Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

258 institutional holders +5 vs Q2 2024
3,600,9333.6m shares reported held*
$579.1mreported value*
30 new 56 added 96 reduced 23 sold out net sold ≈ $18.3m (+92.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($180.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $160.82. Options: 3 managers hold calls ($4.4m notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 243Q1 23: 245Q2 23: 251Q3 23: 243Q4 23: 258Q1 24: 242Q2 24: 253Q3 24: 258258Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022219
Q4 2022243
Q1 2023245
Q2 2023251
Q3 2023243
Q4 2023258
Q1 2024242
Q2 2024253
Q3 2024258

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 85 cut or sold outQ1 23: 78 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 82 bought or addedQ2 23: 107 cut or sold outQ3 23: 74 bought or addedQ3 23: 119 cut or sold outQ3 23Q4 23: 79 bought or addedQ4 23: 121 cut or sold outQ1 24: 76 bought or addedQ1 24: 126 cut or sold outQ1 24Q2 24: 87 bought or addedQ2 24: 111 cut or sold outQ3 24: 86 bought or addedQ3 24: 119 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229885
Q1 202378112
Q2 202382107
Q3 202374119
Q4 202379121
Q1 202476126
Q2 202487111
Q3 202486119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 23 calls: $948.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $2.3mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.9mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $4.4mQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$948.4k$00.00
Q1 2024$2.3m$00.00
Q2 2024$2.9m$00.00
Q3 2024$4.4m$00.00

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +184,433+184.4k
ENVESTNET ASSET MANAGEMENT INC Added +58,585+58.6k
CW Advisors, LLC New +42,219+42.2k
Garden State Investment Advisory Services LLC New +26,137+26.1k
D.A. DAVIDSON & CO. Added +22,829+22.8k
BENJAMIN EDWARDS INC Added +20,606+20.6k
ASSETMARK, INC Added +19,978+20.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,948+19.9k
Janney Montgomery Scott LLC Added +15,347+15.3k
TWO SIGMA INVESTMENTS, LP Added +13,900+13.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -182,850-182.8k
JANE STREET GROUP, LLC Sold out -42,128-42.1k
Raymond James Financial Services Advisors, Inc. Reduced -35,121-35.1k
Cetera Investment Advisers Sold out -24,220-24.2k
ROYAL BANK OF CANADA Reduced -22,774-22.8k
LPL Financial LLC Reduced -22,237-22.2k
NewEdge Wealth, LLC Reduced -20,909-20.9k
CITADEL ADVISORS LLC Reduced -12,993-13.0k
BANK OF AMERICA CORP /DE/ Reduced -11,132-11.1k
OSAIC HOLDINGS, INC. Reduced -8,906-8.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m22.8k shares
CITADEL ADVISORS LLC Reduced $464.2k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 430,854430.9k $74.1m $74.1m 0.01% Added +13.4k +13,421
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,800231.8k $39.9m $39.9m 0.00% Reduced -11.1k -11,132
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 198,805198.8k $34.2m $34.2m 0.01% Reduced -1.5k -1,483
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 190,182190.2k $32.7m $32.7m 0.01% Reduced -182.8k -182,850
5 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 185,512185.5k $1.1k $1.1k 0.00% Added +184.4k +184,433
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 177,118177.1k $30.5m $30.5m 0.01% Reduced -22.2k -22,237
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 158,402158.4k $27.2m $27.2m 0.01% Reduced -22.8k -22,774
8 Berger Financial Group, Inc 1.89% of their portfolio PLYMOUTH, MN 152,303152.3k $26.2m $26.2m 1.89% Reduced -44 -44
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 108,677108.7k $18.7m $18.7m 0.01% Added +58.6k +58,585
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 86,85386.9k $14.9m $14.9m 0.02% Reduced -35.1k -35,121
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 77,93477.9k $13.4m $13.4m 0.01% Reduced -2.2k -2,224
12 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 60,33960.3k $10.4m $10.4m 0.09% Added +22.8k +22,829
13 Csenge Advisory Group 0.46% of their portfolio CLEARWATER, FL 50,74750.7k $8.7m $8.7m 0.46% Added +5.3k +5,320
14 Ameritas Advisory Services, LLC 0.36% of their portfolio Lincoln, NE 48,96949.0k $8.4m $8.4m 0.36% Reduced -1.5k -1,462
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 45,83245.8k $7.9m $7.9m 0.01% Reduced -7.7k -7,679
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 44,84244.8k $7.7m $7.7m 0.01% Added +272 +272
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 44,39344.4k $7.6m $7.6m 0.02% Reduced -8.9k -8,906
18 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 43,15643.2k $7.4m $7.4m 0.02% Added +15.3k +15,347
19 CW Advisors, LLC 0.10% of their portfolio BOSTON, MA 42,21942.2k $7.3m $7.3m 0.10% New
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 34,37734.4k $5.9m $5.9m 0.01% Added +1.3k +1,339
21 Hartford Financial Management Inc. 1.14% of their portfolio WEST HARTFORD, CT 32,43632.4k $5.6m $5.6m 1.14% Reduced -2.1k -2,120
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,89031.9k $5.5m $5.5m 0.00% Added +6.5k +6,550
23 Yarbrough Capital, LLC 0.22% of their portfolio FRANKLIN, TN 31,16031.2k $5.4m $5.4m 0.22% Unchanged
24 TD Waterhouse Canada Inc. 0.04% of their portfolio TORONTO, A6 30,73430.7k $5.3m $5.3m 0.04% Reduced -40 -40
25 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 30,59030.6k $5.3m $5.3m 0.06% Reduced -546 -546
26 McGuire Investment Group, LLC 0.73% of their portfolio WAKEFIELD, RI 30,11430.1k $5.2m $5.2m 0.73% Reduced -533 -533
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 29,52729.5k $5.1m $5.1m 0.00% Reduced -797 -797
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,52328.5k $4.9m $4.9m 0.00% Added +8.3k +8,334
29 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 28,45228.5k $4.9m $4.9m 0.01% Added +20.0k +19,978
30 Independent Advisor Alliance 0.17% of their portfolio CHARLOTTE, NC 26,95227.0k $4.6m $4.6m 0.17% Reduced -1.5k -1,466
31 RPG Investment Advisory, LLC 0.65% of their portfolio Pleasanton, CA 26,37526.4k $4.5m $4.5m 0.65% Reduced -190 -190
32 Garden State Investment Advisory Services LLC 0.15% of their portfolio Red Bank, NJ 26,13726.1k $473.1k $473.1k 0.15% New
33 SFI Advisors, LLC 3.13% of their portfolio Montclair, NJ 25,47125.5k $4.4m $4.4m 3.13% Added +75 +75
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 24,92524.9k $4.3m $4.3m 0.01% Added +7.9k +7,936
35 Empirical Asset Management, LLC 0.01% of their portfolio WELLESLEY, MA 22,50222.5k $22.5k $22.5k 0.01% Unchanged
36 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 21,20121.2k $3.6m $3.6m 0.05% Added +20.6k +20,606
37 Grant/GrossMendelsohn, LLC 1.55% of their portfolio Baltimore, MD 20,89720.9k $3.6m $3.6m 1.55% Added +331 +331
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 19,94819.9k $3.4m $3.4m 0.01% New
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 19,06219.1k $3.3m $3.3m 0.00% Reduced -1.0k -1,045
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,54117.5k $3.0m $3.0m 0.00% Reduced -13.0k -12,993
41 NAVELLIER & ASSOCIATES INC 0.40% of their portfolio Reno, NV 17,15917.2k $3.0m $3.0m 0.40% Reduced -4.1k -4,147
42 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 16,70016.7k $2.9m $2.9m 0.01% Added +13.9k +13,900
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,36016.4k $2.8m $2.8m 0.00% Added +156 +156
44 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 13,75513.8k $2.4m $2.4m 0.02% Added +8.0k +8,014
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,02213.0k $2.2m $2.2m 0.01% Reduced -142 -142
46 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 11,60011.6k $2.0m $2.0m 0.00% Added +111 +111
47 Ancora Advisors LLC 0.04% of their portfolio Cleveland, OH 10,67710.7k $1.8m $1.8m 0.04% Reduced -570 -570
48 JUNCTURE WEALTH STRATEGIES, LLC 0.70% of their portfolio SCOTTSDALE, AZ 10,54110.5k $1.8m $1.8m 0.70% Added +182 +182
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 10,52210.5k $1.8m $1.8m 0.01% Reduced -547 -547
50 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 10,25110.3k $1.8m $1.8m 0.05% Added +5.1k +5,118
51 Coppell Advisory Solutions LLC 0.26% of their portfolio COPPELL, TX 10,21310.2k $1.7m $1.7m 0.26% Added +9.8k +9,789
52 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 10,17110.2k $1.7m $1.7m 0.02% Added +4.7k +4,717
53 Quad-Cities Investment Group, LLC 0.86% of their portfolio DAVENPORT, IA 10,01910.0k $1.7m $1.7m 0.86% Added +112 +112
54 Quantum Private Wealth, LLC 0.57% of their portfolio TAMPA, FL 9,7559.8k $1.7m $1.7m 0.57% Reduced -1.2k -1,203
55 Moors & Cabot, Inc. 0.08% of their portfolio BOSTON, MA 9,7039.7k $1.7m $1.7m 0.08% Added +374 +374
56 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 9,3739.4k $1.6m $1.6m 0.01% Reduced -1.1k -1,121
57 Texas Yale Capital Corp. 0.07% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.6m $1.6m 0.07% Unchanged
58 Pacific Sun Financial Corp 0.86% of their portfolio LOS ANGELES, CA 9,1029.1k $1.6m $1.6m 0.86% Reduced -700 -700
59 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 8,9058.9k $1.5m $1.5m 0.00% New
60 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 8,8448.8k $1.5m $1.5m 0.03% Reduced -640 -640
61 RPS ADVISORY SOLUTIONS LLC 1.09% of their portfolio LOUISVILLE, KY 8,8338.8k $1.5m $1.5m 1.09% Reduced -154 -154
62 Clear Harbor Asset Management, LLC 0.12% of their portfolio Stamford, CT 8,7088.7k $1.5m $1.5m 0.12% Added +15 +15
63 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.41% of their portfolio INDIANAPOLIS, IN 8,5668.6k $1.5m $1.5m 0.41% Added +26 +26
64 TAP Consulting, LLC 0.29% of their portfolio KIRKWOOD, MO 8,5538.6k $1.5m $1.5m 0.29% Reduced -4.2k -4,209
65 McKinley Carter Wealth Services, Inc. 0.09% of their portfolio WHEELING, WV 8,3178.3k $1.4m $1.4m 0.09% Unchanged
66 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 7,9417.9k $1.4m $1.4m 0.03% Reduced -48 -48
67 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 7,8867.9k $1.4m $1.4m 0.00% Added +1.5k +1,504
68 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 7,7497.7k $1.2m $1.2m 0.02% Added +669 +669
69 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 7,4117.4k $1.3m $1.3m 0.01% Reduced -562 -562
70 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 6,9907.0k $1.2m $1.2m 0.00% Reduced -686 -686
71 Wealthspire Retirement, LLC 0.09% of their portfolio ALISO VIEJO, CA 6,7256.7k $1.2m $1.2m 0.09% Unchanged
72 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,6026.6k $1.1m $1.1m 0.03% Added +523 +523
73 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 6,1476.1k $1.1m $1.1m 0.01% Added +100 +100
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,1276.1k $1.1m $1.1m 0.00% Added +42 +42
75 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 6,1256.1k $1.1m $1.1m 0.02% Reduced -242 -242
76 SignalPoint Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, MO 6,0666.1k $1.0m $1.0m 0.24% Reduced -322 -322
77 Stablepoint Partners, LLC 0.18% of their portfolio BRAINTREE, MA 5,8325.8k $1.0m $1.0m 0.18% Added +1.1k +1,059
78 Bedell Frazier Investment Counselling, LLC 0.24% of their portfolio Walnut Creek, CA 5,8125.8k $999.3k $999.3k 0.24% Reduced -3.6k -3,560
79 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,8015.8k $997.0k $997.0k 0.00% Reduced -502 -502
80 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,6475.6k $970.9k $970.9k 0.00% New
81 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 5,6065.6k $963.8k $963.8k 0.02% Reduced -20.9k -20,909
82 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 5,3075.3k $912.4k $912.4k 0.01% New
83 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 5,3075.3k $912.4k $912.4k 0.01% New
84 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 5,1655.2k $888.0k $888.0k 0.04% Reduced -98 -98
85 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 5,1045.1k $858.4k $858.4k 0.03% Added +82 +82
86 RWA WEALTH PARTNERS, LLC 0.01% of their portfolio BOSTON, MA 5,0675.1k $871.2k $871.2k 0.01% Reduced -302 -302
87 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 4,9054.9k $843.3k $843.3k 0.02% New
88 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 4,8624.9k $835.9k $835.9k 0.09% Reduced -35 -35
89 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,7274.7k $812.7k $812.7k 0.00% Reduced -571 -571
90 Maia Wealth LLC 0.20% of their portfolio DENVER, CO 4,7254.7k $794.7k $794.7k 0.20% Added +60 +60
91 GoalVest Advisory LLC 0.23% of their portfolio New York, NY 4,7074.7k $809.3k $809.3k 0.23% Reduced -450 -450
92 GENTRY PRIVATE WEALTH, LLC 0.66% of their portfolio WICHITA, KS 4,7074.7k $809.3k $809.3k 0.66% Reduced -450 -450
93 Davis Investment Partners, LLC 0.34% of their portfolio CHARLOTTE, NC 4,7004.7k $810.4k $810.4k 0.34% Unchanged
94 IAMS WEALTH MANAGEMENT, LLC 0.39% of their portfolio OMAHA, NE 4,6464.6k $798.8k $798.8k 0.39% New
95 Richard P Slaughter Associates Inc 0.18% of their portfolio AUSTIN, TX 4,4384.4k $763.0k $763.0k 0.18% New
96 LAKE STREET PRIVATE WEALTH, LLC 0.12% of their portfolio CHICAGO, IL 4,3464.3k $747.2k $747.2k 0.12% Reduced -30 -30
97 1ST SOURCE BANK 0.04% of their portfolio SOUTH BEND, IN 4,3364.3k $745.5k $745.5k 0.04% Reduced -68 -68
98 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,2064.2k $723.1k $723.1k 0.00% Reduced -825 -825
99 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 4,2004.2k $722.1k $722.1k 0.00% Added +200 +200
100 WealthShield Partners, LLC 0.10% of their portfolio CARY, NC 4,1724.2k $717.3k $717.3k 0.10% Added +458 +458