Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

258 institutional holders -13 vs Q2 2023
9,175,9919.2m shares reported held*
$391.0mreported value*
25 new 71 added 99 reduced 38 sold out net sold ≈ $65.7m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.61. Options: 5 managers hold calls ($4.8m notional), 6 hold puts ($2.0m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285Q2 23: 271Q3 23: 258258Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285
Q2 2023271
Q3 2023258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 109 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 137 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138
Q2 2023109133
Q3 202396137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $14.3mQ4 22 puts: $1.5mQ4 22P/C 0.11Q1 23 calls: $7.0mQ1 23 puts: $1.5mQ1 23P/C 0.21Q2 23 calls: $6.1mQ2 23 puts: $2.4mQ2 23P/C 0.39Q3 23 calls: $4.8mQ3 23 puts: $2.0mQ3 23P/C 0.42
Numbers
QuarterCallsPutsP/C
Q4 2022$14.3m$1.5m0.11
Q1 2023$7.0m$1.5m0.21
Q2 2023$6.1m$2.4m0.39
Q3 2023$4.8m$2.0m0.42

Biggest buyers

Arlington Financial Advisors, LLC New +144,582+144.6k
OSAIC HOLDINGS, INC. Added +63,060+63.1k
HRT FINANCIAL LP New +49,642+49.6k
RAYMOND JAMES & ASSOCIATES Added +44,700+44.7k
MML INVESTORS SERVICES, LLC Added +38,761+38.8k
Ameritas Advisory Services, LLC New +34,676+34.7k
BNP PARIBAS FINANCIAL MARKETS Added +22,637+22.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +17,337+17.3k
PATHSTONE FAMILY OFFICE, LLC New +16,096+16.1k
Qube Research & Technologies Ltd New +14,801+14.8k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -611,007-611.0k
MEITAV INVESTMENT HOUSE LTD Reduced -280,946-280.9k
Beaumont Financial Advisors, LLC Sold out -187,868-187.9k
MORGAN STANLEY Reduced -81,535-81.5k
LPL Financial LLC Reduced -78,566-78.6k
Raymond James Financial Services Advisors, Inc. Reduced -68,060-68.1k
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD Sold out -67,769-67.8k
Elite Wealth Management, Inc. Reduced -61,537-61.5k
Lattice Capital Management, LLC Sold out -57,274-57.3k
GOLDMAN SACHS GROUP INC Sold out -51,420-51.4k

Biggest calls

JANE STREET GROUP, LLC Reduced $2.3m54.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m37.2k shares
CITADEL ADVISORS LLC Reduced $933.6k21.9k shares
Cutler Group LLC / CA Added $1.0k3.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $763.1k17.9k shares
JANE STREET GROUP, LLC Added $622.4k14.6k shares
WOLVERINE TRADING, LLC Added $349.6k8.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $272.8k6.4k shares
Cutler Group LLC / CA Added $11.0k1.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.09% of their portfolio ATLANTA, GA 925,155925.2k $39.4m $39.4m 0.09% Reduced -611.0k -611,007
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 854,186854.2k $36.4m $36.4m 0.00% Reduced -81.5k -81,535
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 744,722744.7k $31.7m $31.7m 0.02% Reduced -78.6k -78,566
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 536,389536.4k $22.9m $22.9m 0.01% Added +4.2k +4,211
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 403,211403.2k $17.2m $17.2m 0.00% Reduced -12.6k -12,616
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 392,806392.8k $16.7m $16.7m 0.01% Reduced -15.3k -15,281
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 307,871307.9k $13.1m $13.1m 0.02% Added +63.1k +63,060
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 294,224294.2k $12.5m $12.5m 0.00% Reduced -6.3k -6,267
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 219,460219.5k $9.4m $9.4m 0.01% Added +44.7k +44,700
10 Wealthspire Advisors, LLC 0.15% of their portfolio NEW YORK, NY 216,589216.6k $9.2m $9.2m 0.15% Added +3.5k +3,458
11 Mariner, LLC 0.02% of their portfolio Overland Park, KS 208,775208.8k $8.9m $8.9m 0.02% Added +3.8k +3,802
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 186,327186.3k $7.9m $7.9m 0.02% Added +534 +534
13 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 177,368177.4k $7.6m $7.6m 0.01% Reduced -10.0k -10,045
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 170,329170.3k $7.3m $7.3m 0.01% Reduced -68.1k -68,060
15 Money Design Co.,Ltd. 0.43% of their portfolio TOKYO, M0 166,729166.7k $7.1m $7.1m 0.43% Reduced -22.4k -22,419
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 161,322161.3k $6.9m $6.9m 0.00% Added +1.6k +1,638
17 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 158,480158.5k $6.8m $6.8m 0.01% Reduced -29.3k -29,260
18 Arlington Financial Advisors, LLC 2.18% of their portfolio SANTA BARBARA, CA 144,582144.6k $6.2m $6.2m 2.18% New
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 124,640124.6k $5.3m $5.3m 0.00% Added +12.8k +12,751
20 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 106,346106.3k $4.5m $4.5m 0.02% Reduced -2.2k -2,179
21 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 92,46092.5k $3.9m $3.9m 0.08% Reduced -609 -609
22 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 91,53391.5k $3.9m $3.9m 0.02% Added +38.8k +38,761
23 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 85,09185.1k $3.6m $3.6m 0.05% Added +1.7k +1,677
24 CX Institutional 0.19% of their portfolio AUBURN, IN 80,10380.1k $3.4m $3.4m 0.19% Reduced -28.4k -28,445
25 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 79,79779.8k $3.4m $3.4m 0.01% Added +22.6k +22,637
26 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 77,46977.5k $3.3m $3.3m 0.03% Added +468 +468
27 MEITAV INVESTMENT HOUSE LTD 0.05% of their portfolio BENE-BERAQ, L3 71,28871.3k $3.0m $3.0m 0.05% Reduced -280.9k -280,946
28 CONSOLIDATED CAPITAL MANAGEMENT, LLC 1.34% of their portfolio BURBANK, CA 59,39959.4k $2.5m $2.5m 1.34% Reduced -3.2k -3,242
29 SVB WEALTH LLC 0.06% of their portfolio BOSTON, MA 59,17359.2k $2.5m $2.5m 0.06% Reduced -2.9k -2,935
30 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 54,80754.8k $2.3m $2.3m 0.02% Reduced -37.5k -37,460
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 53,86653.9k $2.3m $2.3m 0.00% Added +1.2k +1,208
32 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.07% of their portfolio TOKYO, M0 53,13653.1k $2.3m $2.3m 0.07% Added +12.9k +12,942
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,71751.7k $2.2m $2.2m 0.00% Reduced -44.0k -43,951
34 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 49,64249.6k $2.1m $2.1m 0.02% New
35 PFG Investments, LLC 0.36% of their portfolio WOODBURY, NY 45,27745.3k $1.9m $1.9m 0.36% Added +634 +634
36 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 40,45140.5k $1.7m $1.7m 0.09% Added +582 +582
37 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 36,92936.9k $1.6m $1.6m 0.00% Reduced -8.6k -8,558
38 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 35,45535.5k $1.5m $1.5m 0.01% Added +813 +813
39 Ameritas Advisory Services, LLC 0.07% of their portfolio Lincoln, NE 34,67634.7k $1.5m $1.5m 0.07% New
40 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 32,87032.9k $1.4m $1.4m 0.02% Reduced -941 -941
41 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 32,26632.3k $1.4m $1.4m 0.01% Added +2.9k +2,926
42 Veltria Advisors Corp. 0.54% of their portfolio MIAMI, FL 32,06232.1k $1.4m $1.4m 0.54% Added +8.7k +8,650
43 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 32,04532.0k $1.4m $1.4m 0.01% Reduced -2.0k -1,988
44 WCG Wealth Advisors LLC 0.10% of their portfolio LAS VEGAS, NV 31,41631.4k $1.4m $1.4m 0.10% Reduced -734 -734
45 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 31,39631.4k $1.3m $1.3m 0.04% Reduced -4.3k -4,266
46 Elite Wealth Management, Inc. 0.42% of their portfolio KIRKLAND, WA 30,84830.8k $1.3m $1.3m 0.42% Reduced -61.5k -61,537
47 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 30,53930.5k $1.3m $1.3m 0.34% Added +679 +679
48 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 26,93526.9k $1.1m $1.1m 0.01% Reduced -1.6k -1,568
49 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 25,41225.4k $1.1m $1.1m 0.02% Reduced -1.7k -1,717
50 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 25,38325.4k $1.1m $1.1m 0.04% Reduced -1.4k -1,404
51 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,35525.4k $1.1m $1.1m 0.00% Added +2.4k +2,413
52 Colorado Capital Management, Inc. 0.82% of their portfolio BOULDER, CO 25,24225.2k $1.1m $1.1m 0.82% Added +1.1k +1,140
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,50423.5k $1.0m $1.0m 0.00% Reduced -19.2k -19,174
54 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 23,47023.5k $1.0m $1.0m 0.02% Reduced -1.7k -1,749
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,46423.5k $1.0m $1.0m 0.00% Added +1.2k +1,217
56 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 23,38123.4k $996.7k $996.7k 0.00% Added +126 +126
57 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 21,23221.2k $905.0k $905.0k 0.00% Added +2.2k +2,174
58 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 21,19721.2k $903.7k $903.7k 0.01% Added +5.8k +5,838
59 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 0.78% of their portfolio TEL-AVIV, L3 21,00021.0k $899.6k $899.6k 0.78% Reduced -30.0k -30,000
60 Walkner Condon Financial Advisors LLC 0.23% of their portfolio MADISON, WI 19,97120.0k $851.3k $851.3k 0.23% Added +463 +463
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,28019.3k $822.0k $822.0k 0.00% Reduced -809 -809
62 Bluesphere Advisors LLC 0.59% of their portfolio EAST NORRITON, PA 19,17719.2k $817.5k $817.5k 0.59% Added +835 +835
63 Milestone Advisory Partners 0.64% of their portfolio Southern Pines, NC 18,15118.2k $773.8k $773.8k 0.64% Reduced -1.6k -1,585
64 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,14318.1k $773.5k $773.5k 0.00% Reduced -261 -261
65 Pallas Capital Advisors LLC 0.04% of their portfolio BRAINTREE, MA 17,88017.9k $593.4k $593.4k 0.04% Added +7.3k +7,258
66 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 17,61817.6k $751.1k $751.1k 0.02% Added +6.4k +6,415
67 Onyx Bridge Wealth Group LLC 0.17% of their portfolio TARRYTOWN, NY 17,55917.6k $748.5k $748.5k 0.17% Reduced -2.5k -2,458
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,33717.3k $739.1k $739.1k 0.00% New
69 PARK NATIONAL CORP /OH/ 0.03% of their portfolio NEWARK, OH 17,21417.2k $733.8k $733.8k 0.03% Added +38 +38
70 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,22616.2k $691.7k $691.7k 0.00% Reduced -3.5k -3,509
71 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 16,09616.1k $686.2k $686.2k 0.01% New
72 CWM, LLC 0.00% of their portfolio OMAHA, NE 15,08715.1k $643.0k $643.0k 0.00% Added +378 +378
73 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,80114.8k $631.0k $631.0k 0.00% New
74 Madrona Financial Services, LLC 0.29% of their portfolio EVERETT, WA 14,70114.7k $626.7k $626.7k 0.29% Reduced -50.6k -50,571
75 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 14,69014.7k $626.0k $626.0k 0.02% Added +8.7k +8,655
76 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 14,57614.6k $621.4k $621.4k 0.00% Added +1.6k +1,644
77 Eley Financial Management, Inc 0.31% of their portfolio SOUTH BURLINGTON, VT 14,16514.2k $601.9k $601.9k 0.31% Added +3.2k +3,243
78 NWAM LLC 0.06% of their portfolio MERCER ISLAND, WA 13,63513.6k $581.3k $581.3k 0.06% Added +2.8k +2,771
79 Financial Partners Group, Inc 0.09% of their portfolio Overland Park, KS 13,50913.5k $445.6k $445.6k 0.09% Reduced -752 -752
80 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 13,24113.2k $564.5k $564.5k 0.02% Reduced -326 -326
81 Paragon Private Wealth Management, LLC 0.46% of their portfolio LEXINGTON, KY 13,07213.1k $557.3k $557.3k 0.46% Reduced -791 -791
82 DHK Financial Advisors, Inc. 0.49% of their portfolio PORTSMOUTH, NH 12,85812.9k $548.1k $548.1k 0.49% Unchanged
83 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 12,84812.8k $547.7k $547.7k 0.04% Added +1.7k +1,705
84 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,97512.0k $510.5k $510.5k 0.01% Reduced -1.6k -1,593
85 ICA Group Wealth Management, LLC 0.14% of their portfolio DENVER, CO 11,92211.9k $508.2k $508.2k 0.14% Reduced -2.2k -2,190
86 FLAGSHIP HARBOR ADVISORS, LLC 0.04% of their portfolio BOSTON, MA 11,81311.8k $503.6k $503.6k 0.04% Reduced -219 -219
87 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 11,54511.5k $492.2k $492.2k 0.01% Reduced -203 -203
88 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 11,45911.5k $489.0k $489.0k 0.02% Reduced -1.2k -1,215
89 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 11,30211.3k $481.8k $481.8k 0.02% Added +1.2k +1,167
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,11611.1k $473.9k $473.9k 0.00% Reduced -525 -525
91 CITY HOLDING CO 0.08% of their portfolio CHARLESTON, WV 11,01611.0k $469.6k $469.6k 0.08% Reduced -300 -300
92 Secure Asset Management, LLC 0.14% of their portfolio Troy, MI 10,98511.0k $468.3k $468.3k 0.14% Reduced -710 -710
93 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.08% of their portfolio Reston, VA 10,96911.0k $467.6k $467.6k 0.08% Unchanged
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,65610.7k $454.3k $454.3k 0.00% Added +4.9k +4,948
95 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 10,38910.4k $442.9k $442.9k 0.03% Reduced -707 -707
96 Hibernia Wealth Partners, LLC 0.33% of their portfolio BATON ROUGE, LA 10,01110.0k $426.8k $426.8k 0.33% First filing
97 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 9,9179.9k $422.9k $422.9k 0.00% Added +348 +348
98 Csenge Advisory Group 0.03% of their portfolio CLEARWATER, FL 9,8669.9k $420.6k $420.6k 0.03% Added +4.2k +4,215
99 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 9,7879.8k $417.2k $417.2k 0.01% Added +607 +607
100 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 9,7859.8k $417.0k $417.0k 0.02% Reduced -16.4k -16,397