.2k $724.4k $724.4k 0.15% Reduced -767 -767
45 Arax Advisory Partners 0.06% of their portfolio NEW YORK, NY 18,87018.9k $677.7k $677.7k 0.06% Added +3.1k +3,066
46 Veltria Advisors Corp. 0.27% of their portfolio MIAMI, FL 18,73418.7k $672.7k $672.7k 0.27% Unchanged
47 Bigelow Investment Advisors, LLC 0.30% of their portfolio Portland, ME 18,43918.4k $662.1k $662.1k 0.30% Added +7.9k +7,897
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,64317.6k $634.0k $634.0k 0.00% Reduced -95 -95
49 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.10% of their portfolio PITTSBURGH, PA 17,11317.1k $617.0k $617.0k 0.10% Added +1.0k +1,040
50 PARK NATIONAL CORP /OH/ 0.02% of their portfolio NEWARK, OH 16,84016.8k $604.7k $604.7k 0.02% Added +604 +604
51 CPR Investments Inc. 0.52% of their portfolio Rochester, MI 15,22115.2k $546.6k $546.6k 0.52% New
52 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,12915.1k $543.3k $543.3k 0.00% Reduced -1.0k -1,015
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 14,66914.7k $526.8k $526.8k 0.00% Reduced -655 -655
54 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 13,80613.8k $495.8k $495.8k 0.03% New
55 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,41013.4k $482.0k $482.0k 0.00% Reduced -3.8k -3,817
56 Onyx Bridge Wealth Group LLC 0.07% of their portfolio TARRYTOWN, NY 13,35513.4k $479.6k $479.6k 0.07% Reduced -1.1k -1,079
57 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 12,71212.7k $459.9k $459.9k 0.00% Added +3.6k +3,583
58 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,95712.0k $429.4k $429.4k 0.00% Reduced -2.1k -2,102
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 11,95212.0k $429.2k $429.2k 0.01% Reduced -139 -139
60 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,90011.9k $404.7k $404.7k 0.01% Unchanged
61 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 11,61511.6k $417.1k $417.1k 0.03% New
62 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,49611.5k $412.8k $412.8k 0.01% Reduced -5.1k -5,113
63 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,29711.3k $405.7k $405.7k 0.00% Reduced -2.3k -2,254
64 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 10,64210.6k $382.2k $382.2k 0.02% Reduced -3.9k -3,868
65 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,07910.1k $362.0k $362.0k 0.00% Reduced -3.8k -3,791
66 Prosperity Consulting Group, LLC 0.03% of their portfolio OWINGS MILLS, MD 9,9269.9k $356.4k $356.4k 0.03% New
67 CENTRAL VALLEY ADVISORS, LLC 0.20% of their portfolio SACRAMENTO, CA 9,8979.9k $355.4k $355.4k 0.20% Reduced -600 -600
68 Paragon Private Wealth Management, LLC 0.17% of their portfolio LEXINGTON, KY 9,4949.5k $340.9k $340.9k 0.17% Reduced -231 -231
69 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 9,2509.2k $332.2k $332.2k 0.00% Reduced -5.3k -5,261
70 Bluesphere Advisors LLC 0.16% of their portfolio EAST NORRITON, PA 8,9579.0k $321.7k $321.7k 0.16% Reduced -1.4k -1,398
71 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 8,7638.8k $315.0k $315.0k 0.02% Unchanged
72 LaSalle St. Investment Advisors, LLC 0.12% of their portfolio ELMHURST, IL 8,7448.7k $314.0k $314.0k 0.12% New
73 LIBERTY WEALTH MANAGEMENT LLC 0.05% of their portfolio OAKLAND, CA 8,6888.7k $312.0k $312.0k 0.05% Added +747 +747
74 MMBG INVESTMENT ADVISORS CO. 0.03% of their portfolio MIAMI, FL 8,6008.6k $308.8k $308.8k 0.03% Unchanged
75 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,5698.6k $307.7k $307.7k 0.00% Reduced -1.3k -1,275
76 Eley Financial Management, Inc 0.12% of their portfolio SOUTH BURLINGTON, VT 8,4548.5k $303.6k $303.6k 0.12% Added +1.0k +1,018
77 Financial Partners Group, Inc 0.04% of their portfolio Overland Park, KS 8,3168.3k $298.6k $298.6k 0.04% Reduced -219 -219
78 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 8,0938.1k $290.6k $290.6k 0.01% Added +348 +348
79 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 7,9858.0k $286.8k $286.8k 0.01% Added +378 +378
80 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,8587.9k $273.9k $273.9k 0.01% Reduced -91 -91
81 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 7,2117.2k $258.9k $258.9k 0.00% Unchanged
82 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 7,1947.2k $258.8k $258.8k 0.01% Reduced -2.3k -2,331
83 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 6,9507.0k $240.7k $240.7k 0.00% Reduced -1.3k -1,255
84 PFG Advisors 0.02% of their portfolio Phoenix, AZ 6,9216.9k $248.5k $248.5k 0.02% Added +552 +552
85 CAMDEN NATIONAL BANK 0.04% of their portfolio CAMDEN, ME 6,8566.9k $246.2k $246.2k 0.04% Reduced -30 -30
86 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 6,8316.8k $243.2k $243.2k 0.01% Added +783 +783
87 New England Private Wealth Advisors LLC 0.04% of their portfolio WELLESLEY, MA 6,7656.8k $242.9k $242.9k 0.04% Unchanged
88 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.01% of their portfolio TOKYO, M0 6,5186.5k $234.1k $234.1k 0.01% Reduced -1.9k -1,949
89 United Asset Strategies, Inc. 0.02% of their portfolio GARDEN CITY, NY 6,4876.5k $232.9k $232.9k 0.02% Reduced -381 -381
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,4066.4k $230.0k $230.0k 0.00% Added +232 +232
91 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,4026.4k $229.9k $229.9k 0.00% Reduced -443 -443
92 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,3586.4k $228.0k $228.0k 0.01% Reduced -94 -94
93 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 6,1566.2k $221.1k $221.1k 0.00% New
94 First PREMIER Bank 0.05% of their portfolio SIOUX FALLS, SD 5,9495.9k $214.0k $214.0k 0.05% Reduced -90 -90
95 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 5,6605.7k $203.3k $203.3k 0.02% Reduced -277 -277
96 Legacy Edge Advisors, LLC 0.03% of their portfolio SYOSSET, NY 5,6155.6k $201.6k $201.6k 0.03% New
97 Leo Wealth, LLC 0.02% of their portfolio HURST, TX 5,6015.6k $201.1k $201.1k 0.02% New
98 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 4,3664.4k $158.9k $158.9k 0.00% Added +797 +797
99 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,5263.5k $126.6k $126.6k 0.00% Reduced -100 -100
100 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 3,4943.5k $125.0k $125.0k 0.01% Reduced -7.8k -7,763