Vault-13

FIRST TR EXCHANGE-TRADED FD FBT

NY ARCA BIOTECH · ETP · CUSIP 33733E203

243 institutional holders +24 vs Q3 2022
4,904,8044.9m shares reported held*
$753.2mreported value*
34 new 64 added 71 reduced 14 sold out net bought ≈ $23.8m (-23.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($328.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $153.57. Options: 3 managers hold calls ($894.0k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 243243Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022219
Q4 2022243

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $2.2mQ3 22 puts: $303.0kQ3 22P/C 0.14Q4 22 calls: $894.0kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$2.2m$303.0k0.14
Q4 2022$894.0k$00.00

Biggest buyers

MORGAN STANLEY Added +126,555+126.6k
BANK OF AMERICA CORP /DE/ Added +80,638+80.6k
UBS Group AG Added +45,536+45.5k
RAYMOND JAMES & ASSOCIATES Added +29,981+30.0k
Perigon Wealth Management, LLC New +27,201+27.2k
Raymond James Financial Services Advisors, Inc. Added +25,150+25.1k
Chevy Chase Trust Holdings, LLC New +22,110+22.1k
NewEdge Advisors, LLC Added +21,503+21.5k
CITADEL ADVISORS LLC Added +14,356+14.4k
AMERIPRISE FINANCIAL INC Added +11,896+11.9k

Biggest sellers

SILVER OAK SECURITIES, INCORPORATED Reduced -427,046-427.0k
RWA WEALTH PARTNERS, LLC Reduced -43,561-43.6k
WELLS FARGO & COMPANY/MN Reduced -29,661-29.7k
Tower Research Capital LLC (TRC) Sold out -15,325-15.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -12,724-12.7k
Gladstone Institutional Advisory LLC Reduced -9,502-9.5k
TRUIST FINANCIAL CORP Reduced -9,409-9.4k
HARBOUR INVESTMENTS, INC. Reduced -6,413-6.4k
Altura Wealth Advisors Inc. Reduced -5,069-5.1k
Cetera Advisors LLC Reduced -4,999-5.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $462.4k3.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $431.6k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.9 pts · filed 2026-10-19 27.1% -2.9 pts 3.0m≈ $731.6m 2026-10-19

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 744,770744.8k $114.8m $114.8m 0.01% Added +126.6k +126,555
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 504,667504.7k $77.8m $77.8m 0.02% Reduced -29.7k -29,661
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 478,466478.5k $73.7m $73.7m 0.01% Added +80.6k +80,638
4 UBS Group AG 0.03% of their portfolio ZURICH, V8 385,966386.0k $59.5m $59.5m 0.03% Added +45.5k +45,536
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 209,834209.8k $32.3m $32.3m 0.01% Added +8.9k +8,927
6 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 208,350208.3k $32.1m $32.1m 0.06% Added +25.1k +25,150
7 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 191,164191.2k $29.5m $29.5m 0.03% Added +9.8k +9,848
8 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 159,221159.2k $24.5m $24.5m 0.05% Added +4.0k +3,968
9 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 149,229149.2k $23.0m $23.0m 0.02% Added +30.0k +29,981
10 Berger Financial Group, Inc 2.67% of their portfolio PLYMOUTH, MN 131,141131.1k $20.2m $20.2m 2.67% Reduced -3.3k -3,343
11 D.A. DAVIDSON & CO. 0.22% of their portfolio GREAT FALLS, MT 118,533118.5k $18.3m $18.3m 0.22% Added +3.1k +3,063
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 77,92877.9k $12.0m $12.0m 0.03% Reduced -12.7k -12,724
13 J Arnold Wealth Management Co 5.37% of their portfolio Youngstown, OH 70,68970.7k $10.9m $10.9m 5.37% Added +2.4k +2,363
14 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 58,44458.4k $9.0m $9.0m 0.04% Added +196 +196
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 50,17950.2k $7.7m $7.7m 0.01% Added +7.6k +7,599
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 49,47549.5k $7.6m $7.6m 0.00% Added +2.9k +2,947
17 Ameritas Advisory Services, LLC 0.34% of their portfolio Lincoln, NE 47,92247.9k $7.4m $7.4m 0.34% Reduced -500 -500
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 44,53244.5k $6.9m $6.9m 0.00% Added +11.9k +11,896
19 Laurel Wealth Advisors, Inc. 0.53% of their portfolio SOLANA BEACH, CA 35,04235.0k $5.4m $5.4m 0.53% Added +2.8k +2,839
20 Hartford Financial Management Inc. 1.42% of their portfolio WEST HARTFORD, CT 34,84834.8k $5.4m $5.4m 1.42% Reduced -2.7k -2,685
21 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 34,02034.0k $5.2m $5.2m 0.01% Reduced -9.4k -9,409
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 32,26332.3k $5.0m $5.0m 0.01% Added +3.3k +3,312
23 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 31,62631.6k $4.9m $4.9m 0.03% Added +3.6k +3,571
24 Yarbrough Capital, LLC 0.38% of their portfolio FRANKLIN, TN 31,16031.2k $4.8m $4.8m 0.38% Unchanged
25 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 28,82128.8k $4.4m $4.4m 0.03% Added +3.5k +3,463
26 McGuire Investment Group, LLC 0.96% of their portfolio WAKEFIELD, RI 28,75828.8k $4.4m $4.4m 0.96% Added +280 +280
27 RPG Investment Advisory, LLC 0.84% of their portfolio Pleasanton, CA 28,21528.2k $4.3m $4.3m 0.84% Reduced -205 -205
28 Perigon Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 27,20127.2k $2.1m $2.1m 0.07% New
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,71825.7k $4.0m $4.0m 0.00% Added +14.4k +14,356
30 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 24,83724.8k $3.6m $3.6m 0.09% Added +21.5k +21,503
31 SFI Advisors, LLC 3.88% of their portfolio Montclair, NJ 23,17023.2k $3.6m $3.6m 3.88% Added +1.1k +1,099
32 Chevy Chase Trust Holdings, LLC 0.01% of their portfolio BETHESDA, MD 22,11022.1k $3.4m $3.4m 0.01% New
33 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 21,69221.7k $3.3m $3.3m 0.09% Added +2.2k +2,237
34 Independent Advisor Alliance 0.17% of their portfolio CHARLOTTE, NC 19,50619.5k $3.0m $3.0m 0.17% Added +3.9k +3,905
35 BENJAMIN F. EDWARDS & COMPANY, INC. 0.13% of their portfolio ST. LOUIS, MO 18,86718.9k $2.9m $2.9m 0.13% Added +455 +455
36 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 18,55518.6k $2.6m $2.6m 0.07% Reduced -297 -297
37 RWA WEALTH PARTNERS, LLC 0.07% of their portfolio BOSTON, MA 16,65216.7k $2.7m $2.7m 0.07% Reduced -43.6k -43,561
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 16,58616.6k $2.6m $2.6m 0.02% Added +3.4k +3,369
39 Ancora Advisors LLC 0.07% of their portfolio Cleveland, OH 14,78814.8k $2.3m $2.3m 0.07% Reduced -392 -392
40 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.01% of their portfolio IRVING, TX 13,79213.8k $2.1m $2.1m 0.01% Reduced -209 -209
41 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 13,44313.4k $2.1m $2.1m 0.00% Reduced -1.5k -1,521
42 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 12,72812.7k $2.0m $2.0m 0.00% Added +4.4k +4,374
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,70412.7k $2.0m $2.0m 0.00% Reduced -3.0k -3,008
44 Clear Harbor Asset Management, LLC 0.24% of their portfolio Stamford, CT 12,63412.6k $1.9m $1.9m 0.24% Reduced -25 -25
45 Oxbow Advisors, LLC 0.36% of their portfolio Austin, TX 12,26512.3k $1.9m $1.9m 0.36% Added +488 +488
46 Integrated Advisors Network LLC 0.12% of their portfolio DALLAS, TX 12,13512.1k $1.9m $1.9m 0.12% Reduced -443 -443
47 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 12,11612.1k $1.9m $1.9m 0.03% Added +258 +258
48 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 12,06212.1k $1.9m $1.9m 0.02% Added +1.5k +1,507
49 BLAIR WILLIAM & CO/IL 0.01% of their portfolio CHICAGO, IL 11,89011.9k $1.8m $1.8m 0.01% Added +11.4k +11,426
50 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 11,79611.8k $1.8m $1.8m 0.05% Reduced -1.8k -1,791
51 Pacific Sun Financial Corp 1.24% of their portfolio LOS ANGELES, CA 11,45511.5k $1.8m $1.8m 1.24% Reduced -160 -160
52 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 11,44111.4k $1.8m $1.8m 0.00% Added +1.2k +1,243
53 Quantum Private Wealth, LLC 1.08% of their portfolio TAMPA, FL 11,02011.0k $1.7m $1.7m 1.08% Reduced -135 -135
54 Measured Wealth Private Client Group, LLC 0.70% of their portfolio PORTSMOUTH, NH 11,01711.0k $1.7m $1.7m 0.70% New
55 McKinley Carter Wealth Services, Inc. 0.14% of their portfolio WHEELING, WV 10,86610.9k $1.7m $1.7m 0.14% Reduced -1.2k -1,183
56 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,75110.8k $1.7m $1.7m 0.00% Reduced -782 -782
57 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 9,9489.9k $1.5m $1.5m 0.03% Reduced -425 -425
58 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 9,9119.9k $1.5m $1.5m 0.08% Reduced -55 -55
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,4109.4k $1.5m $1.5m 0.00% Reduced -2.2k -2,230
60 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 9,4009.4k $1.4m $1.4m 0.00% Added +6.3k +6,300
61 Texas Yale Capital Corp. 0.08% of their portfolio ST. PETERSBURG, FL 9,3009.3k $1.4m $1.4m 0.08% Unchanged
62 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 9,1469.1k $1.4m $1.4m 0.09% Reduced -6.4k -6,413
63 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 9,1089.1k $1.4m $1.4m 0.07% Added +428 +428
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,8358.8k $1.4m $1.4m 0.00% Added +217 +217
65 Claraphi Advisory Network, LLC 0.54% of their portfolio ALISO VIEJO, X1 8,7368.7k $1.3m $1.3m 0.54% New
66 Belpointe Asset Management LLC 0.08% of their portfolio RENO, NV 8,5448.5k $1.3m $1.3m 0.08% Added +3.5k +3,539
67 Regal Investment Advisors LLC 0.12% of their portfolio KENTWOOD, MI 8,3178.3k $1.3m $1.3m 0.12% Added +1.4k +1,406
68 Kovack Advisors, Inc. 0.19% of their portfolio FT. LAUDERDALE, FL 8,3108.3k $1.3m $1.3m 0.19% Reduced -920 -920
69 PINNACLE ASSOCIATES LTD 0.03% of their portfolio NEW YORK, NY 8,0078.0k $1.2m $1.2m 0.03% Reduced -105 -105
70 PECAUT & CO. 0.58% of their portfolio SIOUX CITY, IA 7,9457.9k $1.2m $1.2m 0.58% Added +977 +977
71 Moors & Cabot, Inc. 0.08% of their portfolio BOSTON, MA 7,9137.9k $1.2m $1.2m 0.08% Added +848 +848
72 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.10% of their portfolio ORLANDO, FL 7,8897.9k $936.1k $936.1k 0.10% New
73 Quad-Cities Investment Group, LLC 0.89% of their portfolio DAVENPORT, IA 7,8477.8k $1.2m $1.2m 0.89% Reduced -668 -668
74 Waverly Advisors, LLC 0.07% of their portfolio BIRMINGHAM, AL 7,8177.8k $1.2m $1.2m 0.07% Unchanged
75 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 7,8007.8k $1.2m $1.2m 0.00% Added +5.1k +5,100
76 Wealthspire Retirement, LLC 0.25% of their portfolio ALISO VIEJO, CA 7,5007.5k $1.2m $1.2m 0.25% Unchanged
77 CWM, LLC 0.01% of their portfolio OMAHA, NE 7,1877.2k $1.1m $1.1m 0.01% Unchanged
78 DAYMARK WEALTH PARTNERS, LLC 0.19% of their portfolio CINCINNATI, OH 6,8056.8k $1.0m $1.0m 0.19% First filing
79 Bedell Frazier Investment Counselling, LLC 0.27% of their portfolio Walnut Creek, CA 6,6066.6k $1.0m $1.0m 0.27% Added +1.2k +1,235
80 SignalPoint Asset Management, LLC 0.36% of their portfolio SPRINGFIELD, MO 6,6036.6k $1.0m $1.0m 0.36% Reduced -1.1k -1,112
81 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 6,6026.6k $1.0m $1.0m 0.01% Added +734 +734
82 Robertson Stephens Wealth Management, LLC 0.10% of their portfolio San Francisco, CA 6,5756.6k $1.0m $1.0m 0.10% New
83 JUNCTURE WEALTH STRATEGIES, LLC 0.47% of their portfolio SCOTTSDALE, AZ 6,4106.4k $988.0k $988.0k 0.47% Added +29 +29
84 WMG Financial Advisors, LLC 0.82% of their portfolio Knoxville, TN 6,2636.3k $965.3k $965.3k 0.82% New
85 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 6,1916.2k $954.3k $954.3k 0.03% Reduced -1.3k -1,316
86 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 5,7525.8k $886.6k $886.6k 0.04% New
87 WADE G W & INC 0.04% of their portfolio Wellesley, MA 5,7315.7k $883.0k $883.0k 0.04% Added +100 +100
88 First Heartland Consultants, Inc. 0.13% of their portfolio LAKE ST. LOUIS, MO 5,6545.7k $871.5k $871.5k 0.13% Reduced -56 -56
89 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 5,0335.0k $775.7k $775.7k 0.08% New
90 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 4,8574.9k $748.0k $748.0k 0.07% Added +2.5k +2,527
91 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 4,8104.8k $741.4k $741.4k 0.05% Reduced -9.5k -9,502
92 IHT Wealth Management, LLC 0.05% of their portfolio Chicago, IL 4,7964.8k $739.2k $739.2k 0.05% Added +36 +36
93 Davis Investment Partners, LLC 0.38% of their portfolio CHARLOTTE, NC 4,7004.7k $761.4k $761.4k 0.38% First filing
94 1ST SOURCE BANK 0.05% of their portfolio SOUTH BEND, IN 4,6944.7k $723.5k $723.5k 0.05% Reduced -465 -465
95 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 4,6454.6k $715.9k $715.9k 0.01% Added +423 +423
96 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 4,5594.6k $702.7k $702.7k 0.01% Reduced -5.0k -4,999
97 PVG ASSET MANAGEMENT CORP 3.09% of their portfolio GOLDEN, CO 4,5304.5k $698.2k $698.2k 3.09% New
98 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 4,3704.4k $673.0k $673.0k 0.00% Reduced -109 -109
99 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 4,3054.3k $663.6k $663.6k 0.01% Reduced -245 -245
100 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 4,2454.2k $654.3k $654.3k 0.01% Added +394 +394