Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

251 institutional holders -21 vs Q1 2025
3,318,4603.3m shares reported held*
$535.6mreported value*
9 new 64 added 100 reduced 30 sold out net sold ≈ $14.5m (-104.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $161.39. Options: 3 managers hold calls ($2.8m notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251Q3 23: 243Q4 23: 258Q1 24: 242Q2 24: 253Q3 24: 258Q4 24: 260Q1 25: 272Q2 25: 251251Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251
Q3 2023243
Q4 2023258
Q1 2024242
Q2 2024253
Q3 2024258
Q4 2024260
Q1 2025272
Q2 2025251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 74 bought or addedQ3 23: 119 cut or sold outQ4 23: 79 bought or addedQ4 23: 121 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 126 cut or sold outQ2 24: 87 bought or addedQ2 24: 111 cut or sold outQ2 24Q3 24: 86 bought or addedQ3 24: 119 cut or sold outQ4 24: 101 bought or addedQ4 24: 109 cut or sold outQ4 24Q1 25: 110 bought or addedQ1 25: 100 cut or sold outQ2 25: 73 bought or addedQ2 25: 130 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202374119
Q4 202379121
Q1 202476126
Q2 202487111
Q3 202486119
Q4 2024101109
Q1 2025110100
Q2 202573130

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 24 calls: $4.4mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $880.9kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $2.4mQ1 25 puts: $34.0kQ1 25P/C 0.01Q2 25 calls: $2.8mQ2 25 puts: $0Q2 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2024$4.4m$00.00
Q4 2024$880.9k$00.00
Q1 2025$2.4m$34.0k0.01
Q2 2025$2.8m$00.00

Biggest buyers

ROYAL BANK OF CANADA Added +148,557+148.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +45,708+45.7k
Arlington Financial Advisors, LLC New +26,710+26.7k
GOLDMAN SACHS GROUP INC Added +14,897+14.9k
Holistic Financial Partners Added +12,131+12.1k
Modern Wealth Management, LLC Added +11,907+11.9k
LPL Financial LLC Added +9,960+10.0k
ASSETMARK, INC Added +8,670+8.7k
BENJAMIN EDWARDS INC Added +8,304+8.3k
TRUIST FINANCIAL CORP Added +5,136+5.1k

Biggest sellers

Stonebridge Financial Group, LLC Sold out -76,802-76.8k
Csenge Advisory Group Sold out -54,039-54.0k
UBS Group AG Reduced -40,894-40.9k
TWO SIGMA INVESTMENTS, LP Reduced -36,100-36.1k
McGuire Investment Group, LLC Sold out -30,477-30.5k
RPG Investment Advisory, LLC Reduced -27,327-27.3k
CITADEL ADVISORS LLC Reduced -21,841-21.8k
MORGAN STANLEY Reduced -15,324-15.3k
Orion Porfolio Solutions, LLC Reduced -13,101-13.1k
RAYMOND JAMES FINANCIAL INC Reduced -12,212-12.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.4m14.9k shares
CITADEL ADVISORS LLC Added $419.5k2.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 345,245345.2k $55.7m $55.7m 0.00% Reduced -15.3k -15,324
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 307,346307.3k $49.6m $49.6m 0.00% Added +148.6k +148,557
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 193,773193.8k $31.3m $31.3m 0.01% Added +10.0k +9,960
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 192,556192.6k $31.1m $31.1m 0.00% Reduced -435 -435
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 189,117189.1k $30.5m $30.5m 0.01% Reduced -6.5k -6,454
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 160,352160.4k $25.9m $25.9m 0.01% Reduced -40.9k -40,894
7 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 144,291144.3k $23.3m $23.3m 0.01% Reduced -12.2k -12,212
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 120,485120.5k $19.4m $19.4m 0.01% Added +4.9k +4,945
9 Berger Financial Group, Inc 1.18% of their portfolio PLYMOUTH, MN 113,019113.0k $18.2m $18.2m 1.18% Added +2.0k +2,045
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 55,05255.1k $8.9m $8.9m 0.00% Added +14.9k +14,897
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 48,65548.7k $7.8m $7.8m 0.01% Added +45.7k +45,708
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 45,57745.6k $7.4m $7.4m 0.01% Added +3.3k +3,341
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 45,41645.4k $7.3m $7.3m 0.01% Added +2.1k +2,130
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,23445.2k $7.3m $7.3m 0.01% Added +5.1k +5,136
15 CW Advisors, LLC 0.07% of their portfolio BOSTON, MA 43,40243.4k $7.0m $7.0m 0.07% Reduced -97 -97
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 42,21842.2k $6.8m $6.8m 0.00% Reduced -408 -408
17 Modern Wealth Management, LLC 0.17% of their portfolio KANSAS CITY, MO 42,03042.0k $6.8m $6.8m 0.17% Added +11.9k +11,907
18 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 38,83038.8k $6.3m $6.3m 0.04% Reduced -1.0k -1,006
19 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 38,09138.1k $6.1m $6.1m 0.01% Added +8.7k +8,670
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 37,84337.8k $6.1m $6.1m 0.01% Reduced -3.7k -3,748
21 Ameritas Advisory Services, LLC 0.31% of their portfolio Lincoln, NE 36,46336.5k $5.9m $5.9m 0.31% Reduced -2.0k -1,963
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 35,76935.8k $5.8m $5.8m 0.01% Reduced -3.7k -3,719
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 35,33835.3k $5.7m $5.7m 0.02% Added +4.3k +4,277
24 TD Waterhouse Canada Inc. 0.04% of their portfolio TORONTO, A6 34,62234.6k $5.6m $5.6m 0.04% Reduced -2.1k -2,098
25 Yarbrough Capital, LLC 0.18% of their portfolio FRANKLIN, TN 31,16031.2k $5.0m $5.0m 0.18% Unchanged
26 Hartford Financial Management Inc. 1.35% of their portfolio WEST HARTFORD, CT 30,59730.6k $4.9m $4.9m 1.35% Reduced -1.0k -1,007
27 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 30,01230.0k $4.8m $4.8m 0.05% Reduced -1.3k -1,279
28 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 28,80828.8k $4.6m $4.6m 0.06% Added +8.3k +8,304
29 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 28,27028.3k $4.6m $4.6m 0.01% Added +382 +382
30 Independent Advisor Alliance 0.13% of their portfolio CHARLOTTE, NC 28,24228.2k $4.6m $4.6m 0.13% Added +4.2k +4,152
31 Arlington Financial Advisors, LLC 0.71% of their portfolio SANTA BARBARA, CA 26,71026.7k $4.3m $4.3m 0.71% New
32 RPG Investment Advisory, LLC 0.50% of their portfolio Pleasanton, CA 24,77124.8k $4.0m $4.0m 0.50% Reduced -27.3k -27,327
33 SFI Advisors, LLC 2.66% of their portfolio Montclair, NJ 23,79723.8k $3.8m $3.8m 2.66% Reduced -1.2k -1,176
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,27518.3k $2.9m $2.9m 0.00% Added +3.6k +3,645
35 Holistic Financial Partners 1.27% of their portfolio INDIANAPOLIS, IN 17,92217.9k $2.9m $2.9m 1.27% Added +12.1k +12,131
36 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,28616.3k $2.6m $2.6m 0.01% Reduced -335 -335
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,72115.7k $2.5m $2.5m 0.00% Reduced -2.9k -2,903
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,71613.7k $2.2m $2.2m 0.00% Reduced -986 -986
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,41312.4k $2.0m $2.0m 0.00% Reduced -444 -444
40 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,16112.2k $2.0m $2.0m 0.00% Reduced -453 -453
41 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 11,70011.7k $1.9m $1.9m 0.00% Reduced -36.1k -36,100
42 JUNCTURE WEALTH STRATEGIES, LLC 0.63% of their portfolio SCOTTSDALE, AZ 11,07311.1k $1.8m $1.8m 0.63% Reduced -429 -429
43 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,06311.1k $1.8m $1.8m 0.01% Reduced -1.2k -1,226
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,77310.8k $1.8m $1.8m 0.00% Added +212 +212
45 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,48910.5k $1.7m $1.7m 0.00% Unchanged
46 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 10,28810.3k $1.7m $1.7m 0.05% Reduced -150 -150
47 Ancora Advisors LLC 0.03% of their portfolio Cleveland, OH 9,7569.8k $1.6m $1.6m 0.03% Reduced -23 -23
48 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 9,5269.5k $1.5m $1.5m 0.07% Reduced -2.2k -2,237
49 Texas Yale Capital Corp. 0.05% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.5m $1.5m 0.05% Unchanged
50 Quad-Cities Investment Group, LLC 0.66% of their portfolio DAVENPORT, IA 9,0079.0k $1.5m $1.5m 0.66% Reduced -777 -777
51 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,9849.0k $1.4m $1.4m 0.02% Added +260 +260
52 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 8,6778.7k $1.4m $1.4m 0.03% Reduced -1.4k -1,381
53 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 8,5718.6k $1.4m $1.4m 0.02% Reduced -590 -590
54 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 8,3938.4k $1.4m $1.4m 0.00% Added +66 +66
55 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,2758.3k $1.3m $1.3m 0.00% Added +427 +427
56 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 8,1348.1k $1.3m $1.3m 0.03% Added +323 +323
57 Clear Harbor Asset Management, LLC 0.10% of their portfolio Stamford, CT 8,1328.1k $1.3m $1.3m 0.10% Reduced -501 -501
58 Pacific Sun Financial Corp 0.68% of their portfolio LOS ANGELES, CA 8,1008.1k $1.3m $1.3m 0.68% Reduced -285 -285
59 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 8,0518.1k $1.3m $1.3m 0.01% Added +599 +599
60 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,0398.0k $1.3m $1.3m 0.00% Added +916 +916
61 McKinley Carter Wealth Services, Inc. 0.07% of their portfolio WHEELING, WV 7,3587.4k $1.2m $1.2m 0.07% Unchanged
62 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,3007.3k $1.2m $1.2m 0.00% Added +616 +616
63 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,0767.1k $1.1m $1.1m 0.01% Added +528 +528
64 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 6,8896.9k $1.1m $1.1m 0.01% Reduced -938 -938
65 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 6,7676.8k $1.1m $1.1m 0.01% Added +3.9k +3,930
66 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 6,7626.8k $1.1m $1.1m 0.01% Added +754 +754
67 Wealthspire Retirement, LLC 0.07% of their portfolio ALISO VIEJO, CA 6,7256.7k $1.1m $1.1m 0.07% Unchanged
68 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 6,2436.2k $1.0m $1.0m 0.03% Reduced -497 -497
69 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 6,1276.1k $988.4k $988.4k 0.19% Added +111 +111
70 Coppell Advisory Solutions LLC 0.07% of their portfolio COPPELL, TX 6,0846.1k $981.4k $981.4k 0.07% Added +1.2k +1,245
71 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,9936.0k $966.9k $966.9k 0.00% Added +978 +978
72 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 5,9566.0k $960.9k $960.9k 0.02% Added +48 +48
73 IAMS WEALTH MANAGEMENT, LLC 0.44% of their portfolio OMAHA, NE 5,8975.9k $951.4k $951.4k 0.44% Added +596 +596
74 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 5,7675.8k $930.4k $930.4k 0.02% Added +69 +69
75 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 5,7515.8k $927.8k $927.8k 0.04% Added +500 +500
76 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,6795.7k $916.2k $916.2k 0.00% Reduced -21.8k -21,841
77 Financial Enhancement Group LLC 0.13% of their portfolio ANDERSON, IN 5,6585.7k $942.5k $942.5k 0.13% Added +105 +105
78 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 5,5785.6k $899.9k $899.9k 0.01% Added +567 +567
79 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 5,5375.5k $893.3k $893.3k 0.04% Added +60 +60
80 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,4815.5k $884.2k $884.2k 0.00% Added +496 +496
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,3875.4k $869.0k $869.0k 0.00% Reduced -275 -275
82 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 5,3825.4k $868.2k $868.2k 0.01% Reduced -13.1k -13,101
83 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 5,2605.3k $848.6k $848.6k 0.01% Reduced -243 -243
84 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 5,2065.2k $864.8k $864.8k 0.02% Added +102 +102
85 Quantum Private Wealth, LLC 0.26% of their portfolio TAMPA, FL 5,0605.1k $816.3k $816.3k 0.26% Reduced -1.8k -1,823
86 WealthShield Partners, LLC 0.09% of their portfolio CARY, NC 4,7814.8k $771.3k $771.3k 0.09% Added +103 +103
87 Davis Investment Partners, LLC 0.27% of their portfolio CHARLOTTE, NC 4,7004.7k $761.9k $761.9k 0.27% Unchanged
88 GoalVest Advisory LLC 0.19% of their portfolio New York, NY 4,6634.7k $752.3k $752.3k 0.19% Unchanged
89 GENTRY PRIVATE WEALTH, LLC 0.58% of their portfolio WICHITA, KS 4,6634.7k $752.3k $752.3k 0.58% Unchanged
90 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,4734.5k $721.6k $721.6k 0.00% Added +817 +817
91 Stablepoint Partners, LLC 0.12% of their portfolio BRAINTREE, MA 4,4684.5k $720.8k $720.8k 0.12% Added +130 +130
92 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 4,4314.4k $714.9k $714.9k 0.01% Reduced -636 -636
93 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 4,0714.1k $657.0k $657.0k 0.01% Reduced -30 -30
94 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 4,0284.0k $649.8k $649.8k 0.00% Reduced -126 -126
95 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 3,9493.9k $637.1k $637.1k 0.00% New
96 Dale Q Rice Investment Management Ltd 0.54% of their portfolio VANCOUVER, WA 3,9403.9k $650.8k $650.8k 0.54% Reduced -4.3k -4,261
97 FLAGSTAR SECURITIES, INC 0.17% of their portfolio New York, NY 3,9063.9k $630.2k $630.2k 0.17% Reduced -16 -16
98 Maia Wealth LLC 0.12% of their portfolio DENVER, CO 3,8693.9k $624.2k $624.2k 0.12% Reduced -215 -215
99 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 3,8643.9k $623.4k $623.4k 0.01% Reduced -392 -392
100 Pinnacle Family Advisors, LLC 0.30% of their portfolio Springfield, MO 3,8313.8k $618.1k $618.1k 0.30% Added +65 +65