Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

511 institutional holders +8 vs Q4 2023
21,899,33521.9m shares reported held*
$4.3bnreported value*
50 new 136 added 188 reduced 43 sold out net bought ≈ $286.7m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($695.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $196.47. Options: 4 managers hold calls ($18.6m notional), 3 hold puts ($1.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401Q1 23: 414Q2 23: 436Q3 23: 450Q4 23: 503Q1 24: 511511Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022411
Q4 2022401
Q1 2023414
Q2 2023436
Q3 2023450
Q4 2023503
Q1 2024511

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 103 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 131 bought or addedQ1 23: 214 cut or sold outQ1 23Q2 23: 172 bought or addedQ2 23: 187 cut or sold outQ2 23Q3 23: 175 bought or addedQ3 23: 173 cut or sold outQ3 23Q4 23: 181 bought or addedQ4 23: 208 cut or sold outQ4 23Q1 24: 186 bought or addedQ1 24: 231 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022103247
Q1 2023131214
Q2 2023172187
Q3 2023175173
Q4 2023181208
Q1 2024186231

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $69.3mQ2 23 puts: $34.6mQ2 23P/C 0.50Q3 23 calls: $31.2mQ3 23 puts: $22.3mQ3 23P/C 0.71Q4 23 calls: $17.4mQ4 23 puts: $8.7mQ4 23P/C 0.50Q1 24 calls: $18.6mQ1 24 puts: $1.9mQ1 24P/C 0.10
Numbers
QuarterCallsPutsP/C
Q2 2023$69.3m$34.6m0.50
Q3 2023$31.2m$22.3m0.71
Q4 2023$17.4m$8.7m0.50
Q1 2024$18.6m$1.9m0.10

Biggest buyers

MORGAN STANLEY Added +1,761,447+1.8m
Global Assets Advisory, LLC New +871,878+871.9k
ENVESTNET ASSET MANAGEMENT INC Added +98,594+98.6k
FIRST TRUST ADVISORS LP Added +74,408+74.4k
LPL Financial LLC Added +71,830+71.8k
Cetera Investment Advisers Added +68,828+68.8k
BANK HAPOALIM BM Added +66,633+66.6k
MILLENNIUM MANAGEMENT LLC Added +56,188+56.2k
UBS Group AG Added +46,602+46.6k
CITADEL ADVISORS LLC Added +43,584+43.6k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -689,035-689.0k
MERCER GLOBAL ADVISORS INC /ADV Sold out -275,562-275.6k
TWO SIGMA INVESTMENTS, LP Reduced -265,500-265.5k
TWO SIGMA ADVISERS, LP Reduced -177,400-177.4k
PRUDENTIAL PLC Sold out -86,400-86.4k
HighTower Advisors, LLC Sold out -83,426-83.4k
WELLS FARGO & COMPANY/MN Reduced -57,762-57.8k
MIRABELLA FINANCIAL SERVICES LLP Sold out -54,030-54.0k
Cetera Advisor Networks LLC Sold out -33,358-33.4k
OSAIC HOLDINGS, INC. Reduced -32,056-32.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.1m68.6k shares
CITADEL ADVISORS LLC Reduced $2.8m13.5k shares
JANE STREET GROUP, LLC Reduced $1.7m8.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m5.6k shares
CITADEL ADVISORS LLC Reduced $369.2k1.8k shares
MARSHALL WACE, LLP New $345.8k1.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,824,4234.8m $989.4m $989.4m 0.03% Added +1.8m +1,761,447
2 FIRST TRUST ADVISORS LP 0.80% of their portfolio Wheaton, IL 3,852,6343.9m $790.1m $790.1m 0.80% Added +74.4k +74,408
3 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,112,9661.1m $228.3m $228.3m 0.06% Reduced -57.8k -57,762
4 Fisher Asset Management, LLC 0.10% of their portfolio PLANO, TX 1,045,7611.0m $214.5m $214.5m 0.10% Reduced -21.3k -21,301
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 879,787879.8k $180.4m $180.4m 0.02% Reduced -11.8k -11,833
6 Global Assets Advisory, LLC 0.16% of their portfolio ORLANDO, FL 871,878871.9k $4.2k $4.2k 0.16% New
7 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 763,680763.7k $156.6m $156.6m 0.08% Added +71.8k +71,830
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 493,745493.7k $101.3m $101.3m 0.02% Added +10.6k +10,551
9 UBS Group AG 0.03% of their portfolio ZURICH, V8 493,066493.1k $101.1m $101.1m 0.03% Added +46.6k +46,602
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 399,486399.5k $81.9m $81.9m 0.00% Reduced -14.7k -14,702
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 342,301342.3k $70.2m $70.2m 0.03% Added +98.6k +98,594
12 TWO SIGMA INVESTMENTS, LP 0.15% of their portfolio NEW YORK, NY 305,800305.8k $62.7m $62.7m 0.15% Reduced -265.5k -265,500
13 Raymond James Financial Services Advisors, Inc. 0.09% of their portfolio ST. PETERSBURG, FL 294,407294.4k $60.4m $60.4m 0.09% Reduced -23.8k -23,815
14 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 220,682220.7k $45.3m $45.3m 0.03% Reduced -5.1k -5,055
15 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 178,259178.3k $36.6m $36.6m 0.06% Reduced -4.1k -4,114
16 Northeast Financial Consultants Inc 1.76% of their portfolio WESTPORT, CT 175,137175.1k $35.9m $35.9m 1.76% Reduced -2.2k -2,152
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 162,129162.1k $33.2m $33.2m 0.01% Added +15.9k +15,860
18 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 162,056162.1k $33.2m $33.2m 0.06% Reduced -495 -495
19 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 150,979151.0k $31.0m $31.0m 0.07% Reduced -32.1k -32,056
20 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 145,099145.1k $29.8m $29.8m 0.03% Added +864 +864
21 TWO SIGMA ADVISERS, LP 0.06% of their portfolio NEW YORK, NY 129,500129.5k $26.6m $26.6m 0.06% Reduced -177.4k -177,400
22 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 128,492128.5k $26.4m $26.4m 0.01% Added +4.4k +4,369
23 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 120,125120.1k $24.6m $24.6m 0.05% Added +66 +66
24 O'Dell Group, LLC 5.46% of their portfolio CINCINNATI, OH 108,623108.6k $22.3m $22.3m 5.46% Reduced -1.7k -1,663
25 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 107,214107.2k $22.0m $22.0m 0.05% Added +68.8k +68,828
26 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 106,591106.6k $21.9m $21.9m 0.02% Added +56.2k +56,188
27 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 103,563103.6k $21.2m $21.2m 0.08% Added +14.8k +14,786
28 NewSquare Capital LLC 1.82% of their portfolio NEWTOWN SQUARE, PA 100,205100.2k $20.6m $20.6m 1.82% Added +23.9k +23,890
29 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 93,64593.6k $19.2m $19.2m 0.06% Added +7.6k +7,578
30 Advisory Services Network, LLC 0.39% of their portfolio ATLANTA, GA 86,72186.7k $17.8m $17.8m 0.39% Added +1.9k +1,934
31 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 81,94981.9k $16.8m $16.8m 0.15% Reduced -17.5k -17,536
32 Bensler, LLC 2.43% of their portfolio Bellevue, WA 81,88881.9k $16.8m $16.8m 2.43% Added +5.0k +5,022
33 BENJAMIN F. EDWARDS & COMPANY, INC. 0.30% of their portfolio ST. LOUIS, MO 80,46280.5k $16.5m $16.5m 0.30% Added +4.2k +4,174
34 Nilsine Partners, LLC 2.23% of their portfolio GREENWOOD VILLAGE, CO 79,66779.7k $16.3m $16.3m 2.23% Added +31.6k +31,639
35 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 72,73672.7k $14.9m $14.9m 0.10% Added +350 +350
36 BANK HAPOALIM BM 1.88% of their portfolio TEL AVIV, L3 70,75370.8k $14.5m $14.5m 1.88% Added +66.6k +66,633
37 Sequoia Financial Advisors, LLC 0.17% of their portfolio Akron, OH 66,46266.5k $13.6m $13.6m 0.17% Reduced -1.3k -1,343
38 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 65,57865.6k $13.4m $13.4m 0.01% Added +43.6k +43,584
39 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 65,16865.2k $13.4m $13.4m 0.05% Added +5.8k +5,821
40 Harel Insurance Investments & Financial Services Ltd. 0.23% of their portfolio Ramat Gan, L3 57,00057.0k $11.7m $11.7m 0.23% Unchanged
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 56,46256.5k $11.6m $11.6m 0.01% Reduced -6.6k -6,551
42 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 55,29655.3k $11.3m $11.3m 0.08% Reduced -5.2k -5,175
43 SeaCrest Wealth Management, LLC 1.37% of their portfolio PURCHASE, NY 54,59554.6k $11.2m $11.2m 1.37% Added +1.5k +1,495
44 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 51,20051.2k $10.5m $10.5m 0.04% Added +15.6k +15,576
45 Beaumont Financial Advisors, LLC 0.85% of their portfolio NEEDHAM, MA 50,11850.1k $10.3m $10.3m 0.85% Reduced -398 -398
46 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 48,92448.9k $10.0m $10.0m 0.03% Added +10.3k +10,326
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,78748.8k $10.0m $10.0m 0.01% Added +3.9k +3,888
48 PINNACLE ASSOCIATES LTD 0.15% of their portfolio NEW YORK, NY 47,83447.8k $9.8m $9.8m 0.15% Added +4.6k +4,613
49 PEAPACK GLADSTONE FINANCIAL CORP 0.14% of their portfolio BEDMINSTER, NJ 45,09345.1k $9.2m $9.2m 0.14% Reduced -884 -884
50 Tamar Securities, LLC 1.54% of their portfolio Woodland Hills, CA 44,33344.3k $9.1m $9.1m 1.54% Reduced -1.9k -1,887
51 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 39,00739.0k $8.0m $8.0m 0.06% New
52 WCG Wealth Advisors LLC 0.65% of their portfolio LAS VEGAS, NV 37,87837.9k $7.8m $7.8m 0.65% Reduced -12.5k -12,483
53 OPPENHEIMER & CO INC 0.13% of their portfolio NEW YORK, NY 37,45637.5k $7.7m $7.7m 0.13% Added +10.4k +10,440
54 PFG Advisors 0.54% of their portfolio Phoenix, AZ 36,06936.1k $7.4m $7.4m 0.54% Added +33.6k +33,630
55 Thrive Capital Management, LLC 0.40% of their portfolio FORT WASHINGTON, PA 36,03736.0k $748.0k $748.0k 0.40% New
56 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 35,91335.9k $7.4m $7.4m 0.05% New
57 Southland Equity Partners LLC 2.03% of their portfolio WILDWOOD, MO 35,27535.3k $7.2m $7.2m 2.03% Reduced -683 -683
58 DAYMARK WEALTH PARTNERS, LLC 0.37% of their portfolio CINCINNATI, OH 33,22033.2k $6.8m $6.8m 0.37% Added +266 +266
59 CWM, LLC 0.03% of their portfolio OMAHA, NE 32,57032.6k $6.7m $6.7m 0.03% Reduced -10.4k -10,424
60 Wealth Management Partners, LLC 3.37% of their portfolio TUCSON, AZ 32,37132.4k $6.6m $6.6m 3.37% Added +209 +209
61 MONEY CONCEPTS CAPITAL CORP 0.59% of their portfolio PALM BEACH GARDENS, FL 31,41531.4k $6.4m $6.4m 0.59% Added +418 +418
62 FSC Wealth Advisors, LLC 4.48% of their portfolio WAPPINGERS FALLS, NY 31,03531.0k $6.4m $6.4m 4.48% New
63 Pacific Sun Financial Corp 3.68% of their portfolio LOS ANGELES, CA 30,85030.9k $6.3m $6.3m 3.68% Reduced -76 -76
64 Kraft, Davis & Associates, LLC 1.87% of their portfolio St. Louis, MO 30,63930.6k $6.2m $6.2m 1.87% Reduced -27.4k -27,380
65 B. Riley Wealth Advisors, Inc. 0.13% of their portfolio MEMPHIS, TN 29,55029.6k $4.7m $4.7m 0.13% Added +839 +839
66 NTV Asset Management LLC 0.92% of their portfolio Charleston, WV 29,41929.4k $6.0m $6.0m 0.92% Reduced -1.5k -1,525
67 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 28,89528.9k $5.9m $5.9m 0.02% Added +7.2k +7,170
68 HARTLINE INVESTMENT CORP/ 1.04% of their portfolio WINNETKA, IL 28,72028.7k $5.9m $5.9m 1.04% New
69 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 1.04% of their portfolio CONCORD, MA 28,72028.7k $5.9m $5.9m 1.04% Reduced -2.1k -2,136
70 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 27,00327.0k $5.5m $5.5m 0.12% Reduced -5.3k -5,312
71 Paragon Private Wealth Management, LLC 3.24% of their portfolio LEXINGTON, KY 26,57526.6k $5.5m $5.5m 3.24% Added +617 +617
72 Lindbrook Capital, LLC 0.50% of their portfolio CALABASAS, CA 26,15426.2k $5.4m $5.4m 0.50% Reduced -479 -479
73 Gladstone Institutional Advisory LLC 0.29% of their portfolio Bedminster, NJ 26,06226.1k $5.3m $5.3m 0.29% Reduced -1.0k -1,029
74 Gateway Advisory, LLC 0.93% of their portfolio WESTFIELD, NJ 25,80725.8k $5.3m $5.3m 0.93% Added +1.1k +1,068
75 Quadrature Capital Ltd 0.09% of their portfolio LONDON, X0 25,53825.5k $5.2m $5.2m 0.09% New
76 J. Goldman & Co LP 0.23% of their portfolio NEW YORK, NY 25,12725.1k $5.2m $5.2m 0.23% New
77 Somerset Trust Co 2.05% of their portfolio SOMERSET, PA 24,55724.6k $5.0m $5.0m 2.05% Reduced -348 -348
78 GTS SECURITIES LLC 0.14% of their portfolio NEW YORK, NY 24,39324.4k $5.0m $5.0m 0.14% Reduced -3.3k -3,298
79 SFI Advisors, LLC 3.87% of their portfolio Montclair, NJ 24,06524.1k $4.9m $4.9m 3.87% Added +735 +735
80 Crestone Asset Management LLC 0.96% of their portfolio BOULDER, CO 23,27623.3k $4.8m $4.8m 0.96% Reduced -750 -750
81 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 22,85322.9k $4.7m $4.7m 0.05% Reduced -953 -953
82 Mariner, LLC 0.01% of their portfolio Overland Park, KS 22,74422.7k $4.7m $4.7m 0.01% Reduced -1.1k -1,098
83 MeadowBrook Investment Advisors LLC 4.28% of their portfolio Livonia, MI 22,42422.4k $4.6m $4.6m 4.28% Reduced -915 -915
84 Regal Investment Advisors LLC 0.31% of their portfolio KENTWOOD, MI 22,37822.4k $4.6m $4.6m 0.31% Added +401 +401
85 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 22,20922.2k $4.6m $4.6m 0.05% Added +183 +183
86 BRASS TAX WEALTH MANAGEMENT, INC 2.32% of their portfolio CINCINNATI, OH 21,69121.7k $4.4m $4.4m 2.32% First filing
87 HARBOUR INVESTMENTS, INC. 0.16% of their portfolio MADISON, WI 21,53121.5k $4.4m $4.4m 0.16% Added +1.6k +1,603
88 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 21,18721.2k $4.3m $4.3m 0.04% Reduced -1.3k -1,261
89 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 21,16721.2k $4.3m $4.3m 0.04% Added +1.0k +1,022
90 Cannon Global Investment Management, LLC 11.24% of their portfolio DAVIE, FL 20,40020.4k $4.2m $4.2m 11.24% New
91 Coppell Advisory Solutions Corp. 0.78% of their portfolio COPPELL, TX 20,16320.2k $4.1m $4.1m 0.78% First filing
92 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,83019.8k $4.1m $4.1m 0.00% Added +336 +336
93 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 19,82519.8k $4.1m $4.1m 0.06% Added +323 +323
94 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 18,57418.6k $3.8m $3.8m 0.10% Added +12.5k +12,485
95 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 18,26518.3k $3.7m $3.7m 0.00% Added +13.3k +13,340
96 Pinnacle Wealth Management Advisory Group, LLC 0.40% of their portfolio RED BANK, NJ 18,26218.3k $3.7m $3.7m 0.40% Added +2.5k +2,514
97 TWIN PEAKS WEALTH ADVISORS, LLC 2.03% of their portfolio SAN FRANCISCO, CA 17,80917.8k $3.7m $3.7m 2.03% Reduced -433 -433
98 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 17,18517.2k $3.5m $3.5m 0.04% Reduced -18.3k -18,326
99 New York Life Investment Management LLC 0.03% of their portfolio New York, NY 17,04917.0k $3.5m $3.5m 0.03% New
100 Plotkin Financial Advisors, LLC 2.30% of their portfolio CHEVY CHASE, MD 16,94416.9k $3.5m $3.5m 2.30% Reduced -70 -70