Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

265 institutional holders +4 vs Q4 2023
10,119,84010.1m shares reported held*
$1.0bnreported value*
27 new 107 added 69 reduced 23 sold out net bought ≈ $120.2m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $99.50. Options: 2 managers hold calls ($245.0k notional), 2 hold puts ($776.0k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239Q4 23: 261Q1 24: 265265Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239
Q4 2023261
Q1 2024265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 100 cut or sold outQ4 23Q1 24: 134 bought or addedQ1 24: 92 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178
Q3 202312182
Q4 2023108100
Q1 202413492

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $530.8kQ2 23 puts: $230.3kQ2 23P/C 0.43Q3 23 calls: $438.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $388.2kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $245.0kQ1 24 puts: $776.0kQ1 24P/C 3.17
Numbers
QuarterCallsPutsP/C
Q2 2023$530.8k$230.3k0.43
Q3 2023$438.6k$00.00
Q4 2023$388.2k$00.00
Q1 2024$245.0k$776.0k3.17

Biggest buyers

MORGAN STANLEY Added +979,479+979.5k
Global Assets Advisory, LLC New +263,380+263.4k
LPL Financial LLC Added +40,425+40.4k
ROYAL BANK OF CANADA Added +35,472+35.5k
AVANTAX ADVISORY SERVICES, INC. Added +35,242+35.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +31,078+31.1k
UBS Group AG Added +30,171+30.2k
Cetera Investment Advisers Added +29,585+29.6k
Waverly Advisors, LLC New +25,270+25.3k
Sigma Planning Corp Added +22,530+22.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -40,485-40.5k
OSAIC HOLDINGS, INC. Reduced -35,257-35.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -31,733-31.7k
CITADEL ADVISORS LLC Reduced -28,346-28.3k
Raymond James Financial Services Advisors, Inc. Reduced -27,862-27.9k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -24,226-24.2k
FLOW TRADERS U.S. LLC Sold out -22,507-22.5k
Money Design Co.,Ltd. Reduced -18,112-18.1k
BAKER TILLY WEALTH MANAGEMENT, LLC Sold out -12,418-12.4k
Cetera Advisor Networks LLC Sold out -12,203-12.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $245.0k2.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $776.0k7.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,192,9513.2m $326.0m $326.0m 0.01% Added +979.5k +979,479
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 634,627634.6k $64.8m $64.8m 0.03% Added +40.4k +40,425
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 425,808425.8k $43.5m $43.5m 0.01% Reduced -40.5k -40,485
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 361,512361.5k $36.9m $36.9m 0.00% Added +2.4k +2,401
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 338,452338.5k $34.6m $34.6m 0.01% Added +30.2k +30,171
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 302,766302.8k $30.9m $30.9m 0.05% Added +31.1k +31,078
7 Global Assets Advisory, LLC 0.10% of their portfolio ORLANDO, FL 263,380263.4k $2.6k $2.6k 0.10% New
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 213,431213.4k $21.8m $21.8m 0.01% Added +35.5k +35,472
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 184,237184.2k $18.8m $18.8m 0.01% Added +12.1k +12,121
10 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 181,732181.7k $18.6m $18.6m 0.02% Added +11.5k +11,493
11 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 175,599175.6k $17.9m $17.9m 0.03% Unchanged
12 Polianta Ltd 7.16% of their portfolio ST HELIER, Y9 143,900143.9k $14.7m $14.7m 7.16% Unchanged
13 Arax Advisory Partners 1.42% of their portfolio NEW YORK, NY 131,858131.9k $13.5m $13.5m 1.42% Added +2.8k +2,802
14 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 126,805126.8k $12.9m $12.9m 0.03% Reduced -35.3k -35,257
15 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 125,629125.6k $13.3m $13.3m 0.02% Added +19.3k +19,270
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 112,007112.0k $11.4m $11.4m 0.00% Added +508 +508
17 BANK HAPOALIM BM 1.46% of their portfolio TEL AVIV, L3 110,344110.3k $11.3m $11.3m 1.46% Added +8.2k +8,231
18 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 110,123110.1k $11.2m $11.2m 0.03% Added +29.6k +29,585
19 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 107,862107.9k $11.0m $11.0m 0.02% Reduced -27.9k -27,862
20 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 105,261105.3k $10.7m $10.7m 0.02% Added +6.5k +6,520
21 Clearwater Capital Advisors, LLC 1.12% of their portfolio HOFFMAN ESTATES, IL 102,776102.8k $10.5m $10.5m 1.12% Reduced -1.2k -1,225
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 102,198102.2k $10.4m $10.4m 0.00% Reduced -622 -622
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 90,45190.5k $9.2m $9.2m 0.01% Reduced -4.9k -4,918
24 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 83,27183.3k $8.5m $8.5m 0.03% Added +9.5k +9,506
25 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 81,60981.6k $8.3m $8.3m 0.01% Reduced -17 -17
26 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 76,62276.6k $7.8m $7.8m 0.07% Added +35.2k +35,242
27 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 70,15570.2k $7.2m $7.2m 0.05% Added +4.3k +4,288
28 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 68,82168.8k $7.0m $7.0m 0.05% Added +3.2k +3,199
29 OPPENHEIMER & CO INC 0.11% of their portfolio NEW YORK, NY 67,89067.9k $6.9m $6.9m 0.11% Added +22.4k +22,408
30 Money Design Co.,Ltd. 0.32% of their portfolio TOKYO, M0 56,81156.8k $5.8m $5.8m 0.32% Reduced -18.1k -18,112
31 White Pine Investment CO 1.43% of their portfolio LIVONIA, MI 47,55947.6k $4.9m $4.9m 1.43% Added +826 +826
32 Florin Court Capital LLP 4.16% of their portfolio London, X0 47,30047.3k $4.8m $4.8m 4.16% Added +17.0k +17,000
33 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 43,41343.4k $4.4m $4.4m 0.02% Added +1.9k +1,896
34 Gladstone Institutional Advisory LLC 0.24% of their portfolio Bedminster, NJ 43,01243.0k $4.4m $4.4m 0.24% Reduced -1.8k -1,833
35 Mainsail Financial Group, LLC 2.96% of their portfolio BELLEVUE, WA 42,14242.1k $4.3m $4.3m 2.96% Added +237 +237
36 Stegent Equity Advisors, Inc. 4.34% of their portfolio HOUSTON, TX 41,82941.8k $4.3m $4.3m 4.34% Added +4.1k +4,079
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,53441.5k $4.2m $4.2m 0.01% Reduced -2.5k -2,515
38 Prism Advisors, Inc. 1.23% of their portfolio STUDIO CITY, CA 40,03940.0k $4.1m $4.1m 1.23% Reduced -498 -498
39 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 38,81638.8k $4.0m $4.0m 0.04% Added +1.6k +1,635
40 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 37,42437.4k $3.8m $3.8m 0.07% Added +129 +129
41 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 37,12937.1k $3.8m $3.8m 0.12% Added +22.5k +22,530
42 Raab & Moskowitz Asset Management LLC 0.96% of their portfolio Chatham, NJ 33,55633.6k $3.4m $3.4m 0.96% Added +300 +300
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,74532.7k $3.3m $3.3m 0.00% Added +561 +561
44 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 31,57131.6k $3.2m $3.2m 0.05% Reduced -251 -251
45 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 30,79630.8k $3.1m $3.1m 0.13% Added +898 +898
46 LexAurum Advisors, LLC 0.78% of their portfolio OVERLAND PARK, KS 30,50930.5k $3.1m $3.1m 0.78% Added +2.0k +1,976
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,14828.1k $2.9m $2.9m 0.00% Added +3.2k +3,238
48 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 27,18327.2k $2.8m $2.8m 0.09% Added +547 +547
49 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 26,81626.8k $2.7m $2.7m 0.02% Added +2.5k +2,503
50 Waverly Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 25,27025.3k $2.6m $2.6m 0.06% New
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,87724.9k $2.5m $2.5m 0.00% Reduced -2.0k -2,014
52 Modera Wealth Management, LLC 0.04% of their portfolio WESTWOOD, NJ 24,00424.0k $2.5m $2.5m 0.04% Reduced -3.0k -3,014
53 Ameritas Advisory Services, LLC 0.10% of their portfolio Lincoln, NE 23,44723.4k $2.4m $2.4m 0.10% Added +5.6k +5,551
54 M Holdings Securities, Inc. 0.40% of their portfolio PORTLAND, OR 23,17923.2k $2.4m $2.4m 0.40% Added +817 +817
55 Strategic Blueprint, LLC 0.17% of their portfolio ATLANTA, GA 23,05523.1k $2.4m $2.4m 0.17% Added +353 +353
56 ARTHUR M. COHEN & ASSOCIATES, LLC 0.48% of their portfolio NORTHBROOK, IL 22,10122.1k $2.3m $2.3m 0.48% Added +8 +8
57 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 22,03322.0k $2.2m $2.2m 0.13% Reduced -252 -252
58 Farrow Financial, Inc. 1.54% of their portfolio SOUTH BURLINGTON, VT 21,56721.6k $2.2m $2.2m 1.54% New
59 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 21,05021.1k $2.1m $2.1m 0.03% Added +100 +100
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,81119.8k $2.0m $2.0m 0.01% Added +225 +225
61 Davis Investment Partners, LLC 0.86% of their portfolio CHARLOTTE, NC 19,72919.7k $2.0m $2.0m 0.86% Unchanged
62 Stonebridge Financial Planning Group, LLC 1.06% of their portfolio ORLANDO, FL 19,54419.5k $2.0m $2.0m 1.06% Reduced -905 -905
63 Acorn Wealth Advisors, LLC 0.95% of their portfolio Grand Blanc, MI 17,86217.9k $1.8m $1.8m 0.95% Reduced -11 -11
64 SFMG, LLC 0.15% of their portfolio PLANO, TX 17,31017.3k $1.8m $1.8m 0.15% Added +42 +42
65 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 17,26817.3k $1.8m $1.8m 0.02% Added +520 +520
66 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 17,12717.1k $1.7m $1.7m 0.01% Reduced -711 -711
67 INTERACTIVE FINANCIAL ADVISORS, INC. 0.96% of their portfolio New Lenox, IL 17,08017.1k $1.7m $1.7m 0.96% Added +12.7k +12,670
68 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 16,96217.0k $1.7m $1.7m 0.02% Added +1.3k +1,312
69 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 16,72316.7k $1.7m $1.7m 0.09% Added +248 +248
70 Financial Enhancement Group LLC 0.27% of their portfolio ANDERSON, IN 16,40916.4k $1.6m $1.6m 0.27% Added +155 +155
71 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,45915.5k $1.6m $1.6m 0.00% Reduced -256 -256
72 Mascoma Wealth Management LLC 0.44% of their portfolio HANOVER, NH 15,31215.3k $1.6m $1.6m 0.44% Reduced -8.0k -7,996
73 Kesler, Norman & Wride, LLC 0.32% of their portfolio OGDEN, UT 14,75114.8k $1.5m $1.5m 0.32% Reduced -59 -59
74 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 14,21514.2k $1.5m $1.5m 0.15% Added +217 +217
75 WMG Financial Advisors, LLC 0.81% of their portfolio Knoxville, TN 13,85713.9k $1.4m $1.4m 0.81% Added +15 +15
76 Cutter & CO Brokerage, Inc. 0.34% of their portfolio Ballwin, MO 13,61613.6k $1.4m $1.4m 0.34% Added +408 +408
77 TAP Consulting, LLC 0.30% of their portfolio KIRKWOOD, MO 13,44213.4k $1.4m $1.4m 0.30% Reduced -554 -554
78 Nilsine Partners, LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 13,13813.1k $1.3m $1.3m 0.18% Reduced -402 -402
79 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,14012.1k $1.2m $1.2m 0.02% Reduced -165 -165
80 Bridge Advisory, LLC 0.61% of their portfolio PASADENA, CA 12,13112.1k $1.2m $1.2m 0.61% Reduced -712 -712
81 Outlook Wealth Advisors, LLC 0.38% of their portfolio SHENANDOAH, TX 12,03112.0k $1.2m $1.2m 0.38% Added +7.2k +7,191
82 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 11,97312.0k $1.2m $1.2m 0.01% Reduced -806 -806
83 CORRADO ADVISORS, LLC 0.77% of their portfolio RAMSEY, NJ 11,40911.4k $1.2m $1.2m 0.77% Added +127 +127
84 Virtue Capital Management, LLC 0.20% of their portfolio BRENTWOOD, TN 11,25511.3k $1.1m $1.1m 0.20% Added +22 +22
85 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 11,15011.2k $1.1m $1.1m 0.01% New
86 FLAGSTAR SECURITIES, INC 0.31% of their portfolio New York, NY 11,05411.1k $1.1m $1.1m 0.31% Added +3.2k +3,184
87 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 11,04111.0k $1.1m $1.1m 0.00% Reduced -2.8k -2,769
88 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,02011.0k $911.9k $911.9k 0.02% Added +832 +832
89 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 10,87410.9k $1.1m $1.1m 0.02% New
90 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 10,71810.7k $1.1m $1.1m 0.02% Reduced -539 -539
91 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 10,62010.6k $1.1m $1.1m 0.04% Added +550 +550
92 Cedar Brook Financial Partners, LLC 0.21% of their portfolio CLEVELAND, OH 10,43310.4k $1.1m $1.1m 0.21% Reduced -98 -98
93 Csenge Advisory Group 0.06% of their portfolio CLEARWATER, FL 10,00110.0k $1.0m $1.0m 0.06% New
94 PFG Advisors 0.07% of their portfolio Phoenix, AZ 9,9359.9k $1.0m $1.0m 0.07% Added +197 +197
95 Compound Planning, Inc. 0.09% of their portfolio NEW YORK, NY 9,6429.6k $984.5k $984.5k 0.09% Added +243 +243
96 MTM Investment Management, LLC 0.40% of their portfolio SPARTANBURG, SC 9,5809.6k $978.1k $978.1k 0.40% Unchanged
97 Summit Financial, LLC 0.06% of their portfolio PARSIPPANY, NJ 9,5259.5k $972.5k $972.5k 0.06% Added +2.2k +2,184
98 Sage Capital Management, LLC 0.52% of their portfolio Stockton, NJ 9,3749.4k $957.1k $957.1k 0.52% Added +1.5k +1,500
99 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 9,2749.3k $946.9k $946.9k 0.03% Added +2.2k +2,178
100 Clear Creek Financial Management, LLC 0.12% of their portfolio SILVERDALE, WA 9,2579.3k $945.2k $945.2k 0.12% New