Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

284 institutional holders +12 vs Q2 2024
8,422,9868.4m shares reported held*
$921.0mreported value*
31 new 113 added 88 reduced 20 sold out net bought ≈ $47.6m (+404.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $109.34. Options: 3 managers hold calls ($545.8k notional), 3 hold puts ($1.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239Q4 23: 261Q1 24: 265Q2 24: 272Q3 24: 284284Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239
Q4 2023261
Q1 2024265
Q2 2024272
Q3 2024284

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 78 cut or sold outQ3 23: 121 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 100 cut or sold outQ1 24: 134 bought or addedQ1 24: 92 cut or sold outQ1 24Q2 24: 146 bought or addedQ2 24: 92 cut or sold outQ3 24: 144 bought or addedQ3 24: 108 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178
Q3 202312182
Q4 2023108100
Q1 202413492
Q2 202414692
Q3 2024144108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $388.2kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $245.0kQ1 24 puts: $776.0kQ1 24P/C 3.17Q2 24 calls: $308.9kQ2 24 puts: $329.9kQ2 24P/C 1.07Q3 24 calls: $545.8kQ3 24 puts: $1.5mQ3 24P/C 2.66
Numbers
QuarterCallsPutsP/C
Q4 2023$388.2k$00.00
Q1 2024$245.0k$776.0k3.17
Q2 2024$308.9k$329.9k1.07
Q3 2024$545.8k$1.5m2.66

Biggest buyers

UBS Group AG Added +106,690+106.7k
KESTRA PRIVATE WEALTH SERVICES, LLC New +61,518+61.5k
Ameritas Advisory Services, LLC Added +44,910+44.9k
Arax Advisory Partners Added +38,490+38.5k
ROYAL BANK OF CANADA Added +37,236+37.2k
BENJAMIN EDWARDS INC New +37,150+37.1k
LPL Financial LLC Added +36,071+36.1k
BANK OF AMERICA CORP /DE/ Added +28,836+28.8k
NewEdge Advisors, LLC Added +27,266+27.3k
STRATEGY ASSET MANAGERS LLC New +24,974+25.0k

Biggest sellers

Strategic Financial Concepts, LLC Sold out -31,968-32.0k
WELLS FARGO & COMPANY/MN Reduced -15,658-15.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -15,238-15.2k
Baird Financial Group, Inc. Reduced -14,719-14.7k
Focus Partners Wealth Sold out -14,685-14.7k
Virtue Capital Management, LLC Sold out -11,247-11.2k
OPPENHEIMER & CO INC Reduced -9,857-9.9k
Oder Investment Management, LLC Sold out -8,644-8.6k
OSAIC HOLDINGS, INC. Reduced -8,352-8.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -8,071-8.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $524.8k4.8k shares
SIMPLEX TRADING, LLC Unchanged $21.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.4m12.4k shares
SIMPLEX TRADING, LLC New $98.0k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,106,7681.1m $121.0m $121.0m 0.01% Added +16.3k +16,287
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 730,689730.7k $79.9m $79.9m 0.04% Added +36.1k +36,071
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 491,117491.1k $53.7m $53.7m 0.01% Reduced -15.7k -15,658
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 452,973453.0k $49.5m $49.5m 0.01% Added +106.7k +106,690
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 426,226426.2k $46.6m $46.6m 0.00% Added +28.8k +28,836
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 296,778296.8k $32.4m $32.4m 0.05% Reduced -15.2k -15,238
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 249,684249.7k $27.3m $27.3m 0.01% Added +37.2k +37,236
8 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 204,770204.8k $22.4m $22.4m 0.02% Reduced -3.4k -3,397
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 198,603198.6k $21.7m $21.7m 0.01% Added +12.6k +12,563
10 Arax Advisory Partners 1.65% of their portfolio NEW YORK, NY 168,604168.6k $18.4m $18.4m 1.65% Added +38.5k +38,490
11 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 159,663159.7k $17.5m $17.5m 0.03% Reduced -3.3k -3,338
12 Polianta Ltd 7.38% of their portfolio ST HELIER, Y9 143,900143.9k $15.7m $15.7m 7.38% Unchanged
13 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 140,738140.7k $15.4m $15.4m 0.05% Added +214 +214
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 135,596135.6k $14.8m $14.8m 0.00% Added +11.9k +11,923
15 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 120,946120.9k $13.2m $13.2m 0.03% Added +7.8k +7,808
16 BANK HAPOALIM BM 1.83% of their portfolio TEL AVIV, L3 110,344110.3k $12.1m $12.1m 1.83% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 105,104105.1k $11.5m $11.5m 0.02% Reduced -6.1k -6,136
18 Clearwater Capital Advisors, LLC 1.10% of their portfolio HOFFMAN ESTATES, IL 102,886102.9k $11.2m $11.2m 1.10% Added +1.9k +1,928
19 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 97,55997.6k $10.7m $10.7m 0.02% Reduced -3.5k -3,526
20 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 81,09281.1k $8.9m $8.9m 0.06% Added +3.4k +3,449
21 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 80,81580.8k $8.8m $8.8m 0.01% Reduced -134 -134
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 80,81580.8k $8.8m $8.8m 0.01% Reduced -2.3k -2,324
23 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 74,09974.1k $8.1m $8.1m 0.07% Reduced -612 -612
24 Ameritas Advisory Services, LLC 0.34% of their portfolio Lincoln, NE 72,18672.2k $7.9m $7.9m 0.34% Added +44.9k +44,910
25 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 69,48169.5k $7.6m $7.6m 0.04% Reduced -3.1k -3,120
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 69,04469.0k $7.5m $7.5m 0.00% Added +13.7k +13,670
27 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 67,23667.2k $7.4m $7.4m 0.02% Reduced -8.4k -8,352
28 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 65,61865.6k $7.2m $7.2m 0.04% Reduced -3.9k -3,863
29 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 61,51861.5k $6.7m $6.7m 0.12% New
30 OPPENHEIMER & CO INC 0.10% of their portfolio NEW YORK, NY 58,70758.7k $6.4m $6.4m 0.10% Reduced -9.9k -9,857
31 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 56,97657.0k $6.2m $6.2m 0.04% Added +27.3k +27,266
32 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 54,67954.7k $6.0m $6.0m 0.02% Added +9.2k +9,185
33 White Pine Investment CO 1.43% of their portfolio LIVONIA, MI 47,67247.7k $5.2m $5.2m 1.43% Reduced -163 -163
34 Florin Court Capital LLP 4.16% of their portfolio London, X0 47,28647.3k $5.2m $5.2m 4.16% Reduced -14 -14
35 Mainsail Financial Group, LLC 2.75% of their portfolio BELLEVUE, WA 42,77842.8k $4.6m $4.6m 2.75% Reduced -6.9k -6,895
36 Prism Advisors, Inc. 1.25% of their portfolio STUDIO CITY, CA 39,90239.9k $4.4m $4.4m 1.25% Reduced -99 -99
37 Stegent Equity Advisors, Inc. 4.80% of their portfolio HOUSTON, TX 39,78439.8k $4.3m $4.3m 4.80% Reduced -1.6k -1,610
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 39,70539.7k $4.3m $4.3m 0.00% Added +5.0k +5,041
39 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 39,31839.3k $4.3m $4.3m 0.21% Reduced -2.6k -2,564
40 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 38,67038.7k $4.2m $4.2m 0.04% Reduced -1.3k -1,323
41 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 38,48838.5k $4.2m $4.2m 0.13% Added +791 +791
42 Mariner, LLC 0.01% of their portfolio Overland Park, KS 38,42538.4k $4.2m $4.2m 0.01% Reduced -1.8k -1,839
43 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 37,15037.1k $4.1m $4.1m 0.06% New
44 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 36,88436.9k $4.0m $4.0m 0.01% Reduced -4.6k -4,621
45 Money Design Co.,Ltd. 0.19% of their portfolio TOKYO, M0 35,47335.5k $3.9m $3.9m 0.19% Reduced -7.0k -6,975
46 Raab & Moskowitz Asset Management LLC 0.91% of their portfolio Chatham, NJ 33,03633.0k $3.6m $3.6m 0.91% Reduced -132 -132
47 LexAurum Advisors, LLC 0.79% of their portfolio OVERLAND PARK, KS 32,93332.9k $3.6m $3.6m 0.79% Added +888 +888
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 31,33731.3k $3.4m $3.4m 0.00% Added +730 +730
49 Chicago Partners Investment Group LLC 0.12% of their portfolio CHICAGO, IL 30,24230.2k $3.2m $3.2m 0.12% Reduced -563 -563
50 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 29,50729.5k $3.2m $3.2m 0.04% Reduced -2.9k -2,899
51 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 28,77628.8k $3.1m $3.1m 0.09% Added +436 +436
52 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 26,76126.8k $2.9m $2.9m 0.05% Added +897 +897
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 26,13126.1k $2.9m $2.9m 0.00% Reduced -5.0k -4,988
54 STRATEGY ASSET MANAGERS LLC 0.52% of their portfolio PASADENA, CA 24,97425.0k $2.7m $2.7m 0.52% New
55 M Holdings Securities, Inc. 0.68% of their portfolio PORTLAND, OR 24,79624.8k $2.7m $2.7m 0.68% Added +897 +897
56 COMERICA BANK 0.01% of their portfolio DALLAS, TX 24,69324.7k $2.7m $2.7m 0.01% Added +1.2k +1,184
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,36524.4k $2.7m $2.7m 0.00% Reduced -1.1k -1,051
58 Strategic Blueprint, LLC 0.16% of their portfolio ATLANTA, GA 23,93823.9k $2.6m $2.6m 0.16% Added +809 +809
59 ARTHUR M. COHEN & ASSOCIATES, LLC 0.46% of their portfolio NORTHBROOK, IL 23,31423.3k $2.5m $2.5m 0.46% Added +34 +34
60 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 22,21722.2k $2.4m $2.4m 0.11% Reduced -209 -209
61 Farrow Financial, Inc. 1.52% of their portfolio SOUTH BURLINGTON, VT 22,06922.1k $2.4m $2.4m 1.52% Reduced -50 -50
62 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 20,88520.9k $2.3m $2.3m 0.03% Reduced -165 -165
63 Davis Investment Partners, LLC 0.86% of their portfolio CHARLOTTE, NC 18,90618.9k $2.0m $2.0m 0.86% Added +480 +480
64 ARKANSAS FINANCIAL GROUP, INC. 0.34% of their portfolio LITTLE ROCK, AR 18,74618.7k $2.0m $2.0m 0.34% Added +7.0k +6,955
65 Stonebridge Financial Planning Group, LLC 0.95% of their portfolio ORLANDO, FL 18,18018.2k $2.0m $2.0m 0.95% Reduced -1.1k -1,068
66 Moors & Cabot, Inc. 0.10% of their portfolio BOSTON, MA 18,05618.1k $2.0m $2.0m 0.10% Added +666 +666
67 Mascoma Wealth Management LLC 0.47% of their portfolio HANOVER, NH 17,29017.3k $1.9m $1.9m 0.47% Added +2.6k +2,579
68 INTERACTIVE FINANCIAL ADVISORS, INC. 0.96% of their portfolio New Lenox, IL 17,02217.0k $1.9m $1.9m 0.96% Added +232 +232
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,89916.9k $1.8m $1.8m 0.00% Added +12.6k +12,584
70 Acorn Wealth Advisors, LLC 0.79% of their portfolio Grand Blanc, MI 16,85616.9k $1.8m $1.8m 0.79% Reduced -131 -131
71 SFMG, LLC 0.15% of their portfolio PLANO, TX 16,82516.8k $1.8m $1.8m 0.15% Added +465 +465
72 Modera Wealth Management, LLC 0.02% of their portfolio WESTWOOD, NJ 16,20216.2k $1.8m $1.8m 0.02% Reduced -4.6k -4,603
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,95216.0k $1.7m $1.7m 0.00% Reduced -2.2k -2,234
74 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 15,92215.9k $1.7m $1.7m 0.02% Reduced -396 -396
75 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,29015.3k $1.7m $1.7m 0.00% Added +31 +31
76 WMG Financial Advisors, LLC 0.75% of their portfolio Knoxville, TN 15,21915.2k $1.7m $1.7m 0.75% Added +196 +196
77 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 14,95515.0k $1.6m $1.6m 0.03% Added +12.3k +12,252
78 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 14,62214.6k $1.6m $1.6m 0.15% Reduced -214 -214
79 Private Advisory Group LLC 0.20% of their portfolio REDMOND, WA 14,28214.3k $1.6m $1.6m 0.20% Added +482 +482
80 Kesler, Norman & Wride, LLC 0.30% of their portfolio OGDEN, UT 14,14014.1k $1.5m $1.5m 0.30% Reduced -52 -52
81 Financial Enhancement Group LLC 0.22% of their portfolio ANDERSON, IN 13,86713.9k $1.1m $1.1m 0.22% Reduced -2.6k -2,586
82 Nilsine Partners, LLC 0.19% of their portfolio GREENWOOD VILLAGE, CO 13,67813.7k $1.5m $1.5m 0.19% Added +299 +299
83 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 13,61213.6k $1.5m $1.5m 0.01% Added +1.8k +1,788
84 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 13,41913.4k $1.5m $1.5m 0.02% Added +3.3k +3,317
85 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 13,32013.3k $1.5m $1.5m 0.05% Added +890 +890
86 Cutter & CO Brokerage, Inc. 0.33% of their portfolio Ballwin, MO 13,28413.3k $1.5m $1.5m 0.33% Reduced -359 -359
87 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 13,20613.2k $1.4m $1.4m 0.00% Added +2.5k +2,541
88 TAP Consulting, LLC 0.28% of their portfolio KIRKWOOD, MO 12,95513.0k $1.4m $1.4m 0.28% Reduced -22 -22
89 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 12,92312.9k $1.4m $1.4m 0.00% Reduced -14.7k -14,719
90 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,74812.7k $1.4m $1.4m 0.02% Added +1.0k +1,017
91 Outlook Wealth Advisors, LLC 0.39% of their portfolio SHENANDOAH, TX 12,56412.6k $1.4m $1.4m 0.39% Added +659 +659
92 FLAGSTAR SECURITIES, INC 0.34% of their portfolio New York, NY 12,39112.4k $1.4m $1.4m 0.34% Added +290 +290
93 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 12,33412.3k $1.3m $1.3m 0.04% Added +161 +161
94 Bridge Advisory, LLC 0.63% of their portfolio PASADENA, CA 12,16812.2k $1.3m $1.3m 0.63% Added +17 +17
95 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,07012.1k $1.3m $1.3m 0.02% Added +30 +30
96 CORRADO ADVISORS, LLC 0.81% of their portfolio RAMSEY, NJ 11,76611.8k $1.3m $1.3m 0.81% Added +37 +37
97 Csenge Advisory Group 0.07% of their portfolio CLEARWATER, FL 11,57911.6k $1.3m $1.3m 0.07% Added +53 +53
98 PFG Advisors 0.07% of their portfolio Phoenix, AZ 10,86010.9k $1.2m $1.2m 0.07% Added +900 +900
99 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 10,62210.6k $1.2m $1.2m 0.12% Reduced -27 -27
100 Eagle Strategies LLC 0.20% of their portfolio NEW YORK, NY 10,36810.4k $1.1m $1.1m 0.20% Reduced -502 -502