Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

558 institutional holders -28 vs Q4 2024
15,684,29715.7m shares reported held*
$3.4bnreported value*
47 new 115 added 244 reduced 73 sold out net sold ≈ $142.3m (-387.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($138.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $218.39. Options: 7 managers hold calls ($24.7m notional), 5 hold puts ($18.8m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503Q1 24: 511Q2 24: 503Q3 24: 508Q4 24: 586Q1 25: 558558Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503
Q1 2024511
Q2 2024503
Q3 2024508
Q4 2024586
Q1 2025558

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 172 bought or addedQ2 23: 187 cut or sold outQ3 23: 175 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 181 bought or addedQ4 23: 208 cut or sold outQ1 24: 186 bought or addedQ1 24: 231 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 240 cut or sold outQ3 24: 157 bought or addedQ3 24: 228 cut or sold outQ3 24Q4 24: 196 bought or addedQ4 24: 236 cut or sold outQ1 25: 162 bought or addedQ1 25: 317 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023172187
Q3 2023175173
Q4 2023181208
Q1 2024186231
Q2 2024166240
Q3 2024157228
Q4 2024196236
Q1 2025162317

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 24 calls: $22.6mQ2 24 puts: $5.5mQ2 24P/C 0.24Q3 24 calls: $19.3mQ3 24 puts: $16.9mQ3 24P/C 0.87Q4 24 calls: $18.9mQ4 24 puts: $20.2mQ4 24P/C 1.07Q1 25 calls: $24.7mQ1 25 puts: $18.8mQ1 25P/C 0.76
Numbers
QuarterCallsPutsP/C
Q2 2024$22.6m$5.5m0.24
Q3 2024$19.3m$16.9m0.87
Q4 2024$18.9m$20.2m1.07
Q1 2025$24.7m$18.8m0.76

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +285,350+285.4k
Qube Research & Technologies Ltd Added +140,322+140.3k
Thrive Capital Management, LLC New +93,408+93.4k
Orion Portfolio Solutions, LLC New +85,257+85.3k
Orion Porfolio Solutions, LLC New +85,257+85.3k
Cetera Investment Advisers New +69,592+69.6k
360 Financial, Inc. New +50,269+50.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +45,204+45.2k
MORGAN STANLEY Added +40,072+40.1k
Summit Financial, LLC Added +37,122+37.1k

Biggest sellers

UBS Group AG Reduced -422,041-422.0k
FIRST TRUST ADVISORS LP Reduced -201,999-202.0k
Marks Wealth, LLC Sold out -138,648-138.6k
TWO SIGMA INVESTMENTS, LP Reduced -61,600-61.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -46,176-46.2k
BANK OF AMERICA CORP /DE/ Reduced -43,274-43.3k
ROYAL BANK OF CANADA Reduced -39,492-39.5k
GOLDMAN SACHS GROUP INC Reduced -36,657-36.7k
NewEdge Advisors, LLC Reduced -35,336-35.3k
POTOMAC FUND MANAGEMENT INC /ADV Sold out -35,185-35.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.4m60.1k shares
Walleye Trading LLC New $6.7m30.0k shares
CITADEL ADVISORS LLC Reduced $2.2m10.1k shares
MARSHALL WACE, LLP Added $1.2m5.5k shares
JANE STREET GROUP, LLC Reduced $644.2k2.9k shares
Cubist Systematic Strategies, LLC Added $533.2k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.9m39.9k shares
Walleye Trading LLC New $6.9m31.2k shares
CITADEL ADVISORS LLC Reduced $2.3m10.3k shares
JANE STREET GROUP, LLC Reduced $466.5k2.1k shares
Cubist Systematic Strategies, LLC New $222.2k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.63% of their portfolio Wheaton, IL 3,204,7123.2m $711.9m $711.9m 0.63% Reduced -202.0k -201,999
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,518,0151.5m $337.2m $337.2m 0.02% Added +40.1k +40,072
3 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,152,4011.2m $256.0m $256.0m 0.06% Reduced -422.0k -422,041
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,035,4541.0m $230.0m $230.0m 0.06% Reduced -27.1k -27,081
5 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 745,689745.7k $165.7m $165.7m 0.06% Added +16.6k +16,573
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 723,824723.8k $160.8m $160.8m 0.01% Reduced -43.3k -43,274
7 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 446,347446.3k $99.2m $99.2m 0.04% Reduced -21.4k -21,376
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 358,064358.1k $79.5m $79.5m 0.02% Reduced -39.5k -39,492
9 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 286,897286.9k $63.7m $63.7m 0.06% Added +285.4k +285,350
10 Qube Research & Technologies Ltd 0.06% of their portfolio LONDON, X0 181,614181.6k $40.3m $40.3m 0.06% Added +140.3k +140,322
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 163,799163.8k $36.4m $36.4m 0.01% Reduced -46.2k -46,176
12 Northeast Financial Consultants Inc 1.52% of their portfolio WESTPORT, CT 154,269154.3k $34.3m $34.3m 1.52% Reduced -1.2k -1,229
13 PRUDENTIAL PLC 0.17% of their portfolio LONDON, X0 153,000153.0k $34.0m $34.0m 0.17% Added +35.5k +35,500
14 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 149,692149.7k $33.3m $33.3m 0.05% Reduced -3.2k -3,170
15 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 146,803146.8k $32.6m $32.6m 0.05% Reduced -1.8k -1,841
16 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 128,221128.2k $28.5m $28.5m 0.01% Reduced -10.0k -9,954
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 127,356127.4k $28.3m $28.3m 0.01% Reduced -11.5k -11,472
18 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 123,052123.1k $27.3m $27.3m 0.03% Added +6.7k +6,668
19 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 110,383110.4k $24.5m $24.5m 0.05% Reduced -3.1k -3,056
20 O'Dell Group, LLC 6.25% of their portfolio CINCINNATI, OH 108,600108.6k $24.1m $24.1m 6.25% Reduced -2.6k -2,565
21 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 96,48896.5k $21.4m $21.4m 0.06% Reduced -1.3k -1,298
22 NewSquare Capital LLC 1.72% of their portfolio NEWTOWN SQUARE, PA 94,80694.8k $21.1m $21.1m 1.72% Reduced -3.6k -3,622
23 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 94,61194.6k $21.0m $21.0m 0.07% Added +2.2k +2,250
24 Thrive Capital Management, LLC 1.17% of their portfolio FORT WASHINGTON, PA 93,40893.4k $2.0m $2.0m 1.17% New
25 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 91,14891.1k $20.2m $20.2m 0.04% Reduced -3.1k -3,086
26 CITIZENS FINANCIAL GROUP INC/RI 0.39% of their portfolio PROVIDENCE, RI 88,49288.5k $19.7m $19.7m 0.39% Reduced -2.1k -2,112
27 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 87,16587.2k $19.4m $19.4m 0.03% Added +3.4k +3,358
28 Advisory Services Network, LLC 0.37% of their portfolio ATLANTA, GA 86,86886.9k $19.3m $19.3m 0.37% Reduced -8.2k -8,171
29 Nilsine Partners, LLC 2.08% of their portfolio GREENWOOD VILLAGE, CO 85,50985.5k $19.0m $19.0m 2.08% Reduced -2.0k -1,993
30 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 85,46385.5k $19.0m $19.0m 0.11% Reduced -35.3k -35,336
31 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 85,25785.3k $2.5m $2.5m 0.02% New
32 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 85,25785.3k $2.5m $2.5m 0.01% New
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 82,80882.8k $18.4m $18.4m 0.00% Reduced -36.7k -36,657
34 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 81,20881.2k $18.0m $18.0m 0.02% Added +27.7k +27,736
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 80,10480.1k $17.8m $17.8m 0.03% Added +45.2k +45,204
36 BENJAMIN EDWARDS INC 0.25% of their portfolio Clayton, MO 79,60379.6k $17.7m $17.7m 0.25% Reduced -5.0k -5,015
37 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 69,59269.6k $15.5m $15.5m 0.03% New
38 Sequoia Financial Advisors, LLC 0.12% of their portfolio Akron, OH 67,34067.3k $15.0m $15.0m 0.12% Added +3.1k +3,100
39 PINNACLE ASSOCIATES LTD 0.21% of their portfolio NEW YORK, NY 64,96665.0k $14.4m $14.4m 0.21% Added +3.3k +3,291
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 59,11259.1k $13.1m $13.1m 0.00% Reduced -3.3k -3,298
41 Harel Insurance Investments & Financial Services Ltd. 0.17% of their portfolio Ramat Gan, L3 57,00057.0k $12.7m $12.7m 0.17% Unchanged
42 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 56,86856.9k $12.6m $12.6m 0.03% Added +3.1k +3,063
43 Tamar Securities, LLC 1.68% of their portfolio Woodland Hills, CA 55,81455.8k $12.4m $12.4m 1.68% Added +11.2k +11,220
44 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 54,63454.6k $12.1m $12.1m 0.03% Reduced -8.8k -8,800
45 360 Financial, Inc. 4.04% of their portfolio WAYZATA, MN 50,26950.3k $11.2m $11.2m 4.04% New
46 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 48,93548.9k $10.9m $10.9m 0.05% Reduced -6.7k -6,659
47 Beaumont Financial Advisors, LLC 0.83% of their portfolio NEEDHAM, MA 47,51847.5k $10.6m $10.6m 0.83% Reduced -1.1k -1,052
48 Summit Financial, LLC 0.26% of their portfolio PARSIPPANY, NJ 41,87941.9k $9.3m $9.3m 0.26% Added +37.1k +37,122
49 SeaCrest Wealth Management, LLC 1.00% of their portfolio PURCHASE, NY 39,84739.8k $8.9m $8.9m 1.00% Reduced -3.5k -3,540
50 BANK HAPOALIM BM 1.25% of their portfolio TEL AVIV, L3 38,77138.8k $8.6m $8.6m 1.25% Reduced -414 -414
51 Insight Wealth Strategies, LLC 1.12% of their portfolio SAN RAMON, CA 37,53737.5k $8.3m $8.3m 1.12% Added +2.8k +2,803
52 Antonelli Financial Advisors, LLC 6.36% of their portfolio GROSSE POINTE, MI 35,53335.5k $7.9m $7.9m 6.36% Added +3.0k +2,955
53 PEAPACK GLADSTONE FINANCIAL CORP 0.11% of their portfolio BEDMINSTER, NJ 34,59834.6k $7.7m $7.7m 0.11% Reduced -1.4k -1,385
54 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 34,49434.5k $7.7m $7.7m 0.02% Added +3.3k +3,253
55 DAYMARK WEALTH PARTNERS, LLC 0.32% of their portfolio CINCINNATI, OH 33,69333.7k $7.5m $7.5m 0.32% Added +66 +66
56 Wealth Management Partners, LLC 3.43% of their portfolio TUCSON, AZ 33,32033.3k $7.4m $7.4m 3.43% Reduced -18 -18
57 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 33,11433.1k $7.4m $7.4m 0.12% Added +1.7k +1,741
58 Southland Equity Partners LLC 1.67% of their portfolio WILDWOOD, MO 32,30932.3k $7.2m $7.2m 1.67% Reduced -541 -541
59 WCG Wealth Advisors LLC 0.52% of their portfolio LAS VEGAS, NV 30,70130.7k $6.8m $6.8m 0.52% Reduced -6.9k -6,926
60 MONEY CONCEPTS CAPITAL CORP 0.50% of their portfolio PALM BEACH GARDENS, FL 29,91929.9k $6.6m $6.6m 0.50% Added +944 +944
61 Pinnacle Wealth Management Advisory Group, LLC 0.61% of their portfolio RED BANK, NJ 29,53929.5k $6.6m $6.6m 0.61% Added +2.5k +2,450
62 Pacific Sun Financial Corp 3.71% of their portfolio LOS ANGELES, CA 29,35529.4k $6.5m $6.5m 3.71% Reduced -576 -576
63 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 28,79428.8k $6.4m $6.4m 0.10% Reduced -6.5k -6,456
64 Whipplewood Advisors, LLC 0.02% of their portfolio LITTLETON, CO 28,75228.8k $33.3k $33.3k 0.02% Added +28.6k +28,602
65 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 27,98228.0k $6.2m $6.2m 0.02% Reduced -6.9k -6,944
66 NTV Asset Management LLC 0.79% of their portfolio Charleston, WV 26,65326.7k $5.9m $5.9m 0.79% Reduced -165 -165
67 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 26,28326.3k $5.9m $5.9m 0.01% Added +11.7k +11,678
68 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 25,96326.0k $5.8m $5.8m 0.03% Added +597 +597
69 Regal Investment Advisors LLC 0.46% of their portfolio KENTWOOD, MI 25,57325.6k $5.7m $5.7m 0.46% Added +1.0k +1,020
70 Quadrature Capital Ltd 0.12% of their portfolio LONDON, X0 25,37225.4k $5.6m $5.6m 0.12% New
71 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 25,11925.1k $5.6m $5.6m 0.15% Reduced -3.5k -3,466
72 Gladstone Institutional Advisory LLC 0.26% of their portfolio Bedminster, NJ 24,95024.9k $5.5m $5.5m 0.26% Added +17.5k +17,457
73 Mariner, LLC 0.01% of their portfolio Overland Park, KS 24,86624.9k $5.5m $5.5m 0.01% Added +641 +641
74 CWM, LLC 0.02% of their portfolio OMAHA, NE 24,43024.4k $5.4m $5.4m 0.02% Reduced -629 -629
75 Somerset Trust Co 1.91% of their portfolio SOMERSET, PA 24,11524.1k $5.4m $5.4m 1.91% Added +861 +861
76 SFI Advisors, LLC 3.90% of their portfolio Montclair, NJ 23,78023.8k $5.3m $5.3m 3.90% Reduced -721 -721
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,03723.0k $5.1m $5.1m 0.00% Added +2.3k +2,303
78 Paragon Private Wealth Management, LLC 2.27% of their portfolio LEXINGTON, KY 22,00722.0k $4.9m $4.9m 2.27% Reduced -4.7k -4,666
79 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 21,99622.0k $4.9m $4.9m 0.05% Added +1.1k +1,056
80 Lindbrook Capital, LLC 0.44% of their portfolio CALABASAS, CA 21,25221.3k $4.7m $4.7m 0.44% Reduced -74 -74
81 MeadowBrook Investment Advisors LLC 4.40% of their portfolio Livonia, MI 21,21721.2k $4.7m $4.7m 4.40% Reduced -295 -295
82 Evelyn Partners Investment Management (Europe) Ltd 1.67% of their portfolio Dublin, L2 20,06920.1k $4.5m $4.5m 1.67% Reduced -1.8k -1,766
83 BRASS TAX WEALTH MANAGEMENT, INC 0.91% of their portfolio CINCINNATI, OH 19,59419.6k $4.4m $4.4m 0.91% Reduced -1.2k -1,205
84 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 19,38419.4k $4.3m $4.3m 0.06% Reduced -786 -786
85 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 18,78918.8k $4.2m $4.2m 0.04% Added +440 +440
86 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 17,65817.7k $3.9m $3.9m 0.02% New
87 Vestmark Advisory Solutions, Inc. 0.10% of their portfolio Wakefield, MA 17,29217.3k $3.8m $3.8m 0.10% New
88 Plotkin Financial Advisors, LLC 2.26% of their portfolio CHEVY CHASE, MD 16,53516.5k $3.7m $3.7m 2.26% Added +29 +29
89 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 16,23816.2k $3.6m $3.6m 0.02% Reduced -740 -740
90 TWIN PEAKS WEALTH ADVISORS, LLC 1.46% of their portfolio SAN FRANCISCO, CA 14,81414.8k $3.2m $3.2m 1.46% Reduced -1.4k -1,384
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,37614.4k $3.2m $3.2m 0.00% Reduced -68 -68
92 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 14,37014.4k $3.2m $3.2m 0.04% Added +936 +936
93 TOTH FINANCIAL ADVISORY CORP 0.38% of their portfolio LEESBURG, VA 14,27114.3k $3.2m $3.2m 0.38% Added +21 +21
94 PFG Advisors 0.18% of their portfolio Phoenix, AZ 14,10414.1k $3.1m $3.1m 0.18% Reduced -34.4k -34,387
95 MGB Wealth Management, LLC 1.13% of their portfolio ADDISON, TX 14,03314.0k $3.1m $3.1m 1.13% Unchanged
96 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 13,99514.0k $3.1m $3.1m 0.07% Added +858 +858
97 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 13,96414.0k $3.1m $3.1m 0.03% Reduced -577 -577
98 Proactive Wealth Strategies LLC 1.60% of their portfolio MARIETTA, GA 13,51713.5k $3.0m $3.0m 1.60% Reduced -298 -298
99 WealthBridge Capital Management, LLC 0.85% of their portfolio WESTERVILLE, OH 13,51313.5k $3.0m $3.0m 0.85% Reduced -348 -348
100 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 12,94612.9k $2.9m $2.9m 0.08% Reduced -387 -387