Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

508 institutional holders +5 vs Q2 2024
16,089,56516.1m shares reported held*
$3.2bnreported value*
32 new 125 added 196 reduced 32 sold out net sold ≈ $112.8m (+325.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($652.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $199.85. Options: 5 managers hold calls ($19.3m notional), 3 hold puts ($16.9m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503Q1 24: 511Q2 24: 503Q3 24: 508508Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503
Q1 2024511
Q2 2024503
Q3 2024508

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 103 bought or addedQ4 22: 247 cut or sold outQ1 23: 131 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 187 cut or sold outQ3 23: 175 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 181 bought or addedQ4 23: 208 cut or sold outQ1 24: 186 bought or addedQ1 24: 231 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 240 cut or sold outQ3 24: 157 bought or addedQ3 24: 228 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022103247
Q1 2023131214
Q2 2023172187
Q3 2023175173
Q4 2023181208
Q1 2024186231
Q2 2024166240
Q3 2024157228

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 23 calls: $17.4mQ4 23 puts: $8.7mQ4 23P/C 0.50Q1 24 calls: $18.6mQ1 24 puts: $1.9mQ1 24P/C 0.10Q2 24 calls: $22.6mQ2 24 puts: $5.5mQ2 24P/C 0.24Q3 24 calls: $19.3mQ3 24 puts: $16.9mQ3 24P/C 0.87
Numbers
QuarterCallsPutsP/C
Q4 2023$17.4m$8.7m0.50
Q1 2024$18.6m$1.9m0.10
Q2 2024$22.6m$5.5m0.24
Q3 2024$19.3m$16.9m0.87

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +886,446+886.4k
UBS Group AG Added +310,953+311.0k
BENJAMIN EDWARDS INC Added +92,049+92.0k
HRT FINANCIAL LP Added +59,147+59.1k
Tower Research Capital LLC (TRC) Added +38,616+38.6k
PEAPACK GLADSTONE FINANCIAL CORP Added +37,653+37.7k
MARSHALL WACE, LLP Added +36,310+36.3k
CITADEL ADVISORS LLC Added +27,006+27.0k
World Investment Advisors New +23,611+23.6k
BRASS TAX WEALTH MANAGEMENT, INC Added +20,475+20.5k

Biggest sellers

BNP PARIBAS FINANCIAL MARKETS Reduced -149,344-149.3k
MORGAN STANLEY Reduced -89,331-89.3k
Fisher Asset Management, LLC Reduced -85,797-85.8k
ROYAL BANK OF CANADA Reduced -85,282-85.3k
Cetera Investment Advisers Sold out -82,548-82.5k
WELLS FARGO & COMPANY/MN Reduced -79,278-79.3k
TWO SIGMA ADVISERS, LP Reduced -72,900-72.9k
TWO SIGMA INVESTMENTS, LP Reduced -63,400-63.4k
BANK OF AMERICA CORP /DE/ Reduced -55,408-55.4k
JPMORGAN CHASE & CO Reduced -42,246-42.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.7m60.1k shares
CITADEL ADVISORS LLC Reduced $4.9m22.9k shares
JANE STREET GROUP, LLC Added $1.7m8.1k shares
ROYAL BANK OF CANADA New $21.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.0m47.2k shares
JANE STREET GROUP, LLC New $4.1m19.3k shares
CITADEL ADVISORS LLC Added $2.8m13.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.77% of their portfolio Wheaton, IL 3,803,2303.8m $805.6m $805.6m 0.77% Reduced -40.8k -40,751
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,353,9441.4m $286.8m $286.8m 0.02% Reduced -89.3k -89,331
3 WELLS FARGO & COMPANY/MN 0.05% of their portfolio SAN FRANCISCO, CA 1,021,0041.0m $216.3m $216.3m 0.05% Reduced -79.3k -79,278
4 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 890,555890.6k $4.7k $4.7k 0.01% Added +886.4k +886,446
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 776,625776.6k $164.5m $164.5m 0.01% Reduced -55.4k -55,408
6 UBS Group AG 0.04% of their portfolio ZURICH, V8 753,884753.9k $159.7m $159.7m 0.04% Added +311.0k +310,953
7 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 683,728683.7k $144.8m $144.8m 0.06% Reduced -5.3k -5,330
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 432,966433.0k $91.7m $91.7m 0.02% Reduced -85.3k -85,282
9 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 280,818280.8k $59.5m $59.5m 0.08% Added +320 +320
10 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 240,875240.9k $51.0m $51.0m 0.02% Added +392 +392
11 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 206,484206.5k $43.7m $43.7m 0.03% Reduced -6.6k -6,627
12 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 176,242176.2k $37.3m $37.3m 0.06% Added +2.6k +2,593
13 Northeast Financial Consultants Inc 1.51% of their portfolio WESTPORT, CT 162,784162.8k $34.5m $34.5m 1.51% Reduced -9.3k -9,318
14 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 153,724153.7k $32.6m $32.6m 0.01% Reduced -85.8k -85,797
15 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 143,573143.6k $30.4m $30.4m 0.05% Reduced -16.9k -16,887
16 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 141,361141.4k $29.9m $29.9m 0.01% Reduced -31.7k -31,688
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 124,418124.4k $26.4m $26.4m 0.00% Reduced -42.2k -42,246
18 O'Dell Group, LLC 5.34% of their portfolio CINCINNATI, OH 113,687113.7k $24.1m $24.1m 5.34% Added +5.1k +5,064
19 NewEdge Advisors, LLC 0.16% of their portfolio NEW ORLEANS, LA 113,186113.2k $24.0m $24.0m 0.16% Added +1.8k +1,777
20 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 108,832108.8k $23.1m $23.1m 0.05% Reduced -19.3k -19,280
21 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 107,886107.9k $22.9m $22.9m 0.02% Reduced -32.1k -32,077
22 CITIZENS FINANCIAL GROUP INC/RI 0.45% of their portfolio PROVIDENCE, RI 106,690106.7k $22.6m $22.6m 0.45% Reduced -3.5k -3,491
23 NewSquare Capital LLC 1.69% of their portfolio NEWTOWN SQUARE, PA 100,418100.4k $21.3m $21.3m 1.69% Added +1.4k +1,443
24 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 97,59897.6k $20.7m $20.7m 0.04% Reduced -15.4k -15,365
25 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 94,54794.5k $20.0m $20.0m 0.06% Reduced -2.8k -2,845
26 BENJAMIN EDWARDS INC 0.29% of their portfolio Clayton, MO 93,43293.4k $19.8m $19.8m 0.29% Added +92.0k +92,049
27 Advisory Services Network, LLC 0.39% of their portfolio ATLANTA, GA 91,66191.7k $18.8m $18.8m 0.39% Unchanged
28 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 86,06486.1k $18.2m $18.2m 0.03% Reduced -1.5k -1,494
29 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 85,88985.9k $18.2m $18.2m 0.06% Reduced -18.8k -18,790
30 Nilsine Partners, LLC 2.26% of their portfolio GREENWOOD VILLAGE, CO 82,29082.3k $17.4m $17.4m 2.26% Added +925 +925
31 HRT FINANCIAL LP 0.08% of their portfolio NEW YORK, NY 70,29570.3k $14.9m $14.9m 0.08% Added +59.1k +59,147
32 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 69,50069.5k $14.7m $14.7m 0.03% Reduced -63.4k -63,400
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 68,13468.1k $14.4m $14.4m 0.00% Added +10.9k +10,948
34 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 66,20166.2k $14.0m $14.0m 0.04% Added +6.5k +6,520
35 Sequoia Financial Advisors, LLC 0.15% of their portfolio Akron, OH 64,81064.8k $13.7m $13.7m 0.15% Added +10 +10
36 Harel Insurance Investments & Financial Services Ltd. 0.21% of their portfolio Ramat Gan, L3 57,00057.0k $12.1m $12.1m 0.21% Unchanged
37 SeaCrest Wealth Management, LLC 1.20% of their portfolio PURCHASE, NY 52,48852.5k $11.1m $11.1m 1.20% Reduced -1.5k -1,472
38 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 51,84251.8k $11.0m $11.0m 0.03% Added +2.3k +2,314
39 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 50,90350.9k $10.8m $10.8m 0.06% Reduced -6.5k -6,485
40 Beaumont Financial Advisors, LLC 0.81% of their portfolio NEEDHAM, MA 48,90848.9k $10.4m $10.4m 0.81% Reduced -683 -683
41 PFG Advisors 0.62% of their portfolio Phoenix, AZ 46,15646.2k $9.8m $9.8m 0.62% Added +8.5k +8,514
42 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 44,98345.0k $9.5m $9.5m 0.06% Reduced -12.9k -12,904
43 Tamar Securities, LLC 1.34% of their portfolio Woodland Hills, CA 44,92644.9k $9.5m $9.5m 1.34% Added +245 +245
44 PINNACLE ASSOCIATES LTD 0.14% of their portfolio NEW YORK, NY 43,22143.2k $8.1m $8.1m 0.14% Reduced -9.5k -9,549
45 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 42,79942.8k $9.1m $9.1m 0.03% Added +4.9k +4,869
46 Tower Research Capital LLC (TRC) 0.24% of their portfolio NEW YORK, NY 42,37442.4k $9.0m $9.0m 0.24% Added +38.6k +38,616
47 BRASS TAX WEALTH MANAGEMENT, INC 1.22% of their portfolio CINCINNATI, OH 41,95042.0k $8.9m $8.9m 1.22% Added +20.5k +20,475
48 BANK HAPOALIM BM 1.26% of their portfolio TEL AVIV, L3 39,36239.4k $8.3m $8.3m 1.26% Reduced -31.4k -31,350
49 PEAPACK GLADSTONE FINANCIAL CORP 0.12% of their portfolio BEDMINSTER, NJ 39,34639.3k $8.3m $8.3m 0.12% Added +37.7k +37,653
50 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 38,42538.4k $8.1m $8.1m 0.01% Added +36.3k +36,310
51 WCG Wealth Advisors LLC 0.55% of their portfolio LAS VEGAS, NV 38,19838.2k $8.1m $8.1m 0.55% Reduced -889 -889
52 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 36,91136.9k $7.8m $7.8m 0.01% Reduced -16.8k -16,765
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 36,01436.0k $7.6m $7.6m 0.01% Added +13.6k +13,571
54 OPPENHEIMER & CO INC 0.11% of their portfolio NEW YORK, NY 35,36835.4k $7.5m $7.5m 0.11% Reduced -3.1k -3,130
55 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 34,27634.3k $7.3m $7.3m 0.01% Added +12.9k +12,859
56 DAYMARK WEALTH PARTNERS, LLC 0.30% of their portfolio CINCINNATI, OH 33,84533.8k $7.2m $7.2m 0.30% Added +333 +333
57 Southland Equity Partners LLC 1.73% of their portfolio WILDWOOD, MO 33,52833.5k $7.1m $7.1m 1.73% Reduced -240 -240
58 Wealth Management Partners, LLC 3.26% of their portfolio TUCSON, AZ 33,23133.2k $7.0m $7.0m 3.26% Reduced -1.0k -1,031
59 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 31,30331.3k $6.6m $6.6m 0.01% Added +27.0k +27,006
60 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 31,12231.1k $6.6m $6.6m 0.02% Reduced -2.4k -2,438
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 31,11531.1k $6.6m $6.6m 0.12% Reduced -70 -70
62 MONEY CONCEPTS CAPITAL CORP 0.50% of their portfolio PALM BEACH GARDENS, FL 30,84130.8k $6.5m $6.5m 0.50% Added +586 +586
63 Pacific Sun Financial Corp 3.50% of their portfolio LOS ANGELES, CA 29,99130.0k $6.4m $6.4m 3.50% Reduced -415 -415
64 NTV Asset Management LLC 0.78% of their portfolio Charleston, WV 27,63827.6k $5.9m $5.9m 0.78% Reduced -1.4k -1,395
65 Gateway Advisory, LLC 0.90% of their portfolio WESTFIELD, NJ 26,47526.5k $5.6m $5.6m 0.90% Added +152 +152
66 Paragon Private Wealth Management, LLC 2.76% of their portfolio LEXINGTON, KY 26,30526.3k $5.6m $5.6m 2.76% Added +4 +4
67 CWM, LLC 0.02% of their portfolio OMAHA, NE 26,12026.1k $5.5m $5.5m 0.02% Reduced -3.9k -3,850
68 SFI Advisors, LLC 3.78% of their portfolio Montclair, NJ 24,99425.0k $5.3m $5.3m 3.78% Added +372 +372
69 Somerset Trust Co 1.93% of their portfolio SOMERSET, PA 24,30924.3k $5.1m $5.1m 1.93% Reduced -87 -87
70 Regal Investment Advisors LLC 0.36% of their portfolio KENTWOOD, MI 24,12124.1k $5.1m $5.1m 0.36% Added +984 +984
71 Pinnacle Wealth Management Advisory Group, LLC 0.48% of their portfolio RED BANK, NJ 23,82423.8k $5.0m $5.0m 0.48% Added +2.8k +2,768
72 Mariner, LLC 0.01% of their portfolio Overland Park, KS 23,63323.6k $5.0m $5.0m 0.01% Added +388 +388
73 World Investment Advisors 0.16% of their portfolio LINCROFT, NJ 23,61123.6k $5.0m $5.0m 0.16% New
74 PETERSON WEALTH MANAGEMENT 2.17% of their portfolio SPARKS, NV 22,98323.0k $3.4m $3.4m 2.17% Added +10.7k +10,721
75 MeadowBrook Investment Advisors LLC 4.20% of their portfolio Livonia, MI 21,96722.0k $4.7m $4.7m 4.20% Reduced -225 -225
76 Lindbrook Capital, LLC 0.41% of their portfolio CALABASAS, CA 21,62121.6k $4.6m $4.6m 0.41% Reduced -2.0k -2,025
77 Coppell Advisory Solutions LLC 0.67% of their portfolio COPPELL, TX 21,55921.6k $4.6m $4.6m 0.67% Added +415 +415
78 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 21,20621.2k $4.5m $4.5m 0.04% Added +2.2k +2,191
79 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 20,08620.1k $4.3m $4.3m 0.04% Reduced -3.8k -3,792
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,90319.9k $4.2m $4.2m 0.00% Reduced -83 -83
81 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 19,82519.8k $4.2m $4.2m 0.06% Unchanged
82 Prospera Financial Services Inc 0.10% of their portfolio Dallas, TX 18,68518.7k $4.0m $4.0m 0.10% Reduced -1.0k -1,021
83 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 18,58618.6k $3.9m $3.9m 0.04% Added +2.7k +2,729
84 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 18,17418.2k $3.8m $3.8m 0.03% Reduced -1.6k -1,648
85 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 17,71017.7k $3.8m $3.8m 0.02% Reduced -5.0k -4,977
86 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 17,47817.5k $3.7m $3.7m 0.04% Reduced -691 -691
87 TWIN PEAKS WEALTH ADVISORS, LLC 1.68% of their portfolio SAN FRANCISCO, CA 17,20217.2k $3.6m $3.6m 1.68% Reduced -455 -455
88 Plotkin Financial Advisors, LLC 2.13% of their portfolio CHEVY CHASE, MD 16,78416.8k $3.6m $3.6m 2.13% Reduced -45 -45
89 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 15,73215.7k $3.3m $3.3m 0.00% Added +892 +892
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,45915.5k $3.3m $3.3m 0.00% Reduced -20.4k -20,414
91 Garden State Investment Advisory Services LLC 1.03% of their portfolio Red Bank, NJ 15,15515.2k $3.2m $3.2m 1.03% Added +267 +267
92 LMR Partners LLP 0.07% of their portfolio LONDON, X0 15,12415.1k $3.2m $3.2m 0.07% New
93 Snowden Capital Advisors LLC 0.10% of their portfolio New York, NY 15,09715.1k $3.2m $3.2m 0.10% Added +56 +56
94 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 14,86014.9k $3.1m $3.1m 0.09% Reduced -3.8k -3,795
95 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 14,79914.8k $3.1m $3.1m 0.01% Added +3.4k +3,391
96 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 14,69314.7k $3.1m $3.1m 0.11% Added +2.0k +1,961
97 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,53414.5k $3.1m $3.1m 0.00% Added +634 +634
98 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 14,42614.4k $3.1m $3.1m 0.06% Added +7.9k +7,939
99 TOTH FINANCIAL ADVISORY CORP 0.36% of their portfolio LEESBURG, VA 14,36914.4k $3.0m $3.0m 0.36% Added +288 +288
100 Gateway Wealth Partners, LLC 0.84% of their portfolio APPLETON, WI 14,31814.3k $3.0m $3.0m 0.84% Reduced -815 -815