Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

260 institutional holders +2 vs Q3 2024
3,459,8543.5m shares reported held*
$571.7mreported value*
17 new 84 added 81 reduced 28 sold out net bought ≈ $7.5m (-163.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $165.23. Options: 3 managers hold calls ($880.9k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251Q3 23: 243Q4 23: 258Q1 24: 242Q2 24: 253Q3 24: 258Q4 24: 260260Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251
Q3 2023243
Q4 2023258
Q1 2024242
Q2 2024253
Q3 2024258
Q4 2024260

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 78 bought or addedQ1 23: 112 cut or sold outQ2 23: 82 bought or addedQ2 23: 107 cut or sold outQ2 23Q3 23: 74 bought or addedQ3 23: 119 cut or sold outQ4 23: 79 bought or addedQ4 23: 121 cut or sold outQ4 23Q1 24: 76 bought or addedQ1 24: 126 cut or sold outQ2 24: 87 bought or addedQ2 24: 111 cut or sold outQ2 24Q3 24: 86 bought or addedQ3 24: 119 cut or sold outQ4 24: 101 bought or addedQ4 24: 109 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202378112
Q2 202382107
Q3 202374119
Q4 202379121
Q1 202476126
Q2 202487111
Q3 202486119
Q4 2024101109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $2.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.9mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $4.4mQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $880.9kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$2.3m$00.00
Q2 2024$2.9m$00.00
Q3 2024$4.4m$00.00
Q4 2024$880.9k$00.00

Biggest buyers

ALTFEST L J & CO INC New +30,209+30.2k
Modern Wealth Management, LLC New +29,816+29.8k
CITADEL ADVISORS LLC Added +29,387+29.4k
JANE STREET GROUP, LLC New +19,534+19.5k
GOLDMAN SACHS GROUP INC Added +15,095+15.1k
Focus Partners Wealth New +11,662+11.7k
LPL Financial LLC Added +10,161+10.2k
AMERIPRISE FINANCIAL INC Added +9,434+9.4k
Richard P Slaughter Associates Inc Added +9,121+9.1k
Kestra Advisory Services, LLC Added +8,669+8.7k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -185,512-185.5k
Garden State Investment Advisory Services LLC Sold out -26,137-26.1k
D.A. DAVIDSON & CO. Reduced -23,047-23.0k
Grant/GrossMendelsohn, LLC Sold out -20,897-20.9k
NAVELLIER & ASSOCIATES INC Sold out -17,159-17.2k
JPMORGAN CHASE & CO Reduced -16,353-16.4k
Janney Montgomery Scott LLC Reduced -15,192-15.2k
BANK OF AMERICA CORP /DE/ Reduced -13,296-13.3k
Ancora Advisors LLC Sold out -10,677-10.7k
Ameritas Advisory Services, LLC Reduced -9,560-9.6k

Biggest calls

CITADEL ADVISORS LLC Added $482.0k2.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $398.9k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 424,587424.6k $70.6m $70.6m 0.00% Reduced -6.3k -6,267
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 218,504218.5k $36.3m $36.3m 0.00% Reduced -13.3k -13,296
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 194,023194.0k $32.2m $32.2m 0.01% Reduced -4.8k -4,782
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 189,931189.9k $31.6m $31.6m 0.01% Reduced -251 -251
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 187,279187.3k $31.1m $31.1m 0.01% Added +10.2k +10,161
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 167,046167.0k $27.8m $27.8m 0.01% First filing
7 Berger Financial Group, Inc 1.77% of their portfolio PLYMOUTH, MN 154,272154.3k $25.6m $25.6m 1.77% Added +2.0k +1,969
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 154,137154.1k $25.6m $25.6m 0.01% Reduced -4.3k -4,265
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 113,555113.6k $18.9m $18.9m 0.01% Added +4.9k +4,878
10 Csenge Advisory Group 0.47% of their portfolio CLEARWATER, FL 51,73551.7k $8.6m $8.6m 0.47% Added +988 +988
11 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 46,92846.9k $7.8m $7.8m 0.01% Added +29.4k +29,387
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,61843.6k $7.2m $7.2m 0.00% Added +15.1k +15,095
13 CW Advisors, LLC 0.10% of their portfolio BOSTON, MA 43,04443.0k $7.2m $7.2m 0.10% Added +825 +825
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 42,64842.6k $7.1m $7.1m 0.01% Added +8.3k +8,271
15 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 39,48939.5k $6.6m $6.6m 0.01% Reduced -5.4k -5,353
16 Ameritas Advisory Services, LLC 0.23% of their portfolio Lincoln, NE 39,40939.4k $6.6m $6.6m 0.23% Reduced -9.6k -9,560
17 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 39,40039.4k $6.5m $6.5m 0.01% Reduced -6.4k -6,432
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,96139.0k $6.5m $6.5m 0.00% Added +9.4k +9,434
19 TD Waterhouse Canada Inc. 0.05% of their portfolio TORONTO, A6 37,31237.3k $6.2m $6.2m 0.05% Added +6.6k +6,578
20 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 37,29237.3k $6.2m $6.2m 0.05% Reduced -23.0k -23,047
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 37,26437.3k $6.2m $6.2m 0.01% Reduced -7.1k -7,129
22 Hartford Financial Management Inc. 1.11% of their portfolio WEST HARTFORD, CT 32,60032.6k $5.4m $5.4m 1.11% Added +164 +164
23 Independent Advisor Alliance 0.07% of their portfolio CHARLOTTE, NC 32,43332.4k $5.4m $5.4m 0.07% Added +5.5k +5,481
24 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 31,40731.4k $5.2m $5.2m 0.02% Added +6.5k +6,482
25 Yarbrough Capital, LLC 0.20% of their portfolio FRANKLIN, TN 31,16031.2k $5.2m $5.2m 0.20% Unchanged
26 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 30,70430.7k $5.1m $5.1m 0.06% Added +114 +114
27 ALTFEST L J & CO INC 0.64% of their portfolio NEW YORK, NY 30,20930.2k $5.0m $5.0m 0.64% New
28 McGuire Investment Group, LLC 0.72% of their portfolio WAKEFIELD, RI 30,10630.1k $5.0m $5.0m 0.72% Reduced -8 -8
29 Modern Wealth Management, LLC 0.19% of their portfolio KANSAS CITY, MO 29,81629.8k $5.0m $5.0m 0.19% New
30 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 28,14028.1k $4.7m $4.7m 0.01% Reduced -312 -312
31 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 27,96428.0k $4.6m $4.6m 0.01% Reduced -15.2k -15,192
32 RPG Investment Advisory, LLC 0.58% of their portfolio Pleasanton, CA 26,22426.2k $4.4m $4.4m 0.58% Reduced -151 -151
33 SFI Advisors, LLC 2.97% of their portfolio Montclair, NJ 25,45925.5k $4.2m $4.2m 2.97% Reduced -12 -12
34 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 23,08723.1k $3.8m $3.8m 0.05% Added +1.9k +1,886
35 Empirical Asset Management, LLC 0.01% of their portfolio WELLESLEY, MA 22,50222.5k $22.5k $22.5k 0.01% Unchanged
36 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 19,53419.5k $3.2m $3.2m 0.01% New
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,26719.3k $3.2m $3.2m 0.00% Reduced -681 -681
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 19,19119.2k $3.2m $3.2m 0.02% Added +8.7k +8,669
39 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 17,08517.1k $2.8m $2.8m 0.01% Added +385 +385
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,53715.5k $2.6m $2.6m 0.00% Reduced -16.4k -16,353
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 14,60414.6k $2.4m $2.4m 0.01% Added +1.6k +1,582
42 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,48614.5k $2.4m $2.4m 0.00% Reduced -4.6k -4,576
43 Richard P Slaughter Associates Inc 0.50% of their portfolio AUSTIN, TX 13,55913.6k $2.3m $2.3m 0.50% Added +9.1k +9,121
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 12,72512.7k $2.1m $2.1m 0.02% Reduced -1.0k -1,030
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,70212.7k $2.1m $2.1m 0.00% Reduced -3.7k -3,658
46 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 11,66211.7k $1.9m $1.9m 0.00% New
47 JUNCTURE WEALTH STRATEGIES, LLC 0.70% of their portfolio SCOTTSDALE, AZ 11,31811.3k $1.9m $1.9m 0.70% Added +777 +777
48 TAP Consulting, LLC 0.38% of their portfolio KIRKWOOD, MO 11,21111.2k $1.9m $1.9m 0.38% Added +2.7k +2,658
49 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 10,88910.9k $1.8m $1.8m 0.00% Reduced -711 -711
50 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 10,86110.9k $1.8m $1.8m 0.09% Added +1.2k +1,158
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,68510.7k $1.8m $1.8m 0.00% Added +8.7k +8,663
52 Coppell Advisory Solutions LLC 0.25% of their portfolio COPPELL, TX 10,55910.6k $1.8m $1.8m 0.25% Added +346 +346
53 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 10,24410.2k $1.7m $1.7m 0.06% Added +7.2k +7,204
54 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 10,24010.2k $1.7m $1.7m 0.04% Reduced -11 -11
55 Quad-Cities Investment Group, LLC 0.79% of their portfolio DAVENPORT, IA 9,7019.7k $1.6m $1.6m 0.79% Reduced -318 -318
56 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 9,5539.6k $1.6m $1.6m 0.03% Added +3.9k +3,947
57 Texas Yale Capital Corp. 0.06% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.5m $1.5m 0.06% Unchanged
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 8,6878.7k $1.4m $1.4m 0.01% Added +4.7k +4,655
59 Clear Harbor Asset Management, LLC 0.12% of their portfolio Stamford, CT 8,6188.6k $1.4m $1.4m 0.12% Reduced -90 -90
60 Pacific Sun Financial Corp 0.77% of their portfolio LOS ANGELES, CA 8,4958.5k $1.4m $1.4m 0.77% Reduced -607 -607
61 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 8,4568.5k $1.4m $1.4m 0.02% Reduced -388 -388
62 Dale Q Rice Investment Management Ltd 0.61% of their portfolio VANCOUVER, WA 8,3718.4k $1.4m $1.4m 0.61% First filing
63 Kraft, Davis & Associates, LLC 0.41% of their portfolio St. Louis, MO 8,3588.4k $1.4m $1.4m 0.41% New
64 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 8,1998.2k $1.4m $1.4m 0.01% Reduced -1.2k -1,174
65 Quantum Private Wealth, LLC 0.43% of their portfolio TAMPA, FL 8,0118.0k $1.3m $1.3m 0.43% Reduced -1.7k -1,744
66 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 7,7087.7k $1.3m $1.3m 0.00% Added +718 +718
67 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,6547.7k $1.3m $1.3m 0.01% Reduced -2.5k -2,517
68 McKinley Carter Wealth Services, Inc. 0.08% of their portfolio WHEELING, WV 7,6007.6k $1.3m $1.3m 0.08% Reduced -717 -717
69 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,4527.5k $1.2m $1.2m 0.01% Added +41 +41
70 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 7,1467.1k $1.2m $1.2m 0.03% Added +5.0k +5,029
71 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 6,9927.0k $1.2m $1.2m 0.00% Reduced -894 -894
72 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,8206.8k $1.1m $1.1m 0.00% Reduced -2.1k -2,085
73 Wealthspire Retirement, LLC 0.09% of their portfolio ALISO VIEJO, CA 6,7256.7k $1.1m $1.1m 0.09% Unchanged
74 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 6,7026.7k $1.1m $1.1m 0.03% Added +5.1k +5,059
75 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,1486.1k $1.0m $1.0m 0.01% Added +1 +1
76 Stablepoint Partners, LLC 0.18% of their portfolio BRAINTREE, MA 6,0586.1k $1.0m $1.0m 0.18% Added +226 +226
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0066.0k $998.3k $998.3k 0.00% Reduced -121 -121
78 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,8275.8k $968.5k $968.5k 0.01% Reduced -298 -298
79 Bedell Frazier Investment Counselling, LLC 0.24% of their portfolio Walnut Creek, CA 5,8275.8k $968.5k $968.5k 0.24% Added +15 +15
80 SignalPoint Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, MO 5,8235.8k $967.8k $967.8k 0.24% Reduced -243 -243
81 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 5,8065.8k $965.0k $965.0k 0.03% Reduced -796 -796
82 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,6645.7k $941.0k $941.0k 0.00% Reduced -137 -137
83 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 5,5735.6k $989.0k $989.0k 0.01% Added +5.4k +5,432
84 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 5,5035.5k $914.7k $914.7k 0.01% Reduced -2.2k -2,246
85 Clear Creek Financial Management, LLC 0.10% of their portfolio SILVERDALE, WA 5,4955.5k $913.3k $913.3k 0.10% Added +633 +633
86 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 5,4925.5k $912.8k $912.8k 0.01% Added +185 +185
87 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 5,4925.5k $912.8k $912.8k 0.01% Added +185 +185
88 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,4585.5k $907.2k $907.2k 0.00% Reduced -189 -189
89 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 5,4055.4k $898.4k $898.4k 0.00% Added +2.0k +2,026
90 Gateway Wealth Partners, LLC 0.23% of their portfolio APPLETON, WI 5,3585.4k $890.5k $890.5k 0.23% New
91 PUFF WEALTH MANAGEMENT, LLC 1.55% of their portfolio Haddonfield, NJ 5,3385.3k $887.2k $887.2k 1.55% First filing
92 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 5,3065.3k $881.9k $881.9k 0.04% Added +141 +141
93 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 5,0945.1k $887.8k $887.8k 0.03% Reduced -10 -10
94 IAMS WEALTH MANAGEMENT, LLC 0.39% of their portfolio OMAHA, NE 5,0785.1k $844.0k $844.0k 0.39% Added +432 +432
95 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 5,0675.1k $842.2k $842.2k 0.01% Unchanged
96 Financial Enhancement Group LLC 0.13% of their portfolio ANDERSON, IN 4,8864.9k $851.1k $851.1k 0.13% Added +1.2k +1,189
97 GoalVest Advisory LLC 0.21% of their portfolio New York, NY 4,7074.7k $782.4k $782.4k 0.21% Unchanged
98 Davis Investment Partners, LLC 0.34% of their portfolio CHARLOTTE, NC 4,7004.7k $805.1k $805.1k 0.34% Unchanged
99 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,6814.7k $778.1k $778.1k 0.00% Added +475 +475
100 Maia Wealth LLC 0.18% of their portfolio DENVER, CO 4,6564.7k $835.0k $835.0k 0.18% Reduced -69 -69