Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

271 institutional holders -14 vs Q1 2023
10,699,23310.7m shares reported held*
$547.1mreported value*
20 new 89 added 97 reduced 36 sold out net sold ≈ $30.9m (-417.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.13. Options: 6 managers hold calls ($6.1m notional), 6 hold puts ($2.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285Q2 23: 271271Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285
Q2 2023271

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 138 cut or sold outQ1 23Q2 23: 109 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138
Q2 2023109133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $16.2mQ3 22 puts: $2.1mQ3 22P/C 0.13Q4 22 calls: $14.3mQ4 22 puts: $1.5mQ4 22P/C 0.11Q1 23 calls: $7.0mQ1 23 puts: $1.5mQ1 23P/C 0.21Q2 23 calls: $6.1mQ2 23 puts: $2.4mQ2 23P/C 0.39
Numbers
QuarterCallsPutsP/C
Q3 2022$16.2m$2.1m0.13
Q4 2022$14.3m$1.5m0.11
Q1 2023$7.0m$1.5m0.21
Q2 2023$6.1m$2.4m0.39

Biggest buyers

CIBC Private Wealth Group LLC Added +191,774+191.8k
Beaumont Financial Advisors, LLC New +187,868+187.9k
MEITAV INVESTMENT HOUSE LTD Added +166,032+166.0k
AMERIPRISE FINANCIAL INC Added +55,257+55.3k
BNP PARIBAS FINANCIAL MARKETS Added +41,239+41.2k
Elite Wealth Management, Inc. Added +24,096+24.1k
FLOW TRADERS U.S. LLC New +19,658+19.7k
BANK OF AMERICA CORP /DE/ Added +13,811+13.8k
Raymond James Financial Services Advisors, Inc. Added +13,408+13.4k
CX Institutional Added +13,380+13.4k

Biggest sellers

LPL Financial LLC Reduced -197,900-197.9k
BANK HAPOALIM BM Sold out -122,410-122.4k
INVICTUS PRIVATE WEALTH, LLC Sold out -120,780-120.8k
MANCHESTER FINANCIAL INC Sold out -88,122-88.1k
Cetera Advisor Networks LLC Reduced -79,054-79.1k
WELLS FARGO & COMPANY/MN Reduced -63,388-63.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -42,687-42.7k
UBS Group AG Reduced -36,954-37.0k
RAYMOND JAMES & ASSOCIATES Reduced -36,520-36.5k
Ameritas Advisory Services, LLC Sold out -32,897-32.9k

Biggest calls

JANE STREET GROUP, LLC Reduced $3.0m58.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.5m29.1k shares
CITADEL ADVISORS LLC Reduced $1.4m26.4k shares
WOLVERINE TRADING, LLC New $285.6k5.7k shares
Cutler Group LLC / CA New $7.0k3.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m20.0k shares
JANE STREET GROUP, LLC New $721.4k14.1k shares
WOLVERINE TRADING, LLC New $310.6k6.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $307.0k6.0k shares
Cutler Group LLC / CA Reduced $2.0k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.09% of their portfolio ATLANTA, GA 1,536,1621.5m $78.6m $78.6m 0.09% Added +191.8k +191,774
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 935,721935.7k $47.9m $47.9m 0.00% Reduced -26.1k -26,146
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 823,288823.3k $42.1m $42.1m 0.03% Reduced -197.9k -197,900
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 532,178532.2k $27.2m $27.2m 0.01% Reduced -37.0k -36,954
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 415,827415.8k $21.3m $21.3m 0.00% Added +13.8k +13,811
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 408,087408.1k $20.9m $20.9m 0.01% Reduced -63.4k -63,388
7 MEITAV INVESTMENT HOUSE LTD 0.14% of their portfolio BENE-BERAQ, L3 352,234352.2k $17.7m $17.7m 0.14% Added +166.0k +166,032
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 300,491300.5k $15.4m $15.4m 0.00% Added +55.3k +55,257
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 244,811244.8k $12.6m $12.6m 0.02% Reduced -13.6k -13,594
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 238,389238.4k $12.2m $12.2m 0.02% Added +13.4k +13,408
11 Wealthspire Advisors, LLC 0.18% of their portfolio NEW YORK, NY 213,131213.1k $10.9m $10.9m 0.18% Added +150 +150
12 Mariner, LLC 0.03% of their portfolio Overland Park, KS 204,973205.0k $10.5m $10.5m 0.03% Reduced -29.0k -29,003
13 Money Design Co.,Ltd. 0.57% of their portfolio TOKYO, M0 189,148189.1k $9.7m $9.7m 0.57% Reduced -26.4k -26,412
14 Beaumont Financial Advisors, LLC 0.89% of their portfolio NEEDHAM, MA 187,868187.9k $9.6m $9.6m 0.89% New
15 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 187,740187.7k $9.6m $9.6m 0.01% Added +6.5k +6,472
16 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 187,413187.4k $9.6m $9.6m 0.01% Added +175 +175
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 185,793185.8k $9.5m $9.5m 0.02% Reduced -42.7k -42,687
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 174,760174.8k $8.9m $8.9m 0.01% Reduced -36.5k -36,520
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 159,684159.7k $8.2m $8.2m 0.00% Reduced -17.6k -17,587
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,889111.9k $5.7m $5.7m 0.00% Added +768 +768
21 CX Institutional 0.29% of their portfolio AUBURN, IN 108,548108.5k $5.6m $5.6m 0.29% Added +13.4k +13,380
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 108,525108.5k $5.6m $5.6m 0.03% Reduced -7.4k -7,389
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 95,66895.7k $4.9m $4.9m 0.01% Reduced -7.1k -7,066
24 Prime Capital Investment Advisors, LLC 0.09% of their portfolio OVERLAND PARK, KS 93,06993.1k $4.8m $4.8m 0.09% Added +7.0k +6,953
25 Elite Wealth Management, Inc. 1.57% of their portfolio KIRKLAND, WA 92,38592.4k $4.7m $4.7m 1.57% Added +24.1k +24,096
26 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 92,26792.3k $4.7m $4.7m 0.05% Reduced -5.6k -5,591
27 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 83,41483.4k $4.3m $4.3m 0.06% Added +1.4k +1,393
28 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 77,00177.0k $3.9m $3.9m 0.03% Added +12.9k +12,939
29 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.24% of their portfolio Tel Aviv, L3 67,76967.8k $3.4m $3.4m 0.24% Unchanged
30 Madrona Financial Services, LLC 1.63% of their portfolio EVERETT, WA 65,27265.3k $3.3m $3.3m 1.63% Reduced -6.7k -6,664
31 CONSOLIDATED CAPITAL MANAGEMENT, LLC 1.57% of their portfolio BURBANK, CA 62,64162.6k $3.2m $3.2m 1.57% Added +176 +176
32 SVB WEALTH LLC 0.06% of their portfolio BOSTON, MA 62,10862.1k $3.2m $3.2m 0.06% Reduced -3.7k -3,706
33 Lattice Capital Management, LLC 5.09% of their portfolio KIRKLAND, WA 57,27457.3k $2.9m $2.9m 5.09% Unchanged
34 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 57,16057.2k $2.9m $2.9m 0.01% Added +41.2k +41,239
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 52,77252.8k $2.7m $2.7m 0.01% Reduced -852 -852
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 52,65852.7k $2.7m $2.7m 0.01% Added +6.6k +6,613
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 51,42051.4k $2.6m $2.6m 0.00% Added +8.9k +8,940
38 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 1.97% of their portfolio TEL-AVIV, L3 51,00051.0k $2.6m $2.6m 1.97% Unchanged
39 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 45,48745.5k $2.3m $2.3m 0.01% Reduced -1.5k -1,476
40 PFG Investments, LLC 0.41% of their portfolio WOODBURY, NY 44,64344.6k $2.3m $2.3m 0.41% Added +393 +393
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 42,67842.7k $2.2m $2.2m 0.00% Added +3.4k +3,416
42 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.07% of their portfolio TOKYO, M0 40,19440.2k $2.1m $2.1m 0.07% Added +5.7k +5,743
43 IHT Wealth Management, LLC 0.11% of their portfolio Chicago, IL 39,86939.9k $2.0m $2.0m 0.11% Reduced -619 -619
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 35,66235.7k $1.8m $1.8m 0.06% Added +341 +341
45 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 34,64234.6k $1.8m $1.8m 0.01% Added +3.2k +3,192
46 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 34,03334.0k $1.7m $1.7m 0.02% Added +7.8k +7,772
47 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 33,81133.8k $1.7m $1.7m 0.03% Added +208 +208
48 WCG Wealth Advisors LLC 0.19% of their portfolio LAS VEGAS, NV 32,15032.1k $1.6m $1.6m 0.19% Reduced -2.8k -2,802
49 TAP Consulting, LLC 0.37% of their portfolio KIRKWOOD, MO 29,86029.9k $1.5m $1.5m 0.37% Added +3.5k +3,459
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 29,34029.3k $1.5m $1.5m 0.01% Reduced -79.1k -79,054
51 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 28,50328.5k $1.5m $1.5m 0.02% Added +3.9k +3,872
52 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 27,12927.1k $1.4m $1.4m 0.02% Reduced -6.8k -6,764
53 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 26,78726.8k $1.4m $1.4m 0.05% Reduced -974 -974
54 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 26,18226.2k $1.3m $1.3m 0.07% Reduced -2.6k -2,578
55 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 25,21925.2k $1.3m $1.3m 0.03% Reduced -3.4k -3,382
56 Colorado Capital Management, Inc. 0.91% of their portfolio BOULDER, CO 24,10224.1k $1.2m $1.2m 0.91% Added +157 +157
57 Veltria Advisors Corp. 0.58% of their portfolio MIAMI, FL 23,41223.4k $1.2m $1.2m 0.58% Reduced -8.7k -8,650
58 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 23,25523.3k $1.2m $1.2m 0.01% Reduced -1.7k -1,701
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,94222.9k $1.2m $1.2m 0.00% Reduced -2.4k -2,392
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,24722.2k $1.1m $1.1m 0.00% Reduced -32.5k -32,477
61 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 20,08920.1k $1.0m $1.0m 0.00% Added +714 +714
62 Onyx Bridge Wealth Group LLC 0.24% of their portfolio TARRYTOWN, NY 20,01720.0k $1.0m $1.0m 0.24% Reduced -435 -435
63 Milestone Advisory Partners 0.91% of their portfolio Southern Pines, NC 19,73619.7k $1.0m $1.0m 0.91% Reduced -1.3k -1,266
64 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 19,73519.7k $1.0m $1.0m 0.00% Reduced -46 -46
65 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 19,65819.7k $1.0m $1.0m 0.04% New
66 Walkner Condon Financial Advisors LLC 0.26% of their portfolio MADISON, WI 19,50819.5k $997.7k $997.7k 0.26% Reduced -1.9k -1,853
67 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 19,05819.1k $975.0k $975.0k 0.00% Reduced -370 -370
68 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 18,40418.4k $941.6k $941.6k 0.00% First filing
69 Bluesphere Advisors LLC 0.65% of their portfolio EAST NORRITON, PA 18,34218.3k $938.4k $938.4k 0.65% Added +3.5k +3,512
70 PARK NATIONAL CORP /OH/ 0.04% of their portfolio NEWARK, OH 17,17617.2k $878.7k $878.7k 0.04% Reduced -1.7k -1,746
71 BBJS FINANCIAL ADVISORS, LLC 0.35% of their portfolio SEATTLE, WA 17,07917.1k $873.8k $873.8k 0.35% Reduced -31.7k -31,704
72 Mayflower Financial Advisors, LLC 0.11% of their portfolio BOSTON, MA 16,65816.7k $852.2k $852.2k 0.11% Reduced -4.1k -4,087
73 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 15,35915.4k $785.8k $785.8k 0.01% Added +1.5k +1,534
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,70914.7k $753.0k $753.0k 0.00% Reduced -219 -219
75 Financial Partners Group, Inc 0.15% of their portfolio Overland Park, KS 14,26114.3k $719.6k $719.6k 0.15% Added +516 +516
76 ICA Group Wealth Management, LLC 0.18% of their portfolio DENVER, CO 14,11214.1k $722.0k $722.0k 0.18% Reduced -2.1k -2,076
77 Paragon Private Wealth Management, LLC 0.56% of their portfolio LEXINGTON, KY 13,86313.9k $709.2k $709.2k 0.56% Reduced -1.2k -1,168
78 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 13,56813.6k $694.2k $694.2k 0.02% Reduced -1.0k -1,024
79 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 13,56713.6k $694.1k $694.1k 0.02% Reduced -461 -461
80 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 12,93212.9k $661.6k $661.6k 0.00% Added +3.2k +3,156
81 DHK Financial Advisors, Inc. 0.56% of their portfolio PORTSMOUTH, NH 12,85812.9k $657.8k $657.8k 0.56% New
82 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 12,67412.7k $649.3k $649.3k 0.02% Reduced -233 -233
83 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 12,04812.0k $616.4k $616.4k 0.06% New
84 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 12,03212.0k $615.6k $615.6k 0.05% Reduced -2.9k -2,884
85 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,74811.7k $601.0k $601.0k 0.02% Added +202 +202
86 Secure Asset Management, LLC 0.18% of their portfolio Troy, MI 11,69511.7k $598.3k $598.3k 0.18% Reduced -67 -67
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,64111.6k $595.6k $595.6k 0.00% Reduced -665 -665
88 American Institute for Advanced Investment Management, LLP 0.51% of their portfolio Scottsdale, AZ 11,44711.4k $585.6k $585.6k 0.51% Reduced -114 -114
89 CITY HOLDING CO 0.10% of their portfolio CHARLESTON, WV 11,31611.3k $578.8k $578.8k 0.10% Added +490 +490
90 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 11,20311.2k $573.1k $573.1k 0.02% Reduced -2.8k -2,785
91 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 11,14311.1k $570.1k $570.1k 0.03% Added +1.1k +1,131
92 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 11,09611.1k $567.6k $567.6k 0.04% Added +427 +427
93 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.10% of their portfolio Reston, VA 10,96911.0k $561.2k $561.2k 0.10% Added +300 +300
94 Eley Financial Management, Inc 0.27% of their portfolio SOUTH BURLINGTON, VT 10,92210.9k $558.8k $558.8k 0.27% Added +1.5k +1,521
95 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 10,86410.9k $555.8k $555.8k 0.05% New
96 Pallas Capital Advisors LLC 0.03% of their portfolio BRAINTREE, MA 10,62210.6k $597.5k $597.5k 0.03% New
97 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 10,53910.5k $539.2k $539.2k 0.01% Added +104 +104
98 Berger Financial Group, Inc 0.06% of their portfolio PLYMOUTH, MN 10,14510.1k $519.0k $519.0k 0.06% Reduced -1.4k -1,378
99 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 10,13510.1k $518.5k $518.5k 0.03% Added +313 +313
100 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 9,99410.0k $511.3k $511.3k 0.04% Reduced -2.4k -2,418