Vault-13

FIRST TR EXCHANGE-TRADED FD QQXT

NASDAQ 100 EX · ETP · CUSIP 33733E401

63 institutional holders -4 vs Q1 2026
1,154,9291.2m shares reported held*
$112.7mreported value*
2 new 14 added 29 reduced 6 sold out net sold ≈ $23.1m (-237.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $97.62. Options: 1 managers hold calls ($371.0k notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 39Q4 22: 40Q1 23: 46Q2 23: 50Q3 23: 48Q4 23: 51Q1 24: 47Q2 24: 43Q3 24: 44Q4 24: 45Q1 25: 45Q2 25: 72Q3 25: 76Q4 25: 65Q1 26: 67Q2 26: 6363Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202239
Q4 202240
Q1 202346
Q2 202350
Q3 202348
Q4 202351
Q1 202447
Q2 202443
Q3 202444
Q4 202445
Q1 202545
Q2 202572
Q3 202576
Q4 202565
Q1 202667
Q2 202663

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 8 bought or addedQ3 24: 26 cut or sold outQ4 24: 15 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 13 bought or addedQ1 25: 18 cut or sold outQ2 25: 50 bought or addedQ2 25: 8 cut or sold outQ2 25Q3 25: 34 bought or addedQ3 25: 28 cut or sold outQ4 25: 22 bought or addedQ4 25: 50 cut or sold outQ4 25Q1 26: 22 bought or addedQ1 26: 35 cut or sold outQ2 26: 16 bought or addedQ2 26: 35 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024826
Q4 20241518
Q1 20251318
Q2 2025508
Q3 20253428
Q4 20252250
Q1 20262235
Q2 20261635

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $566.2kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $371.0kQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$566.2k$00.00
Q2 2026$371.0k$00.00

Biggest buyers

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -132,472-132.5k
TRUIST FINANCIAL CORP Reduced -86,438-86.4k
WELLS FARGO & COMPANY/MN Reduced -17,714-17.7k
TWO SIGMA INVESTMENTS, LP Sold out -10,300-10.3k
MORGAN STANLEY Reduced -6,481-6.5k
EARNED WEALTH ADVISORS, LLC Reduced -6,339-6.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -4,736-4.7k
Summit Financial, LLC Reduced -4,501-4.5k
LPL Financial LLC Reduced -4,179-4.2k
JPMORGAN CHASE & CO Reduced -2,942-2.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $371.0k3.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.3 pts · filed 2025-07-28 65.6% -2.3 pts 7.4m≈ $723.7m 2025-07-28

Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (0.4%, 2026-07-10)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EARNED WEALTH ADVISORS, LLC 1.11% of their portfolio WALNUT CREEK, CA 175,744175.7k $17.2m $17.2m 1.11% Reduced -6.3k -6,339
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 151,624151.6k $14.8m $14.8m 0.00% Reduced -2.8k -2,815
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 144,542144.5k $14.1m $14.1m 0.00% Reduced -6.5k -6,481
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 61,52461.5k $6.0m $6.0m 0.01% Added +15.6k +15,645
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 58,35658.4k $5.7m $5.7m 0.00% Reduced -17.7k -17,714
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 54,17254.2k $5.3m $5.3m 0.00% Reduced -132.5k -132,472
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 47,59847.6k $4.6m $4.6m 0.00% Added +13.0k +12,955
8 Proactive Wealth Strategies LLC 0.68% of their portfolio MARIETTA, GA 43,37043.4k $4.2m $4.2m 0.68% Reduced -2.7k -2,677
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,34137.3k $3.6m $3.6m 0.00% Reduced -4.2k -4,179
10 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 36,62136.6k $3.6m $3.6m 0.00% Reduced -1.1k -1,100
11 GTS SECURITIES LLC 0.07% of their portfolio NEW YORK, NY 32,75432.8k $3.2m $3.2m 0.07% Unchanged
12 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 28,71928.7k $2.8m $2.8m 0.01% Reduced -317 -317
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 28,51628.5k $2.8m $2.8m 0.00% Added +2.3k +2,317
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,17025.2k $2.5m $2.5m 0.00% Added +13.3k +13,287
15 BostonPremier Wealth LLC 0.94% of their portfolio HANOVER, MA 22,73922.7k $2.2m $2.2m 0.94% Added +245 +245
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,55019.6k $1.9m $1.9m 0.00% Added +13.8k +13,809
17 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 17,19817.2k $1.7m $1.7m 0.01% Added +1.1k +1,129
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 16,57416.6k $1.6m $1.6m 0.00% Reduced -573 -573
19 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,15113.2k $1.3m $1.3m 0.00% Added +38 +38
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,24812.2k $1.2m $1.2m 0.00% Reduced -341 -341
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,23812.2k $1.2m $1.2m 0.00% Reduced -2.7k -2,698
22 Paragon Private Wealth Management, LLC 0.31% of their portfolio LEXINGTON, KY 11,99112.0k $1.2m $1.2m 0.31% Added +13 +13
23 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 8,6498.6k $844.2k $844.2k 0.01% Reduced -2.9k -2,871
24 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 7,6147.6k $743.2k $743.2k 0.01% Reduced -4.5k -4,501
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,0757.1k $690.6k $690.6k 0.00% Reduced -86.4k -86,438
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 6,4806.5k $632.5k $632.5k 0.00% Reduced -741 -741
27 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 6,4606.5k $630.6k $630.6k 0.03% Reduced -1.2k -1,230
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,2926.3k $614.2k $614.2k 0.00% Reduced -4.7k -4,736
29 Kesler, Norman & Wride, LLC 0.09% of their portfolio OGDEN, UT 5,5035.5k $537.1k $537.1k 0.09% Reduced -206 -206
30 HFG Advisors, Inc. 0.31% of their portfolio CINCINATTI, OH 5,1115.1k $498.9k $498.9k 0.31% Added +2 +2
31 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 4,5214.5k $441.4k $441.4k 0.02% Reduced -97 -97
32 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,5084.5k $442.6k $442.6k 0.00% Reduced -2.9k -2,942
33 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 3,9774.0k $388.2k $388.2k 0.03% Added +338 +338
34 EQUITABLE TRUST CO 0.01% of their portfolio NASHVILLE, TN 3,6003.6k $351.4k $351.4k 0.01% Unchanged
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,5773.6k $349.1k $349.1k 0.00% Reduced -46 -46
36 HARMONY ASSET MANAGEMENT LLC 0.08% of their portfolio SCOTTSDALE, AZ 3,2063.2k $313.0k $313.0k 0.08% Added +49 +49
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,0493.0k $297.6k $297.6k 0.00% Added +28 +28
38 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 2,9342.9k $286.4k $286.4k 0.00% Reduced -2 -2
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5982.6k $253.6k $253.6k 0.00% Reduced -818 -818
40 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 2,5772.6k $251.6k $251.6k 0.00% Reduced -20 -20
41 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 2,5512.6k $249.0k $249.0k 0.00% Added +1 +1
42 Kraft, Davis & Associates, LLC 0.04% of their portfolio St. Louis, MO 2,1662.2k $214.5k $214.5k 0.04% Unchanged
43 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 2,0802.1k $204.9k $204.9k 0.01% Unchanged
44 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,0032.0k $195.9k $195.9k 0.00% Reduced -290 -290
45 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,1241.1k $109.7k $109.7k 0.00% Unchanged
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $97.7k $97.7k 0.00% Reduced -861 -861
47 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 906906 $88.4k $88.4k 0.00% Unchanged
48 FMR LLC 0.00% of their portfolio BOSTON, MA 746746 $72.8k $72.8k 0.00% Reduced -18 -18
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 703703 $68.6k $68.6k 0.00% First filing
50 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 641641 $62.6k $62.6k 0.00% Unchanged
51 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 290290 $28.2k $28.2k 0.00% New
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 269269 $26.3k $26.3k 0.00% Unchanged
53 Providence Capital Advisors, LLC 0.00% of their portfolio CHARLOTTE, NC 249249 $24.3k $24.3k 0.00% New
54 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 200200 $19.5k $19.5k 0.00% Unchanged
55 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 170170 $16.6k $16.6k 0.00% Unchanged
56 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 146146 $14.3k $14.3k 0.00% Unchanged
57 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 7070 $6.9k $6.9k 0.00% Reduced -45 -45
58 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 4949 $4.8k $4.8k 0.00% Unchanged
59 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4444 $4.3k $4.3k 0.00% Unchanged
60 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 2828 $2.7k $2.7k 0.00% Unchanged
61 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1212 $1.2k $1.2k 0.00% Unchanged
62 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 1111 $1.1k $1.1k 0.00% Unchanged
63 Realta Investment Advisors 0.00% of their portfolio WILMINGTON, DE 00 $38 $38 0.00% Unchanged