Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

285 institutional holders -4 vs Q4 2022
11,083,17611.1m shares reported held*
$775.9mreported value*
28 new 76 added 108 reduced 30 sold out net bought ≈ $8.2m (+160.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($273.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $70.00. Options: 4 managers hold calls ($7.0m notional), 4 hold puts ($1.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285285Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 138 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $16.2mQ3 22 puts: $2.1mQ3 22P/C 0.13Q4 22 calls: $14.3mQ4 22 puts: $1.5mQ4 22P/C 0.11Q1 23 calls: $7.0mQ1 23 puts: $1.5mQ1 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$16.2m$2.1m0.13
Q4 2022$14.3m$1.5m0.11
Q1 2023$7.0m$1.5m0.21

Biggest buyers

CIBC Private Wealth Group LLC Added +557,262+557.3k
AMERIPRISE FINANCIAL INC Added +107,235+107.2k
Prime Capital Investment Advisors, LLC New +86,116+86.1k
CX Institutional Added +76,600+76.6k
GOLDMAN SACHS GROUP INC Added +26,565+26.6k
HRT FINANCIAL LP New +26,339+26.3k
WORLD EQUITY GROUP, INC. Added +23,008+23.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +21,037+21.0k
Summit Wealth Group, LLC New +18,489+18.5k
Veritable, L.P. New +18,378+18.4k

Biggest sellers

BARINGS LLC Sold out -121,158-121.2k
MORGAN STANLEY Reduced -114,761-114.8k
BANK OF AMERICA CORP /DE/ Reduced -61,252-61.3k
BANK HAPOALIM BM Reduced -61,000-61.0k
CITADEL ADVISORS LLC Reduced -54,655-54.7k
INVICTUS PRIVATE WEALTH, LLC Reduced -51,849-51.8k
LPL Financial LLC Reduced -47,639-47.6k
WELLS FARGO & COMPANY/MN Reduced -40,200-40.2k
BBJS FINANCIAL ADVISORS, LLC Reduced -35,599-35.6k
Qube Research & Technologies Ltd Reduced -32,402-32.4k

Biggest calls

JANE STREET GROUP, LLC Reduced $3.1m59.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.5m47.2k shares
CITADEL ADVISORS LLC Added $1.4m27.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $924.5k17.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $574.5k11.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.30% of their portfolio ATLANTA, GA 1,344,3881.3m $270.4m $270.4m 0.30% Added +557.3k +557,262
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,021,1881.0m $53.3m $53.3m 0.04% Reduced -47.6k -47,639
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 961,867961.9k $50.2m $50.2m 0.01% Reduced -114.8k -114,761
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 569,132569.1k $29.7m $29.7m 0.01% Added +16.0k +15,999
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 471,475471.5k $24.6m $24.6m 0.01% Reduced -40.2k -40,200
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 402,016402.0k $21.0m $21.0m 0.00% Reduced -61.3k -61,252
7 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 258,405258.4k $13.5m $13.5m 0.03% Reduced -16.0k -15,953
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 245,234245.2k $12.8m $12.8m 0.00% Added +107.2k +107,235
9 Mariner, LLC 0.04% of their portfolio Overland Park, KS 233,976234.0k $12.2m $12.2m 0.04% Added +15.6k +15,625
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 228,480228.5k $11.9m $11.9m 0.03% Added +21.0k +21,037
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 224,981225.0k $11.8m $11.8m 0.02% Reduced -20.8k -20,817
12 Money Design Co.,Ltd. 0.66% of their portfolio TOKYO, M0 215,560215.6k $11.3m $11.3m 0.66% Reduced -24.9k -24,884
13 Wealthspire Advisors, LLC 0.19% of their portfolio NEW YORK, NY 212,981213.0k $11.1m $11.1m 0.19% Added +10.5k +10,486
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 211,280211.3k $11.0m $11.0m 0.01% Reduced -4.6k -4,644
15 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 187,238187.2k $9.8m $9.8m 0.01% Added +6.6k +6,551
16 MEITAV INVESTMENT HOUSE LTD 0.15% of their portfolio BENE-BERAQ, L3 186,202186.2k $8.4m $8.4m 0.15% Reduced -796 -796
17 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 181,268181.3k $9.5m $9.5m 0.01% Reduced -3.3k -3,256
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 177,271177.3k $9.3m $9.3m 0.00% Reduced -5.4k -5,360
19 BANK HAPOALIM BM 0.88% of their portfolio TEL AVIV, L3 122,410122.4k $6.4m $6.4m 0.88% Reduced -61.0k -61,000
20 INVICTUS PRIVATE WEALTH, LLC 0.74% of their portfolio Denver, CO 120,780120.8k $6.3m $6.3m 0.74% Reduced -51.8k -51,849
21 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 115,914115.9k $6.1m $6.1m 0.03% Reduced -2.1k -2,104
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 111,121111.1k $5.8m $5.8m 0.00% Added +10.0k +10,002
23 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 108,394108.4k $5.7m $5.7m 0.04% Reduced -5.6k -5,584
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 102,734102.7k $5.4m $5.4m 0.01% Added +3.8k +3,795
25 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 97,85897.9k $5.1m $5.1m 0.06% Reduced -11.0k -11,021
26 CX Institutional 0.26% of their portfolio AUBURN, IN 95,16895.2k $4.9m $4.9m 0.26% Added +76.6k +76,600
27 MANCHESTER FINANCIAL INC 1.33% of their portfolio Westlake Village, CA 88,12288.1k $4.6m $4.6m 1.33% Added +281 +281
28 Prime Capital Investment Advisors, LLC 0.18% of their portfolio OVERLAND PARK, KS 86,11686.1k $4.5m $4.5m 0.18% New
29 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 82,02182.0k $4.3m $4.3m 0.06% Added +1.4k +1,380
30 Madrona Financial Services, LLC 2.02% of their portfolio EVERETT, WA 71,93671.9k $3.8m $3.8m 2.02% Reduced -6.0k -5,998
31 Elite Wealth Management, Inc. 1.57% of their portfolio KIRKLAND, WA 68,28968.3k $3.6m $3.6m 1.57% Reduced -1.4k -1,422
32 Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD 0.28% of their portfolio Tel Aviv, L3 67,76967.8k $3.5m $3.5m 0.28% Unchanged
33 SVB WEALTH LLC 0.05% of their portfolio BOSTON, MA 65,81465.8k $3.4m $3.4m 0.05% Added +1.2k +1,247
34 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 64,06264.1k $3.3m $3.3m 0.03% Added +8.3k +8,284
35 CONSOLIDATED CAPITAL MANAGEMENT, LLC 1.76% of their portfolio BURBANK, CA 62,46562.5k $3.3m $3.3m 1.76% Added +8.6k +8,552
36 Lattice Capital Management, LLC 3.97% of their portfolio KIRKLAND, WA 57,27457.3k $3.0m $3.0m 3.97% Unchanged
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 54,72454.7k $2.9m $2.9m 0.00% Reduced -6.5k -6,469
38 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 53,62453.6k $2.8m $2.8m 0.02% Added +1.8k +1,792
39 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 2.56% of their portfolio TEL-AVIV, L3 51,00051.0k $2.6m $2.6m 2.56% Unchanged
40 BBJS FINANCIAL ADVISORS, LLC 1.04% of their portfolio SEATTLE, WA 48,78348.8k $2.5m $2.5m 1.04% Reduced -35.6k -35,599
41 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 46,96347.0k $2.5m $2.5m 0.01% Reduced -7.0k -7,031
42 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 46,04546.0k $2.4m $2.4m 0.01% Reduced -5.4k -5,416
43 PFG Investments, LLC 0.47% of their portfolio WOODBURY, NY 44,25044.2k $2.3m $2.3m 0.47% First filing
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 42,48042.5k $2.2m $2.2m 0.00% Added +26.6k +26,565
45 IHT Wealth Management, LLC 0.12% of their portfolio Chicago, IL 40,48840.5k $2.1m $2.1m 0.12% Added +2.6k +2,597
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,26239.3k $2.1m $2.1m 0.00% Reduced -14.7k -14,714
47 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 35,32135.3k $1.8m $1.8m 0.07% Added +11.7k +11,738
48 WCG Wealth Advisors LLC 0.23% of their portfolio LAS VEGAS, NV 34,95235.0k $1.8m $1.8m 0.23% Reduced -137 -137
49 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.06% of their portfolio TOKYO, M0 34,45134.5k $1.8m $1.8m 0.06% Added +616 +616
50 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 33,89333.9k $1.8m $1.8m 0.03% Reduced -10.8k -10,799
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,61833.6k $1.8m $1.8m 0.00% Reduced -18.2k -18,210
52 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 33,60333.6k $1.8m $1.8m 0.03% Added +2.6k +2,587
53 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 32,89732.9k $1.6m $1.6m 0.08% Reduced -1.9k -1,898
54 Veltria Advisors Corp. 0.67% of their portfolio MIAMI, FL 32,06232.1k $1.7m $1.7m 0.67% Unchanged
55 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 31,45031.4k $1.6m $1.6m 0.01% Added +4.2k +4,212
56 WORLD EQUITY GROUP, INC. 0.20% of their portfolio SCHAUMBURG, IL 31,41531.4k $1.4m $1.4m 0.20% Added +23.0k +23,008
57 Concentrum Wealth Management 1.17% of their portfolio SAN JOSE, CA 30,07830.1k $1.6m $1.6m 1.17% Reduced -1.1k -1,076
58 Capital Analysts, LLC 0.09% of their portfolio FORT WASHINGTON, PA 28,76028.8k $1.5m $1.5m 0.09% Added +468 +468
59 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 28,60128.6k $1.5m $1.5m 0.03% Reduced -17.0k -16,976
60 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 27,76127.8k $1.4m $1.4m 0.05% Reduced -1.4k -1,396
61 TAP Consulting, LLC 0.34% of their portfolio KIRKWOOD, MO 26,40126.4k $1.4m $1.4m 0.34% Reduced -2.5k -2,510
62 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 26,33926.3k $1.4m $1.4m 0.02% New
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,26126.3k $1.4m $1.4m 0.01% Reduced -3.9k -3,938
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,33425.3k $1.3m $1.3m 0.00% Reduced -54.7k -54,655
65 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 24,95625.0k $1.3m $1.3m 0.01% Added +17.3k +17,272
66 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 24,63124.6k $1.3m $1.3m 0.02% Reduced -844 -844
67 Colorado Capital Management, Inc. 0.97% of their portfolio BOULDER, CO 23,94523.9k $1.2m $1.2m 0.97% Added +251 +251
68 Walkner Condon Financial Advisors LLC 0.31% of their portfolio MADISON, WI 21,36121.4k $1.1m $1.1m 0.31% Added +656 +656
69 Milestone Advisory Partners 1.01% of their portfolio Southern Pines, NC 21,00221.0k $1.1m $1.1m 1.01% Unchanged
70 Mayflower Financial Advisors, LLC 0.14% of their portfolio BOSTON, MA 20,74520.7k $1.1m $1.1m 0.14% Added +9.7k +9,740
71 Stonebridge Financial Planning Group, LLC 0.70% of their portfolio ORLANDO, FL 20,71820.7k $1.1m $1.1m 0.70% Reduced -5.3k -5,293
72 Onyx Bridge Wealth Group LLC 0.43% of their portfolio TARRYTOWN, NY 20,45220.5k $1.1m $1.1m 0.43% Reduced -881 -881
73 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 19,78119.8k $1.0m $1.0m 0.00% Reduced -10.3k -10,260
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 19,42819.4k $1.0m $1.0m 0.00% Added +2.0k +1,971
75 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,37519.4k $1.0m $1.0m 0.00% Reduced -3.0k -3,034
76 PARK NATIONAL CORP /OH/ 0.04% of their portfolio NEWARK, OH 18,92218.9k $988.3k $988.3k 0.04% Reduced -2.5k -2,527
77 Summit Wealth Group, LLC 0.00% of their portfolio WHITE RIVER JUNCTION, VT 18,48918.5k $0 $0 0.00% New
78 Veritable, L.P. 0.02% of their portfolio Newtown Square, PA 18,37818.4k $959.9k $959.9k 0.02% New
79 ICA Group Wealth Management, LLC 0.20% of their portfolio DENVER, CO 16,18816.2k $845.5k $845.5k 0.20% Reduced -762 -762
80 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 15,92115.9k $831.6k $831.6k 0.00% Reduced -5.1k -5,148
81 Paragon Private Wealth Management, LLC 0.66% of their portfolio LEXINGTON, KY 15,03115.0k $785.1k $785.1k 0.66% Reduced -5.5k -5,490
82 CWM, LLC 0.01% of their portfolio OMAHA, NE 14,92814.9k $780.0k $780.0k 0.01% Added +1.1k +1,058
83 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 14,91614.9k $779.0k $779.0k 0.07% Reduced -185 -185
84 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 14,85614.9k $775.9k $775.9k 0.20% Reduced -258 -258
85 Bluesphere Advisors LLC 0.64% of their portfolio EAST NORRITON, PA 14,83014.8k $774.6k $774.6k 0.64% Added +949 +949
86 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,59214.6k $762.1k $762.1k 0.02% Added +246 +246
87 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 14,02814.0k $732.7k $732.7k 0.02% Reduced -934 -934
88 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 13,98814.0k $730.0k $730.0k 0.02% Reduced -17.2k -17,223
89 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,82513.8k $722.1k $722.1k 0.01% Added +4.3k +4,290
90 Financial Partners Group, Inc 0.16% of their portfolio Overland Park, KS 13,74513.7k $717.9k $717.9k 0.16% Added +208 +208
91 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 12,90712.9k $674.9k $674.9k 0.03% Reduced -3.3k -3,330
92 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 12,41212.4k $648.3k $648.3k 0.05% Reduced -16 -16
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,30612.3k $643.0k $643.0k 0.00% Reduced -1.5k -1,502
94 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 11,95812.0k $624.6k $624.6k 0.00% Reduced -683 -683
95 GREAT VALLEY ADVISOR GROUP, INC. 0.03% of their portfolio WILMINGTON, DE 11,94011.9k $624.1k $624.1k 0.03% Reduced -13.7k -13,682
96 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 11,76211.8k $614.3k $614.3k 0.20% Reduced -1.9k -1,918
97 American Institute for Advanced Investment Management, LLP 0.62% of their portfolio Scottsdale, AZ 11,56111.6k $580.4k $580.4k 0.62% Reduced -3.2k -3,175
98 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 11,54611.5k $603.0k $603.0k 0.02% Reduced -147 -147
99 Berger Financial Group, Inc 0.07% of their portfolio PLYMOUTH, MN 11,52311.5k $601.9k $601.9k 0.07% Reduced -1.8k -1,770
100 CITY HOLDING CO 0.10% of their portfolio CHARLESTON, WV 10,82610.8k $565.3k $565.3k 0.10% Reduced -405 -405