Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

586 institutional holders +78 vs Q3 2024
16,188,75416.2m shares reported held*
$3.9bnreported value*
63 new 133 added 216 reduced 20 sold out net bought ≈ $214.4m (-130 shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $243.00. Options: 6 managers hold calls ($18.9m notional), 3 hold puts ($20.2m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503Q1 24: 511Q2 24: 503Q3 24: 508Q4 24: 586586Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503
Q1 2024511
Q2 2024503
Q3 2024508
Q4 2024586

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 131 bought or addedQ1 23: 214 cut or sold outQ2 23: 172 bought or addedQ2 23: 187 cut or sold outQ2 23Q3 23: 175 bought or addedQ3 23: 173 cut or sold outQ4 23: 181 bought or addedQ4 23: 208 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 231 cut or sold outQ2 24: 166 bought or addedQ2 24: 240 cut or sold outQ2 24Q3 24: 157 bought or addedQ3 24: 228 cut or sold outQ4 24: 196 bought or addedQ4 24: 236 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023131214
Q2 2023172187
Q3 2023175173
Q4 2023181208
Q1 2024186231
Q2 2024166240
Q3 2024157228
Q4 2024196236

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ1 24 calls: $18.6mQ1 24 puts: $1.9mQ1 24P/C 0.10Q2 24 calls: $22.6mQ2 24 puts: $5.5mQ2 24P/C 0.24Q3 24 calls: $19.3mQ3 24 puts: $16.9mQ3 24P/C 0.87Q4 24 calls: $18.9mQ4 24 puts: $20.2mQ4 24P/C 1.07
Numbers
QuarterCallsPutsP/C
Q1 2024$18.6m$1.9m0.10
Q2 2024$22.6m$5.5m0.24
Q3 2024$19.3m$16.9m0.87
Q4 2024$18.9m$20.2m1.07

Biggest buyers

UBS Group AG Added +820,558+820.6k
Marks Wealth, LLC New +138,648+138.6k
MORGAN STANLEY Added +123,999+124.0k
PRUDENTIAL PLC Added +115,500+115.5k
BNP PARIBAS FINANCIAL MARKETS Added +99,039+99.0k
GOLDMAN SACHS GROUP INC Added +51,331+51.3k
LPL Financial LLC Added +45,388+45.4k
WELLS FARGO & COMPANY/MN Added +41,531+41.5k
Insight Wealth Strategies, LLC New +34,734+34.7k
FLOW TRADERS U.S. LLC Added +22,178+22.2k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -886,379-886.4k
FIRST TRUST ADVISORS LP Reduced -396,519-396.5k
JPMORGAN CHASE & CO Reduced -62,008-62.0k
HRT FINANCIAL LP Reduced -52,196-52.2k
D. E. Shaw & Co., Inc. Sold out -36,911-36.9k
ROYAL BANK OF CANADA Reduced -35,410-35.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -30,900-30.9k
Tower Research Capital LLC (TRC) Reduced -27,968-28.0k
TRUIST FINANCIAL CORP Reduced -23,380-23.4k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -21,151-21.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $13.4m55.3k shares
CITADEL ADVISORS LLC Reduced $3.3m13.4k shares
MARSHALL WACE, LLP New $997.0k4.1k shares
JANE STREET GROUP, LLC Reduced $802.5k3.3k shares
Cubist Systematic Strategies, LLC New $364.8k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.5m67.7k shares
CITADEL ADVISORS LLC Reduced $2.6m10.8k shares
JANE STREET GROUP, LLC Reduced $1.1m4.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.73% of their portfolio Wheaton, IL 3,406,7113.4m $828.4m $828.4m 0.73% Reduced -396.5k -396,519
2 UBS Group AG 0.09% of their portfolio ZURICH, V8 1,574,4421.6m $382.9m $382.9m 0.09% Added +820.6k +820,558
3 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 1,477,9431.5m $359.4m $359.4m 0.03% Added +124.0k +123,999
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,062,5351.1m $258.4m $258.4m 0.06% Added +41.5k +41,531
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 767,098767.1k $186.5m $186.5m 0.02% Reduced -9.5k -9,527
6 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 729,116729.1k $177.3m $177.3m 0.07% Added +45.4k +45,388
7 RAYMOND JAMES FINANCIAL INC 0.04% of their portfolio ST. PETERSBURG, FL 467,723467.7k $113.7m $113.7m 0.04% First filing
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 397,556397.6k $96.7m $96.7m 0.02% Reduced -35.4k -35,410
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 209,975210.0k $51.1m $51.1m 0.02% Reduced -30.9k -30,900
10 Northeast Financial Consultants Inc 1.59% of their portfolio WESTPORT, CT 155,498155.5k $37.8m $37.8m 1.59% Reduced -7.3k -7,286
11 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 152,862152.9k $37.2m $37.2m 0.06% Reduced -23.4k -23,380
12 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 148,644148.6k $36.1m $36.1m 0.05% Added +5.1k +5,071
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 138,828138.8k $33.8m $33.8m 0.01% Reduced -2.5k -2,533
14 Marks Wealth, LLC 16.23% of their portfolio ELLICOTT CITY, MD 138,648138.6k $33.7m $33.7m 16.23% New
15 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 138,175138.2k $33.6m $33.6m 0.01% Reduced -15.5k -15,549
16 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 120,799120.8k $29.4m $29.4m 0.18% Added +7.6k +7,613
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 119,465119.5k $29.1m $29.1m 0.01% Added +51.3k +51,331
18 PRUDENTIAL PLC 0.14% of their portfolio LONDON, X0 117,500117.5k $28.6m $28.6m 0.14% Added +115.5k +115,500
19 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 116,384116.4k $28.3m $28.3m 0.03% Added +8.5k +8,498
20 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 113,439113.4k $27.6m $27.6m 0.06% Added +4.6k +4,607
21 O'Dell Group, LLC 6.11% of their portfolio CINCINNATI, OH 111,165111.2k $27.0m $27.0m 6.11% Reduced -2.5k -2,522
22 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 100,088100.1k $24.3m $24.3m 0.02% Added +99.0k +99,039
23 NewSquare Capital LLC 1.91% of their portfolio NEWTOWN SQUARE, PA 98,42898.4k $23.9m $23.9m 1.91% Reduced -2.0k -1,990
24 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 97,78697.8k $23.8m $23.8m 0.07% Added +3.2k +3,239
25 Advisory Services Network, LLC 0.43% of their portfolio ATLANTA, GA 95,03995.0k $23.1m $23.1m 0.43% Added +3.4k +3,378
26 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 94,23494.2k $22.9m $22.9m 0.04% Reduced -3.4k -3,364
27 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 92,36192.4k $22.5m $22.5m 0.08% Added +6.5k +6,472
28 CITIZENS FINANCIAL GROUP INC/RI 0.43% of their portfolio PROVIDENCE, RI 90,60490.6k $22.0m $22.0m 0.43% Reduced -16.1k -16,086
29 Nilsine Partners, LLC 2.28% of their portfolio GREENWOOD VILLAGE, CO 87,50287.5k $21.3m $21.3m 2.28% Added +5.2k +5,212
30 BENJAMIN EDWARDS INC 0.29% of their portfolio Clayton, MO 84,61884.6k $20.6m $20.6m 0.29% Reduced -8.8k -8,814
31 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 83,80783.8k $20.4m $20.4m 0.03% Reduced -2.3k -2,257
32 Sequoia Financial Advisors, LLC 0.15% of their portfolio Akron, OH 64,24064.2k $15.6m $15.6m 0.15% Reduced -570 -570
33 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 63,43463.4k $15.4m $15.4m 0.04% Reduced -2.8k -2,767
34 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 62,60062.6k $15.2m $15.2m 0.04% Reduced -6.9k -6,900
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 62,41062.4k $15.2m $15.2m 0.00% Reduced -62.0k -62,008
36 PINNACLE ASSOCIATES LTD 0.20% of their portfolio NEW YORK, NY 61,67561.7k $15.0m $15.0m 0.20% Added +18.5k +18,454
37 Harel Insurance Investments & Financial Services Ltd. 0.23% of their portfolio Ramat Gan, L3 57,00057.0k $13.9m $13.9m 0.23% Unchanged
38 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 55,59455.6k $13.5m $13.5m 0.07% Added +4.7k +4,691
39 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 53,80553.8k $13.1m $13.1m 0.03% Added +2.0k +1,963
40 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 53,47253.5k $13.0m $13.0m 0.02% Added +15.0k +15,047
41 Beaumont Financial Advisors, LLC 0.89% of their portfolio NEEDHAM, MA 48,57048.6k $11.8m $11.8m 0.89% Reduced -338 -338
42 PFG Advisors 0.72% of their portfolio Phoenix, AZ 48,49148.5k $11.8m $11.8m 0.72% Added +2.3k +2,335
43 Tamar Securities, LLC 1.50% of their portfolio Woodland Hills, CA 44,59444.6k $10.8m $10.8m 1.50% Reduced -332 -332
44 SeaCrest Wealth Management, LLC 1.11% of their portfolio PURCHASE, NY 43,38743.4k $10.6m $10.6m 1.11% Reduced -9.1k -9,101
45 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 41,29241.3k $10.0m $10.0m 0.02% Added +7.0k +7,016
46 BANK HAPOALIM BM 1.54% of their portfolio TEL AVIV, L3 39,18539.2k $9.5m $9.5m 1.54% Reduced -177 -177
47 WCG Wealth Advisors LLC 0.60% of their portfolio LAS VEGAS, NV 37,62737.6k $9.2m $9.2m 0.60% Reduced -571 -571
48 PEAPACK GLADSTONE FINANCIAL CORP 0.13% of their portfolio BEDMINSTER, NJ 35,98336.0k $8.8m $8.8m 0.13% Reduced -3.4k -3,363
49 OPPENHEIMER & CO INC 0.13% of their portfolio NEW YORK, NY 35,25035.2k $8.6m $8.6m 0.13% Reduced -118 -118
50 POTOMAC FUND MANAGEMENT INC /ADV 0.50% of their portfolio BETHESDA, MD 35,18535.2k $8.6m $8.6m 0.50% First filing
51 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 34,92634.9k $8.5m $8.5m 0.03% Added +3.8k +3,804
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 34,90034.9k $8.5m $8.5m 0.01% Reduced -1.1k -1,114
53 Insight Wealth Strategies, LLC 1.13% of their portfolio SAN RAMON, CA 34,73434.7k $8.4m $8.4m 1.13% New
54 DAYMARK WEALTH PARTNERS, LLC 0.35% of their portfolio CINCINNATI, OH 33,62733.6k $8.2m $8.2m 0.35% Reduced -218 -218
55 Wealth Management Partners, LLC 3.50% of their portfolio TUCSON, AZ 33,33833.3k $8.1m $8.1m 3.50% Added +107 +107
56 Southland Equity Partners LLC 1.86% of their portfolio WILDWOOD, MO 32,85032.9k $8.0m $8.0m 1.86% Reduced -678 -678
57 Antonelli Financial Advisors, LLC 6.70% of their portfolio GROSSE POINTE, MI 32,57832.6k $7.9m $7.9m 6.70% First filing
58 GTS SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 31,41131.4k $7.6m $7.6m 0.37% Added +17.0k +16,985
59 KESTRA PRIVATE WEALTH SERVICES, LLC 0.13% of their portfolio AUSTIN, TX 31,37331.4k $7.6m $7.6m 0.13% Added +258 +258
60 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 31,24131.2k $7.6m $7.6m 0.02% Reduced -11.6k -11,558
61 Pacific Sun Financial Corp 3.97% of their portfolio LOS ANGELES, CA 29,93129.9k $7.3m $7.3m 3.97% Reduced -60 -60
62 MONEY CONCEPTS CAPITAL CORP 0.52% of their portfolio PALM BEACH GARDENS, FL 28,97529.0k $7.0m $7.0m 0.52% Reduced -1.9k -1,866
63 World Investment Advisors 0.19% of their portfolio LINCROFT, NJ 28,58528.6k $7.0m $7.0m 0.19% Added +5.0k +4,974
64 Pinnacle Wealth Management Advisory Group, LLC 0.62% of their portfolio RED BANK, NJ 27,08927.1k $6.6m $6.6m 0.62% Added +3.3k +3,265
65 NTV Asset Management LLC 0.86% of their portfolio Charleston, WV 26,81826.8k $6.5m $6.5m 0.86% Reduced -820 -820
66 Paragon Private Wealth Management, LLC 2.99% of their portfolio LEXINGTON, KY 26,67326.7k $6.5m $6.5m 2.99% Added +368 +368
67 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 26,56626.6k $6.5m $6.5m 0.01% Reduced -4.7k -4,737
68 Cubist Systematic Strategies, LLC 0.10% of their portfolio STAMFORD, CT 26,06026.1k $6.3m $6.3m 0.10% Added +14.7k +14,714
69 FLOW TRADERS U.S. LLC 0.25% of their portfolio NEW YORK, NY 25,69125.7k $6.2m $6.2m 0.25% Added +22.2k +22,178
70 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 25,36625.4k $6.2m $6.2m 0.03% Reduced -19.6k -19,617
71 CWM, LLC 0.03% of their portfolio OMAHA, NE 25,05925.1k $6.1m $6.1m 0.03% Reduced -1.1k -1,061
72 Regal Investment Advisors LLC 0.45% of their portfolio KENTWOOD, MI 24,55324.6k $6.0m $6.0m 0.45% Added +432 +432
73 SFI Advisors, LLC 4.18% of their portfolio Montclair, NJ 24,50124.5k $6.0m $6.0m 4.18% Reduced -493 -493
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 24,22524.2k $5.9m $5.9m 0.01% Added +592 +592
75 Somerset Trust Co 2.13% of their portfolio SOMERSET, PA 23,25423.3k $5.7m $5.7m 2.13% Reduced -1.1k -1,055
76 Evelyn Partners Investment Management (Europe) Ltd 1.93% of their portfolio Dublin, L2 21,83521.8k $5.3m $5.3m 1.93% First filing
77 MeadowBrook Investment Advisors LLC 4.64% of their portfolio Livonia, MI 21,51221.5k $5.2m $5.2m 4.64% Reduced -455 -455
78 Independent Advisor Alliance 0.07% of their portfolio CHARLOTTE, NC 21,45821.5k $5.2m $5.2m 0.07% New
79 Lindbrook Capital, LLC 0.47% of their portfolio CALABASAS, CA 21,32621.3k $5.2m $5.2m 0.47% Reduced -295 -295
80 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 20,94020.9k $5.1m $5.1m 0.05% Added +854 +854
81 BRASS TAX WEALTH MANAGEMENT, INC 1.06% of their portfolio CINCINNATI, OH 20,79920.8k $5.1m $5.1m 1.06% Reduced -21.2k -21,151
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 20,73420.7k $5.0m $5.0m 0.00% Added +831 +831
83 STEPHENS INC /AR/ 0.07% of their portfolio LITTLE ROCK, AR 20,17020.2k $4.9m $4.9m 0.07% Added +345 +345
84 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 18,34918.3k $4.5m $4.5m 0.04% Reduced -237 -237
85 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 18,09918.1k $4.4m $4.4m 0.03% Reduced -52.2k -52,196
86 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 16,97817.0k $4.1m $4.1m 0.03% Reduced -1.2k -1,196
87 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 16,65516.7k $4.0m $4.0m 0.07% New
88 Plotkin Financial Advisors, LLC 2.38% of their portfolio CHEVY CHASE, MD 16,50616.5k $4.0m $4.0m 2.38% Reduced -278 -278
89 TWIN PEAKS WEALTH ADVISORS, LLC 1.67% of their portfolio SAN FRANCISCO, CA 16,19816.2k $3.9m $3.9m 1.67% Reduced -1.0k -1,004
90 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 14,96115.0k $3.6m $3.6m 0.12% Added +268 +268
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,60514.6k $3.6m $3.6m 0.00% Added +3.4k +3,405
92 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 14,54114.5k $3.5m $3.5m 0.03% Reduced -6.7k -6,665
93 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 14,53214.5k $3.5m $3.5m 0.02% New
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,44414.4k $3.5m $3.5m 0.00% Reduced -90 -90
95 Tower Research Capital LLC (TRC) 0.07% of their portfolio NEW YORK, NY 14,40614.4k $3.5m $3.5m 0.07% Reduced -28.0k -27,968
96 Snowden Capital Advisors LLC 0.11% of their portfolio New York, NY 14,39614.4k $3.5m $3.5m 0.11% Reduced -701 -701
97 TOTH FINANCIAL ADVISORY CORP 0.41% of their portfolio LEESBURG, VA 14,25014.2k $3.5m $3.5m 0.41% Reduced -119 -119
98 MGB Wealth Management, LLC 1.06% of their portfolio ADDISON, TX 14,03314.0k $3.4m $3.4m 1.06% Unchanged
99 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 14,01614.0k $3.4m $3.4m 0.03% Added +272 +272
100 WealthBridge Capital Management, LLC 0.94% of their portfolio WESTERVILLE, OH 13,86113.9k $3.4m $3.4m 0.94% Reduced -13 -13