Vault-13

FIRST TR EXCHANGE-TRADED FD FDN

DJ INTERNT IDX · ETP · CUSIP 33733E302

401 institutional holders -10 vs Q3 2022
13,077,83013.1m shares reported held*
$1.6bnreported value*
31 new 72 added 189 reduced 58 sold out net sold ≈ $60.6m (-538.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $122.59. Options: 8 managers hold calls ($34.6m notional), 5 hold puts ($22.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 411Q4 22: 401401Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022411
Q4 2022401

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $64.8mQ3 22 puts: $17.4mQ3 22P/C 0.27Q4 22 calls: $34.6mQ4 22 puts: $22.0mQ4 22P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2022$64.8m$17.4m0.27
Q4 2022$34.6m$22.0m0.64

Biggest buyers

Fisher Asset Management, LLC Added +2,205,414+2.2m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND New +88,000+88.0k
TWO SIGMA INVESTMENTS, LP Added +71,800+71.8k
GOLDMAN SACHS GROUP INC Added +49,500+49.5k
Tower Research Capital LLC (TRC) Added +36,136+36.1k
BANK OF MONTREAL /CAN/ Added +25,485+25.5k
MARSHALL WACE, LLP Added +23,486+23.5k
Lindbrook Capital, LLC New +21,863+21.9k
Walleye Trading LLC Added +20,713+20.7k
Capital Asset Advisory Services LLC New +19,361+19.4k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -923,146-923.1k
MILLENNIUM MANAGEMENT LLC Reduced -707,416-707.4k
MORGAN STANLEY Reduced -204,168-204.2k
OLD MISSION CAPITAL LLC Sold out -150,498-150.5k
J.P. Morgan Private Wealth Advisors LLC Reduced -130,583-130.6k
LPL Financial LLC Reduced -89,533-89.5k
UBS Group AG Reduced -77,359-77.4k
Black Swift Group, LLC Sold out -73,485-73.5k
WELLS FARGO & COMPANY/MN Reduced -60,603-60.6k
RAYMOND JAMES & ASSOCIATES Reduced -51,456-51.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $19.2m155.6k shares
CITADEL ADVISORS LLC Reduced $9.2m74.7k shares
JANE STREET GROUP, LLC Reduced $4.9m39.8k shares
Walleye Trading LLC Added $689.6k5.6k shares
MARSHALL WACE, LLP New $615.8k5.0k shares
Paladin Advisory Group, LLC Unchanged $6.2k50 shares
Cutler Group LLC / CA Unchanged $4.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $14.4m117.1k shares
CITADEL ADVISORS LLC Added $4.1m33.5k shares
CAPITAL FUND MANAGEMENT S.A. Reduced $3.0m24.3k shares
Walleye Trading LLC New $270.9k2.2k shares
Cutler Group LLC / CA Added $149.0k12.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.2%, 2026-03-06)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.19% of their portfolio PLANO, TX 2,284,0112.3m $281.3m $281.3m 0.19% Added +2.2m +2,205,414
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,333,3151.3m $164.2m $164.2m 0.02% Reduced -204.2k -204,168
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 998,207998.2k $122.9m $122.9m 0.02% Reduced -923.1k -923,146
4 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 863,150863.1k $106.3m $106.3m 0.03% Reduced -60.6k -60,603
5 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 769,181769.2k $94.7m $94.7m 0.08% Reduced -89.5k -89,533
6 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 509,228509.2k $62.7m $62.7m 0.02% Reduced -547 -547
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 347,215347.2k $42.8m $42.8m 0.02% Reduced -77.4k -77,359
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 238,153238.2k $29.3m $29.3m 0.01% Added +49.5k +49,500
9 J.P. Morgan Private Wealth Advisors LLC 0.06% of their portfolio SAN FRANCISCO, CA 213,015213.0k $26.2m $26.2m 0.06% Reduced -130.6k -130,583
10 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 211,346211.3k $26.0m $26.0m 0.05% Reduced -31.1k -31,150
11 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.14% of their portfolio IRVING, TX 206,624206.6k $25.4m $25.4m 0.14% Reduced -4.4k -4,421
12 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 205,716205.7k $25.3m $25.3m 0.02% Reduced -51.5k -51,456
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 203,214203.2k $25.0m $25.0m 0.01% Reduced -26.8k -26,842
14 Northeast Financial Consultants Inc 1.65% of their portfolio WESTPORT, CT 198,059198.1k $24.4m $24.4m 1.65% Reduced -19.2k -19,171
15 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 179,341179.3k $22.1m $22.1m 0.04% Reduced -20.7k -20,727
16 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 169,164169.2k $20.8m $20.8m 0.03% Reduced -31.6k -31,555
17 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 166,667166.7k $20.5m $20.5m 0.05% Reduced -21.0k -21,017
18 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 154,890154.9k $19.1m $19.1m 0.03% Reduced -14.0k -13,961
19 TWO SIGMA INVESTMENTS, LP 0.06% of their portfolio NEW YORK, NY 145,700145.7k $17.9m $17.9m 0.06% Added +71.8k +71,800
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 132,802132.8k $16.4m $16.4m 0.01% Reduced -37.9k -37,932
21 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 103,307103.3k $12.7m $12.7m 0.03% Reduced -1.7k -1,662
22 Kestra Advisory Services, LLC 0.11% of their portfolio AUSTIN, TX 98,19898.2k $12.1m $12.1m 0.11% Added +13.0k +12,999
23 TWO SIGMA ADVISERS, LP 0.03% of their portfolio NEW YORK, NY 93,00093.0k $11.5m $11.5m 0.03% Reduced -28.8k -28,800
24 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.05% of their portfolio TORONTO, A6 88,00088.0k $10.8m $10.8m 0.05% New
25 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 86,20286.2k $10.6m $10.6m 0.04% Reduced -4.2k -4,189
26 CHIRON CAPITAL MANAGEMENT, LLC 6.28% of their portfolio TALLAHASSEE, FL 73,33173.3k $9.0m $9.0m 6.28% Reduced -2.4k -2,353
27 Sequoia Financial Advisors, LLC 0.21% of their portfolio Akron, OH 69,50069.5k $8.6m $8.6m 0.21% Added +639 +639
28 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 65,40565.4k $8.1m $8.1m 0.04% Reduced -5.1k -5,105
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 63,31863.3k $7.8m $7.8m 0.02% Reduced -24.8k -24,801
30 Bensler, LLC 1.64% of their portfolio Bellevue, WA 59,90159.9k $7.4m $7.4m 1.64% Added +417 +417
31 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 59,81359.8k $248.4k $248.4k 0.01% Reduced -15.4k -15,426
32 Tamar Securities, LLC 2.31% of their portfolio Woodland Hills, CA 59,21859.2k $7.3m $7.3m 2.31% Reduced -546 -546
33 Crestone Asset Management LLC 1.48% of their portfolio BOULDER, CO 57,22457.2k $7.0m $7.0m 1.48% Added +965 +965
34 Kraft, Davis & Associates, LLC 3.30% of their portfolio St. Louis, MO 57,20757.2k $8.3m $8.3m 3.30% First filing
35 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 56,78156.8k $7.0m $7.0m 0.02% Added +23.5k +23,486
36 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 53,14853.1k $6.5m $6.5m 0.01% Reduced -707.4k -707,416
37 Beaumont Financial Advisors, LLC 0.65% of their portfolio NEEDHAM, MA 52,86552.9k $6.5m $6.5m 0.65% First filing
38 PINNACLE ASSOCIATES LTD 0.14% of their portfolio NEW YORK, NY 50,92450.9k $6.3m $6.3m 0.14% Added +4.2k +4,227
39 SeaCrest Wealth Management, LLC 0.87% of their portfolio PURCHASE, NY 49,00049.0k $6.0m $6.0m 0.87% Added +1.1k +1,150
40 626 Financial, LLC 3.63% of their portfolio PORTAGE, MI 42,41442.4k $5.2m $5.2m 3.63% Added +1.9k +1,899
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 41,89541.9k $5.2m $5.2m 0.00% Reduced -2.3k -2,344
42 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 40,41340.4k $5.0m $5.0m 0.01% Reduced -43.2k -43,183
43 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 39,88939.9k $4.9m $4.9m 0.02% Reduced -2.6k -2,641
44 MONEY CONCEPTS CAPITAL CORP 0.20% of their portfolio PALM BEACH GARDENS, FL 37,17637.2k $4.6m $4.6m 0.20% Added +18.4k +18,407
45 Tower Research Capital LLC (TRC) 0.19% of their portfolio NEW YORK, NY 36,25936.3k $4.5m $4.5m 0.19% Added +36.1k +36,136
46 Southland Equity Partners LLC 1.72% of their portfolio WILDWOOD, MO 36,25536.3k $4.5m $4.5m 1.72% Reduced -777 -777
47 NTV Asset Management LLC 0.83% of their portfolio Charleston, WV 34,42434.4k $4.2m $4.2m 0.83% Reduced -1.3k -1,290
48 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 34,03534.0k $4.2m $4.2m 0.07% Reduced -7.8k -7,847
49 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 33,77833.8k $4.2m $4.2m 0.00% Added +9.0k +8,969
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,97833.0k $4.1m $4.1m 0.00% Added +25.5k +25,485
51 Pacific Sun Financial Corp 2.86% of their portfolio LOS ANGELES, CA 32,95433.0k $4.1m $4.1m 2.86% Reduced -2.1k -2,139
52 HRT FINANCIAL LP 0.06% of their portfolio NEW YORK, NY 32,76832.8k $4.0m $4.0m 0.06% Reduced -39.5k -39,502
53 Snowden Capital Advisors LLC 0.16% of their portfolio New York, NY 31,60131.6k $3.9m $3.9m 0.16% Added +529 +529
54 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 31,31431.3k $3.9m $3.9m 0.01% Added +12.9k +12,911
55 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 31,13331.1k $3.8m $3.8m 0.03% Reduced -3.9k -3,865
56 DAYMARK WEALTH PARTNERS, LLC 0.66% of their portfolio CINCINNATI, OH 30,50830.5k $3.8m $3.8m 0.66% First filing
57 Wealth Management Partners, LLC 3.04% of their portfolio TUCSON, AZ 30,00030.0k $3.6m $3.6m 3.04% Unchanged
58 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 29,08329.1k $2.5m $2.5m 0.07% Reduced -11.2k -11,210
59 Somerset Trust Co 1.50% of their portfolio SOMERSET, PA 28,96729.0k $3.6m $3.6m 1.50% Reduced -68 -68
60 FFT WEALTH MANAGEMENT LLC 0.46% of their portfolio PHILADELPHIA, PA 28,93728.9k $3.6m $3.6m 0.46% Added +10.3k +10,344
61 BENJAMIN F. EDWARDS & COMPANY, INC. 0.16% of their portfolio ST. LOUIS, MO 28,86628.9k $3.6m $3.6m 0.16% Added +3.0k +2,962
62 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 28,73828.7k $3.5m $3.5m 0.03% Reduced -33.0k -33,042
63 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 28,48628.5k $3.5m $3.5m 0.03% Added +3.2k +3,247
64 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 27,01827.0k $3.3m $3.3m 0.04% Reduced -3.3k -3,321
65 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 26,85826.9k $3.3m $3.3m 0.01% Reduced -3.2k -3,223
66 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 26,59026.6k $3.3m $3.3m 0.00% Reduced -856 -856
67 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 24,55724.6k $3.0m $3.0m 0.08% Reduced -30 -30
68 Mariner, LLC 0.01% of their portfolio Overland Park, KS 24,30924.3k $3.0m $3.0m 0.01% Added +14.4k +14,390
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,67023.7k $2.9m $2.9m 0.00% Added +3.4k +3,381
70 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 23,63523.6k $2.9m $2.9m 0.16% Added +9.6k +9,607
71 STEPHENS INC /AR/ 0.06% of their portfolio LITTLE ROCK, AR 23,44923.4k $2.9m $2.9m 0.06% Reduced -2.0k -2,050
72 Pinnacle Wealth Management Advisory Group, LLC 0.42% of their portfolio RED BANK, NJ 22,86822.9k $2.8m $2.8m 0.42% Added +5.8k +5,758
73 Lindbrook Capital, LLC 0.33% of their portfolio CALABASAS, CA 21,86321.9k $2.7m $2.7m 0.33% New
74 Walleye Trading LLC 0.07% of their portfolio NEW YORK, NY 21,83121.8k $2.7m $2.7m 0.07% Added +20.7k +20,713
75 SFI Advisors, LLC 2.72% of their portfolio Montclair, NJ 20,33920.3k $2.5m $2.5m 2.72% Added +427 +427
76 Regal Investment Advisors LLC 0.24% of their portfolio KENTWOOD, MI 20,12020.1k $2.5m $2.5m 0.24% Reduced -1.0k -1,022
77 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 19,62619.6k $1.7m $1.7m 0.05% Added +5.9k +5,905
78 Capital Asset Advisory Services LLC 0.19% of their portfolio Williamston, MI 19,36119.4k $2.4m $2.4m 0.19% New
79 Plotkin Financial Advisors, LLC 2.35% of their portfolio CHEVY CHASE, MD 18,76618.8k $2.3m $2.3m 2.35% Reduced -2.2k -2,200
80 Geneos Wealth Management Inc. 0.14% of their portfolio ENGLEWOOD, CO 18,53818.5k $2.3m $2.3m 0.14% Reduced -131 -131
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,40618.4k $2.3m $2.3m 0.00% Reduced -403 -403
82 Flaharty Asset Management, LLC 0.42% of their portfolio CLEARWATER, FL 18,37518.4k $2.3m $2.3m 0.42% Reduced -2.2k -2,239
83 Arkadios Wealth Advisors 0.30% of their portfolio ATLANTA, GA 18,13018.1k $2.2m $2.2m 0.30% Added +4.7k +4,698
84 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 18,06818.1k $2.2m $2.2m 0.04% Reduced -2.6k -2,617
85 Sigma Planning Corp 0.08% of their portfolio ANN ARBOR, MI 17,50417.5k $2.2m $2.2m 0.08% Reduced -5.0k -5,014
86 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 17,27917.3k $2.1m $2.1m 0.13% Reduced -8.8k -8,834
87 Westside Investment Management, Inc. 0.03% of their portfolio SANTA MONICA, CA 17,18417.2k $2.1m $2.1m 0.03% Added +645 +645
88 J.W. COLE ADVISORS, INC. 0.16% of their portfolio TAMPA, FL 16,92916.9k $2.1m $2.1m 0.16% Reduced -2.0k -1,963
89 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 16,68016.7k $2.1m $2.1m 0.10% Reduced -1.6k -1,640
90 Financial Advocates Investment Management 0.15% of their portfolio OLYMPIA, WA 16,66816.7k $2.1m $2.1m 0.15% Reduced -4.0k -4,036
91 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 16,66416.7k $2.1m $2.1m 0.10% Reduced -1.8k -1,755
92 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 15,65515.7k $1.9m $1.9m 0.09% Added +6.0k +6,026
93 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 15,55615.6k $1.9m $1.9m 0.03% Added +272 +272
94 WealthBridge Capital Management, LLC 0.80% of their portfolio WESTERVILLE, OH 15,51015.5k $1.9m $1.9m 0.80% Reduced -4.1k -4,115
95 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,97115.0k $1.8m $1.8m 0.00% Reduced -2.6k -2,578
96 Proquility Private Wealth Partners, LLC 0.74% of their portfolio LAS VEGAS, NV 14,58214.6k $1.8m $1.8m 0.74% Reduced -3.5k -3,451
97 Archer Investment Corp 0.70% of their portfolio Carmel, IN 14,58014.6k $1.8m $1.8m 0.70% Added +328 +328
98 LGL PARTNERS, LLC 0.32% of their portfolio PHILADELPHIA, PA 14,12714.1k $1.7m $1.7m 0.32% Reduced -6.5k -6,532
99 Somerset Group LLC 1.52% of their portfolio WAYZATA, MN 14,01614.0k $1.7m $1.7m 1.52% Unchanged
100 Gladstone Institutional Advisory LLC 0.12% of their portfolio Bedminster, NJ 13,77413.8k $1.7m $1.7m 0.12% Reduced -1.3k -1,275