Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

308 institutional holders +29 vs Q4 2025
8,236,5408.2m shares reported held*
$1.7bnreported value*
54 new 105 added 75 reduced 24 sold out net bought ≈ $961.2m (+4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($27.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $200.85. Options: 3 managers hold calls ($4.3m notional), 2 hold puts ($341.4k).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251Q3 23: 243Q4 23: 258Q1 24: 242Q2 24: 253Q3 24: 258Q4 24: 260Q1 25: 272Q2 25: 251Q3 25: 253Q4 25: 279Q1 26: 308308Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251
Q3 2023243
Q4 2023258
Q1 2024242
Q2 2024253
Q3 2024258
Q4 2024260
Q1 2025272
Q2 2025251
Q3 2025253
Q4 2025279
Q1 2026308

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 87 bought or addedQ2 24: 111 cut or sold outQ3 24: 86 bought or addedQ3 24: 119 cut or sold outQ3 24Q4 24: 101 bought or addedQ4 24: 109 cut or sold outQ1 25: 110 bought or addedQ1 25: 100 cut or sold outQ1 25Q2 25: 73 bought or addedQ2 25: 130 cut or sold outQ3 25: 99 bought or addedQ3 25: 105 cut or sold outQ3 25Q4 25: 117 bought or addedQ4 25: 101 cut or sold outQ1 26: 159 bought or addedQ1 26: 99 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 202487111
Q3 202486119
Q4 2024101109
Q1 2025110100
Q2 202573130
Q3 202599105
Q4 2025117101
Q1 202615999

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 25 calls: $2.8mQ2 25 puts: $0Q2 25P/C 0.00Q3 25 calls: $3.6mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $660.9kQ4 25 puts: $268.5kQ4 25P/C 0.41Q1 26 calls: $4.3mQ1 26 puts: $341.4kQ1 26P/C 0.08
Numbers
QuarterCallsPutsP/C
Q2 2025$2.8m$00.00
Q3 2025$3.6m$00.00
Q4 2025$660.9k$268.5k0.41
Q1 2026$4.3m$341.4k0.08

Biggest buyers

FIRST TRUST ADVISORS LP Added +3,508,029+3.5m
WELLS FARGO & COMPANY/MN Added +237,629+237.6k
MORGAN STANLEY Added +132,999+133.0k
Nilsine Partners, LLC Added +89,843+89.8k
Advisory Services Network, LLC New +75,428+75.4k
WCG Wealth Advisors LLC New +74,342+74.3k
&PARTNERS Added +71,983+72.0k
RAYMOND JAMES FINANCIAL INC Added +57,218+57.2k
NewEdge Advisors, LLC Added +56,629+56.6k
ROYAL BANK OF CANADA Added +45,112+45.1k

Biggest sellers

Stonebridge Financial Group, LLC Sold out -71,346-71.3k
Corient Private Wealth LP Sold out -27,372-27.4k
Mirae Asset Global Investments Co., Ltd. Sold out -14,000-14.0k
Berger Financial Group, Inc Reduced -10,548-10.5k
B. Riley Wealth Advisors, Inc. Reduced -9,197-9.2k
SFI Advisors, LLC Reduced -8,941-8.9k
Kestra Advisory Services, LLC Reduced -7,986-8.0k
Wealthspire Retirement, LLC Sold out -6,725-6.7k
JANE STREET GROUP, LLC Sold out -6,347-6.3k
Janney Montgomery Scott LLC Reduced -4,789-4.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m14.5k shares
Belvedere Trading LLC New $783.2k3.9k shares
CITADEL ADVISORS LLC Added $562.3k2.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Unchanged $261.1k1.3k shares
Belvedere Trading LLC New $80.3k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.50% of their portfolio Wheaton, IL 3,515,0933.5m $705.9m $705.9m 0.50% Added +3.5m +3,508,029
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 534,200534.2k $107.3m $107.3m 0.01% Added +133.0k +132,999
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 426,213426.2k $85.6m $85.6m 0.02% Added +237.6k +237,629
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 295,687295.7k $59.4m $59.4m 0.02% Added +34.9k +34,854
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 205,366205.4k $41.2m $41.2m 0.01% Added +18.3k +18,278
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 202,877202.9k $40.7m $40.7m 0.01% Added +57.2k +57,218
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 200,959201.0k $40.4m $40.4m 0.00% Added +10.9k +10,853
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 199,981200.0k $40.2m $40.2m 0.01% Added +45.1k +45,112
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 126,996127.0k $25.5m $25.5m 0.01% Added +12.3k +12,339
10 Berger Financial Group, Inc 1.18% of their portfolio PLYMOUTH, MN 104,402104.4k $21.0m $21.0m 1.18% Reduced -10.5k -10,548
11 Nilsine Partners, LLC 1.52% of their portfolio GREENWOOD VILLAGE, CO 95,08395.1k $19.4m $19.4m 1.52% Added +89.8k +89,843
12 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 78,41378.4k $15.7m $15.7m 0.08% Added +72.0k +71,983
13 360 Financial, Inc. 4.73% of their portfolio WAYZATA, MN 78,21378.2k $15.7m $15.7m 4.73% Added +6.1k +6,128
14 Advisory Services Network, LLC 0.20% of their portfolio ATLANTA, GA 75,42875.4k $15.1m $15.1m 0.20% New
15 WCG Wealth Advisors LLC 0.42% of their portfolio LAS VEGAS, NV 74,34274.3k $14.9m $14.9m 0.42% New
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 69,39369.4k $13.9m $13.9m 0.00% Added +23.8k +23,847
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 68,98169.0k $13.9m $13.9m 0.01% Added +8.5k +8,535
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 66,29766.3k $13.3m $13.3m 0.01% Added +3.4k +3,427
19 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 65,26565.3k $13.1m $13.1m 0.03% Reduced -4.8k -4,789
20 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 62,52462.5k $12.6m $12.6m 0.05% Added +56.6k +56,629
21 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 58,20158.2k $11.7m $11.7m 0.12% Added +27.7k +27,721
22 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 55,21755.2k $11.1m $11.1m 0.02% Added +8.7k +8,657
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 54,14754.1k $10.9m $10.9m 0.01% Reduced -1.1k -1,081
24 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 53,01953.0k $10.6m $10.6m 0.06% Added +3.2k +3,247
25 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 52,72552.7k $10.6m $10.6m 0.02% Reduced -162 -162
26 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 52,05452.1k $10.5m $10.5m 0.03% Added +13.9k +13,893
27 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 43,70043.7k $8.8m $8.8m 0.01% Added +1.0k +1,000
28 Modern Wealth Management, LLC 0.15% of their portfolio KANSAS CITY, MO 41,79141.8k $8.5m $8.5m 0.15% Added +213 +213
29 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 41,10541.1k $8.3m $8.3m 0.02% Added +12.3k +12,256
30 NewSquare Capital LLC 0.72% of their portfolio NEWTOWN SQUARE, PA 40,88540.9k $8.2m $8.2m 0.72% New
31 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 34,27634.3k $6.9m $6.9m 0.01% Added +13.2k +13,195
32 DAYMARK WEALTH PARTNERS, LLC 0.21% of their portfolio CINCINNATI, OH 33,83633.8k $6.8m $6.8m 0.21% Added +28.0k +27,964
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 32,21232.2k $6.5m $6.5m 0.01% Added +16.2k +16,203
34 Csenge Advisory Group 0.29% of their portfolio CLEARWATER, FL 31,62031.6k $6.4m $6.4m 0.29% New
35 World Investment Advisors 0.10% of their portfolio LINCROFT, NJ 29,73429.7k $6.0m $6.0m 0.10% Added +21.8k +21,817
36 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 29,18629.2k $5.9m $5.9m 0.05% Added +28.0k +28,017
37 Ameritas Advisory Services, LLC 0.23% of their portfolio Lincoln, NE 29,14329.1k $5.9m $5.9m 0.23% Reduced -758 -758
38 Hartford Financial Management Inc. 1.43% of their portfolio WEST HARTFORD, CT 27,94827.9k $5.6m $5.6m 1.43% Reduced -1.2k -1,207
39 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 27,38627.4k $5.5m $5.5m 0.01% Added +5.0k +4,969
40 Arlington Financial Advisors, LLC 0.78% of their portfolio SANTA BARBARA, CA 27,11427.1k $5.4m $5.4m 0.78% Reduced -506 -506
41 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 24,79524.8k $5.0m $5.0m 0.06% Added +22.3k +22,304
42 RPG Investment Advisory, LLC 0.56% of their portfolio Pleasanton, CA 23,18923.2k $4.7m $4.7m 0.56% Reduced -458 -458
43 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 22,29122.3k $4.5m $4.5m 0.02% Reduced -8.0k -7,986
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,79819.8k $4.0m $4.0m 0.00% Added +89 +89
45 Gateway Wealth Partners, LLC 0.15% of their portfolio APPLETON, WI 19,65419.7k $3.9m $3.9m 0.15% Added +12.5k +12,495
46 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 19,48619.5k $3.9m $3.9m 0.01% New
47 Holistic Financial Partners 1.43% of their portfolio INDIANAPOLIS, IN 19,21919.2k $3.9m $3.9m 1.43% Added +512 +512
48 Tower Research Capital LLC (TRC) 0.09% of their portfolio NEW YORK, NY 17,98018.0k $3.6m $3.6m 0.09% New
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,65014.7k $2.9m $2.9m 0.00% Added +1.1k +1,082
50 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 14,13414.1k $2.8m $2.8m 0.01% Added +9.9k +9,915
51 Proactive Wealth Strategies LLC 0.53% of their portfolio MARIETTA, GA 14,09814.1k $2.8m $2.8m 0.53% New
52 SFI Advisors, LLC 2.97% of their portfolio Montclair, NJ 14,06514.1k $2.8m $2.8m 2.97% Reduced -8.9k -8,941
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,03314.0k $2.7m $2.7m 0.00% Added +315 +315
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,76713.8k $2.8m $2.8m 0.00% Reduced -73 -73
55 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,19713.2k $2.7m $2.7m 0.01% Added +10.0k +9,971
56 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 13,09013.1k $2.6m $2.6m 0.05% Added +891 +891
57 Davis Investment Partners, LLC 0.82% of their portfolio CHARLOTTE, NC 11,51711.5k $2.3m $2.3m 0.82% Added +6.8k +6,817
58 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,18611.2k $2.1m $2.1m 0.00% Added +2.2k +2,171
59 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 10,95611.0k $2.2m $2.2m 0.01% Reduced -262 -262
60 CWM, LLC 0.01% of their portfolio OMAHA, NE 10,69710.7k $2.1m $2.1m 0.01% Added +5.6k +5,601
61 JUNCTURE WEALTH STRATEGIES, LLC 0.70% of their portfolio SCOTTSDALE, AZ 10,41110.4k $2.1m $2.1m 0.70% Reduced -216 -216
62 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,38910.4k $2.1m $2.1m 0.00% Unchanged
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 10,03710.0k $2.0m $2.0m 0.01% Added +6.7k +6,731
64 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 9,7599.8k $2.0m $2.0m 0.02% New
65 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 9,5699.6k $1.9m $1.9m 0.03% Added +827 +827
66 Texas Yale Capital Corp. 0.05% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.9m $1.9m 0.05% Unchanged
67 Ancora Advisors LLC 0.04% of their portfolio Cleveland, OH 9,1419.1k $1.8m $1.8m 0.04% Unchanged
68 Clear Harbor Asset Management, LLC 0.12% of their portfolio Stamford, CT 8,7998.8k $1.8m $1.8m 0.12% Added +352 +352
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,7808.8k $1.8m $1.8m 0.00% Reduced -1.7k -1,710
70 Quad-Cities Investment Group, LLC 0.69% of their portfolio DAVENPORT, IA 8,6168.6k $1.7m $1.7m 0.69% Added +171 +171
71 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 8,4418.4k $1.7m $1.7m 0.02% Reduced -17 -17
72 BIP Wealth, LLC 0.07% of their portfolio ATLANTA, GA 8,3748.4k $1.7m $1.7m 0.07% Added +5.8k +5,762
73 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,3038.3k $1.7m $1.7m 0.00% Added +615 +615
74 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,2908.3k $1.7m $1.7m 0.02% Reduced -629 -629
75 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 8,0068.0k $1.6m $1.6m 0.01% Reduced -32 -32
76 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,5887.6k $1.5m $1.5m 0.01% Added +25 +25
77 Cyndeo Wealth Partners, LLC 0.08% of their portfolio ST. PETERSBURG, FL 7,4977.5k $1.5m $1.5m 0.08% New
78 Pacific Sun Financial Corp 0.72% of their portfolio LOS ANGELES, CA 7,4537.5k $1.5m $1.5m 0.72% Reduced -30 -30
79 Transamerica Financial Advisors, LLC 0.12% of their portfolio CEDAR RAPIDS, IA 7,2797.3k $1.5m $1.5m 0.12% New
80 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 7,1297.1k $1.4m $1.4m 0.04% Added +468 +468
81 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 6,9907.0k $1.4m $1.4m 0.02% Added +626 +626
82 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,8606.9k $1.4m $1.4m 0.01% Added +1.2k +1,249
83 NAVELLIER & ASSOCIATES INC 0.14% of their portfolio Reno, NV 6,6786.7k $1.3m $1.3m 0.14% Reduced -1.7k -1,724
84 Pacific Excel Wealth Advisors, Inc. 1.36% of their portfolio WALNUT CREEK, CA 6,4296.4k $1.3m $1.3m 1.36% Added +3.3k +3,294
85 Forty-three Eighteen Advisors, LLC 0.95% of their portfolio BENTONVILLE, AR 6,2996.3k $1.3m $1.3m 0.95% New
86 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 6,2606.3k $1.3m $1.3m 0.01% Added +244 +244
87 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 6,0646.1k $1.2m $1.2m 0.07% Added +4.5k +4,452
88 TriaGen Wealth Management LLC 0.33% of their portfolio Calabasas, CA 5,9465.9k $1.2m $1.2m 0.33% New
89 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 5,8115.8k $1.2m $1.2m 0.00% New
90 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 5,7975.8k $1.2m $1.2m 0.01% Added +30 +30
91 Financial Enhancement Group LLC 0.15% of their portfolio ANDERSON, IN 5,6895.7k $1.2m $1.2m 0.15% Reduced -100 -100
92 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,4795.5k $1.1m $1.1m 0.02% Unchanged
93 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 5,2885.3k $1.1m $1.1m 0.00% New
94 Stablepoint Partners, LLC 0.15% of their portfolio BRAINTREE, MA 4,9294.9k $989.8k $989.8k 0.15% Reduced -51 -51
95 Forefront Wealth Partners, LLC 0.41% of their portfolio AUSTIN, TX 4,8924.9k $982.4k $982.4k 0.41% Reduced -1.2k -1,220
96 IAMS WEALTH MANAGEMENT, LLC 0.34% of their portfolio OMAHA, NE 4,7914.8k $962.1k $962.1k 0.34% Added +144 +144
97 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,7834.8k $960.6k $960.6k 0.00% New
98 McKinley Carter Wealth Services, Inc. 0.06% of their portfolio WHEELING, WV 4,7774.8k $959.3k $959.3k 0.06% Reduced -1.5k -1,535
99 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 4,7624.8k $956.3k $956.3k 0.04% Added +23 +23
100 WealthShield Partners, LLC 0.10% of their portfolio CARY, NC 4,6894.7k $941.6k $941.6k 0.10% Reduced -128 -128