Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

298 institutional holders +14 vs Q3 2024
8,648,6568.6m shares reported held*
$883.5mreported value*
23 new 122 added 84 reduced 20 sold out net bought ≈ $14.7m (+143.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $102.15. Options: 2 managers hold calls ($459.2k notional), 2 hold puts ($1.1m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239Q4 23: 261Q1 24: 265Q2 24: 272Q3 24: 284Q4 24: 298298Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239
Q4 2023261
Q1 2024265
Q2 2024272
Q3 2024284
Q4 2024298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 82 cut or sold outQ4 23: 108 bought or addedQ4 23: 100 cut or sold outQ4 23Q1 24: 134 bought or addedQ1 24: 92 cut or sold outQ2 24: 146 bought or addedQ2 24: 92 cut or sold outQ2 24Q3 24: 144 bought or addedQ3 24: 108 cut or sold outQ4 24: 145 bought or addedQ4 24: 104 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202310192
Q2 202312178
Q3 202312182
Q4 2023108100
Q1 202413492
Q2 202414692
Q3 2024144108
Q4 2024145104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $245.0kQ1 24 puts: $776.0kQ1 24P/C 3.17Q2 24 calls: $308.9kQ2 24 puts: $329.9kQ2 24P/C 1.07Q3 24 calls: $545.8kQ3 24 puts: $1.5mQ3 24P/C 2.66Q4 24 calls: $459.2kQ4 24 puts: $1.1mQ4 24P/C 2.42
Numbers
QuarterCallsPutsP/C
Q1 2024$245.0k$776.0k3.17
Q2 2024$308.9k$329.9k1.07
Q3 2024$545.8k$1.5m2.66
Q4 2024$459.2k$1.1m2.42

Biggest buyers

LPL Financial LLC Added +82,173+82.2k
MORGAN STANLEY Added +47,641+47.6k
AMERIPRISE FINANCIAL INC Added +40,535+40.5k
Focus Partners Wealth New +34,828+34.8k
Independent Advisor Alliance New +23,911+23.9k
BANK OF AMERICA CORP /DE/ Added +22,666+22.7k
Ameritas Advisory Services, LLC Added +20,374+20.4k
Eagle Strategies LLC Added +19,526+19.5k
Janney Montgomery Scott LLC Added +14,162+14.2k
GOLDMAN SACHS GROUP INC Added +10,442+10.4k

Biggest sellers

D.A. DAVIDSON & CO. Reduced -57,737-57.7k
Florin Court Capital LLP Reduced -40,276-40.3k
ROYAL BANK OF CANADA Reduced -40,088-40.1k
JPMORGAN CHASE & CO Reduced -19,496-19.5k
JANE STREET GROUP, LLC Sold out -16,899-16.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -14,388-14.4k
Private Advisory Group LLC Sold out -14,282-14.3k
ASSETMARK, INC Reduced -12,520-12.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -7,063-7.1k
LANARK FINANCIAL, INC. Reduced -6,061-6.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $459.2k4.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m10.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,154,4091.2m $117.8m $117.8m 0.01% Added +47.6k +47,641
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 812,862812.9k $83.0m $83.0m 0.03% Added +82.2k +82,173
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 485,632485.6k $49.6m $49.6m 0.01% Reduced -5.5k -5,485
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 448,892448.9k $45.8m $45.8m 0.00% Added +22.7k +22,666
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 448,753448.8k $45.8m $45.8m 0.01% Reduced -4.2k -4,220
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 298,442298.4k $30.5m $30.5m 0.04% Added +1.7k +1,664
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 209,596209.6k $21.4m $21.4m 0.00% Reduced -40.1k -40,088
8 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 203,756203.8k $20.8m $20.8m 0.02% Reduced -1.0k -1,014
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 191,540191.5k $19.5m $19.5m 0.01% Reduced -7.1k -7,063
10 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 186,065186.1k $19.0m $19.0m 0.01% First filing
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 176,131176.1k $18.0m $18.0m 0.00% Added +40.5k +40,535
12 Arax Advisory Partners 1.11% of their portfolio NEW YORK, NY 172,605172.6k $17.6m $17.6m 1.11% Added +4.0k +4,001
13 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 159,323159.3k $16.3m $16.3m 0.03% Reduced -340 -340
14 Polianta Ltd 7.02% of their portfolio ST HELIER, Y9 143,900143.9k $14.7m $14.7m 7.02% Unchanged
15 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 137,485137.5k $14.0m $14.0m 0.05% Reduced -3.3k -3,253
16 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 124,343124.3k $12.7m $12.7m 0.03% Added +3.4k +3,397
17 BANK HAPOALIM BM 1.82% of their portfolio TEL AVIV, L3 110,344110.3k $11.3m $11.3m 1.82% Unchanged
18 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 105,799105.8k $10.8m $10.8m 0.02% Added +8.2k +8,240
19 Clearwater Capital Advisors, LLC 1.03% of their portfolio HOFFMAN ESTATES, IL 102,816102.8k $10.5m $10.5m 1.03% Reduced -70 -70
20 Ameritas Advisory Services, LLC 0.33% of their portfolio Lincoln, NE 92,56092.6k $9.4m $9.4m 0.33% Added +20.4k +20,374
21 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 85,99686.0k $8.8m $8.8m 0.06% Added +4.9k +4,904
22 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 80,88080.9k $8.3m $8.3m 0.01% Added +65 +65
23 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 70,64170.6k $7.2m $7.2m 0.04% Added +1.2k +1,160
24 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 68,63568.6k $7.0m $7.0m 0.02% Added +1.4k +1,399
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 66,72366.7k $6.8m $6.8m 0.12% Added +5.2k +5,205
26 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 66,47366.5k $6.8m $6.8m 0.04% Added +855 +855
27 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 59,24859.2k $6.0m $6.0m 0.09% Added +541 +541
28 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 57,99058.0k $5.9m $5.9m 0.04% Added +1.0k +1,014
29 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 51,92351.9k $5.3m $5.3m 0.02% Reduced -2.8k -2,756
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 49,54849.5k $5.1m $5.1m 0.00% Reduced -19.5k -19,496
31 White Pine Investment CO 1.34% of their portfolio LIVONIA, MI 48,51848.5k $5.0m $5.0m 1.34% Added +846 +846
32 Mainsail Financial Group, LLC 2.63% of their portfolio BELLEVUE, WA 44,42444.4k $4.5m $4.5m 2.63% Added +1.6k +1,646
33 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 41,05241.1k $4.2m $4.2m 0.13% Added +2.6k +2,564
34 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 41,00841.0k $4.2m $4.2m 0.00% Added +1.3k +1,303
35 Stegent Equity Advisors, Inc. 4.14% of their portfolio HOUSTON, TX 39,96240.0k $4.1m $4.1m 4.14% Added +178 +178
36 Prism Advisors, Inc. 1.21% of their portfolio STUDIO CITY, CA 39,63939.6k $4.0m $4.0m 1.21% Reduced -263 -263
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 38,69838.7k $3.9m $3.9m 0.01% Added +273 +273
38 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 38,20138.2k $3.9m $3.9m 0.06% Added +1.1k +1,051
39 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 37,88937.9k $3.9m $3.9m 0.01% Added +1.0k +1,005
40 LexAurum Advisors, LLC 0.75% of their portfolio OVERLAND PARK, KS 37,10037.1k $3.8m $3.8m 0.75% Added +4.2k +4,167
41 Gladstone Institutional Advisory LLC 0.17% of their portfolio Bedminster, NJ 35,19435.2k $3.6m $3.6m 0.17% Reduced -4.1k -4,124
42 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 34,82834.8k $3.6m $3.6m 0.00% New
43 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 34,78834.8k $3.6m $3.6m 0.03% Reduced -3.9k -3,882
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 32,91132.9k $3.4m $3.4m 0.00% Added +1.6k +1,574
45 Raab & Moskowitz Asset Management LLC 0.82% of their portfolio Chatham, NJ 32,90632.9k $3.4m $3.4m 0.82% Reduced -130 -130
46 Evelyn Partners Investment Management (Europe) Ltd 1.20% of their portfolio Dublin, L2 32,33932.3k $3.3m $3.3m 1.20% First filing
47 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 30,45230.5k $3.1m $3.1m 0.10% Added +210 +210
48 Money Design Co.,Ltd. 0.16% of their portfolio TOKYO, M0 30,40530.4k $3.1m $3.1m 0.16% Reduced -5.1k -5,068
49 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 30,11430.1k $3.1m $3.1m 0.01% Added +14.2k +14,162
50 Eagle Strategies LLC 0.53% of their portfolio NEW YORK, NY 29,89429.9k $3.1m $3.1m 0.53% Added +19.5k +19,526
51 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 29,74129.7k $3.0m $3.0m 0.04% Added +234 +234
52 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 29,36129.4k $3.0m $3.0m 0.08% Added +585 +585
53 ARKANSAS FINANCIAL GROUP, INC. 0.46% of their portfolio LITTLE ROCK, AR 27,77727.8k $2.8m $2.8m 0.46% Added +9.0k +9,031
54 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 27,05627.1k $2.8m $2.8m 0.04% Added +295 +295
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 26,93526.9k $2.7m $2.7m 0.01% Added +2.2k +2,242
56 STRATEGY ASSET MANAGERS LLC 0.51% of their portfolio PASADENA, CA 25,77025.8k $2.6m $2.6m 0.51% Added +796 +796
57 Strategic Blueprint, LLC 0.15% of their portfolio ATLANTA, GA 24,96825.0k $2.5m $2.5m 0.15% Added +1.0k +1,030
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,39624.4k $2.5m $2.5m 0.00% Added +31 +31
59 Independent Advisor Alliance 0.03% of their portfolio CHARLOTTE, NC 23,91123.9k $2.4m $2.4m 0.03% New
60 M Holdings Securities, Inc. 0.39% of their portfolio PORTLAND, OR 23,90323.9k $2.4m $2.4m 0.39% Reduced -893 -893
61 ARTHUR M. COHEN & ASSOCIATES, LLC 0.41% of their portfolio NORTHBROOK, IL 22,90422.9k $2.3m $2.3m 0.41% Reduced -410 -410
62 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 22,20422.2k $2.3m $2.3m 0.11% Reduced -13 -13
63 Farrow Financial, Inc. 1.47% of their portfolio SOUTH BURLINGTON, VT 22,15122.2k $2.3m $2.3m 1.47% Added +82 +82
64 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 20,29820.3k $2.1m $2.1m 0.03% Reduced -587 -587
65 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 19,81219.8k $2.0m $2.0m 0.02% Added +4.9k +4,857
66 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 18,81518.8k $1.9m $1.9m 0.09% Added +759 +759
67 Stonebridge Financial Planning Group, LLC 0.83% of their portfolio ORLANDO, FL 18,18318.2k $1.9m $1.9m 0.83% Added +3 +3
68 Davis Investment Partners, LLC 0.76% of their portfolio CHARLOTTE, NC 18,07518.1k $1.8m $1.8m 0.76% Reduced -831 -831
69 Mascoma Wealth Management LLC 0.46% of their portfolio HANOVER, NH 17,83317.8k $1.8m $1.8m 0.46% Added +543 +543
70 INTERACTIVE FINANCIAL ADVISORS, INC. 0.91% of their portfolio New Lenox, IL 16,96817.0k $1.7m $1.7m 0.91% Reduced -54 -54
71 Acorn Wealth Advisors, LLC 0.70% of their portfolio Grand Blanc, MI 16,58316.6k $1.7m $1.7m 0.70% Reduced -273 -273
72 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 16,36216.4k $1.7m $1.7m 0.01% Reduced -57.7k -57,737
73 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 16,25016.2k $1.7m $1.7m 0.15% Added +1.6k +1,628
74 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 16,20916.2k $1.7m $1.7m 0.02% Added +287 +287
75 SFMG, LLC 0.13% of their portfolio PLANO, TX 16,12416.1k $1.6m $1.6m 0.13% Reduced -701 -701
76 Financial Enhancement Group LLC 0.24% of their portfolio ANDERSON, IN 15,57315.6k $1.6m $1.6m 0.24% Added +1.7k +1,706
77 WMG Financial Advisors, LLC 0.68% of their portfolio Knoxville, TN 15,38715.4k $1.6m $1.6m 0.68% Added +168 +168
78 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,22215.2k $1.6m $1.6m 0.00% Reduced -68 -68
79 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 14,89914.9k $1.6m $1.6m 0.01% Added +1.3k +1,287
80 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 14,23814.2k $1.5m $1.5m 0.00% Added +10.4k +10,442
81 Kesler, Norman & Wride, LLC 0.31% of their portfolio OGDEN, UT 14,05114.1k $1.4m $1.4m 0.31% Reduced -89 -89
82 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 13,97514.0k $1.4m $1.4m 0.04% Added +655 +655
83 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,93613.9k $1.4m $1.4m 0.02% Added +1.2k +1,188
84 Nilsine Partners, LLC 0.15% of their portfolio GREENWOOD VILLAGE, CO 13,61213.6k $1.4m $1.4m 0.15% Reduced -66 -66
85 Cutter & CO Brokerage, Inc. 0.33% of their portfolio Ballwin, MO 13,20013.2k $1.3m $1.3m 0.33% Reduced -84 -84
86 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 13,19013.2k $1.3m $1.3m 0.02% Reduced -3.0k -3,012
87 Morey & Quinn Wealth Partners, LLC 1.13% of their portfolio OMAHA, NE 13,04313.0k $1.3m $1.3m 1.13% First filing
88 FLAGSTAR SECURITIES, INC 0.32% of their portfolio New York, NY 12,71312.7k $1.3m $1.3m 0.32% Added +322 +322
89 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,58012.6k $1.3m $1.3m 0.02% Added +510 +510
90 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 12,31812.3k $1.3m $1.3m 0.04% Reduced -16 -16
91 TAP Consulting, LLC 0.26% of their portfolio KIRKWOOD, MO 12,26512.3k $1.3m $1.3m 0.26% Reduced -690 -690
92 Outlook Wealth Advisors, LLC 0.35% of their portfolio SHENANDOAH, TX 11,93811.9k $1.2m $1.2m 0.35% Reduced -626 -626
93 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 11,88511.9k $1.2m $1.2m 0.12% Added +1.3k +1,263
94 CORRADO ADVISORS, LLC 0.79% of their portfolio RAMSEY, NJ 11,86911.9k $1.2m $1.2m 0.79% Added +103 +103
95 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 11,86111.9k $1.2m $1.2m 0.07% Added +282 +282
96 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,74311.7k $1.2m $1.2m 0.00% Reduced -14.4k -14,388
97 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,72911.7k $1.2m $1.2m 0.00% Reduced -1.2k -1,194
98 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,49511.5k $1.2m $1.2m 0.02% Reduced -1.9k -1,924
99 PFG Advisors 0.07% of their portfolio Phoenix, AZ 11,17711.2k $1.1m $1.1m 0.07% Added +317 +317
100 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 10,74310.7k $1.1m $1.1m 0.03% Added +664 +664