Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

261 institutional holders +22 vs Q3 2023
8,674,0918.7m shares reported held*
$822.4mreported value*
24 new 84 added 89 reduced 11 sold out net bought ≈ $104.4m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $94.81. Options: 3 managers hold calls ($388.2k notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239Q4 23: 261261Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239
Q4 2023261

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 82 cut or sold outQ3 23Q4 23: 108 bought or addedQ4 23: 100 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178
Q3 202312182
Q4 2023108100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $911.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $530.8kQ2 23 puts: $230.3kQ2 23P/C 0.43Q3 23 calls: $438.6kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $388.2kQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$911.6k$00.00
Q2 2023$530.8k$230.3k0.43
Q3 2023$438.6k$00.00
Q4 2023$388.2k$00.00

Biggest buyers

MORGAN STANLEY Added +1,087,151+1.1m
JPMORGAN CHASE & CO Added +91,555+91.6k
NATIONAL BANK OF CANADA /FI/ Added +89,643+89.6k
STIFEL FINANCIAL CORP Added +71,131+71.1k
WELLS FARGO & COMPANY/MN Added +63,528+63.5k
Stegent Equity Advisors, Inc. Added +24,224+24.2k
FLOW TRADERS U.S. LLC New +22,507+22.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,066+17.1k
Fiduciary Trust Co Added +14,223+14.2k
OPPENHEIMER & CO INC Added +10,459+10.5k

Biggest sellers

MinichMacGregor Wealth Management, LLC Reduced -84,251-84.3k
GOLDMAN SACHS GROUP INC Reduced -49,256-49.3k
Money Design Co.,Ltd. Reduced -33,956-34.0k
LPL Financial LLC Reduced -33,171-33.2k
AE Wealth Management LLC Reduced -25,508-25.5k
ROYAL BANK OF CANADA Reduced -25,149-25.1k
Sigma Planning Corp Reduced -23,701-23.7k
OSAIC HOLDINGS, INC. Reduced -19,945-19.9k
JANE STREET GROUP, LLC Sold out -18,980-19.0k
Baird Financial Group, Inc. Reduced -14,775-14.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $379.2k4.0k shares
SIMPLEX TRADING, LLC New $9.0k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,213,4722.2m $209.8m $209.8m 0.01% Added +1.1m +1,087,151
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 594,202594.2k $56.3m $56.3m 0.03% Reduced -33.2k -33,171
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 466,293466.3k $44.2m $44.2m 0.01% Added +63.5k +63,528
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 359,111359.1k $34.0m $34.0m 0.00% Reduced -4.9k -4,912
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 308,281308.3k $29.2m $29.2m 0.01% Added +228 +228
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 271,688271.7k $25.8m $25.8m 0.05% Reduced -1.9k -1,856
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 177,959178.0k $16.9m $16.9m 0.00% Reduced -25.1k -25,149
8 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 175,599175.6k $16.6m $16.6m 0.03% Reduced -3.5k -3,541
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 172,116172.1k $16.3m $16.3m 0.01% Added +298 +298
10 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 170,239170.2k $16.1m $16.1m 0.02% Added +71.1k +71,131
11 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 162,062162.1k $15.4m $15.4m 0.03% Reduced -19.9k -19,945
12 Polianta Ltd 7.96% of their portfolio ST HELIER, Y9 143,900143.9k $13.6m $13.6m 7.96% Unchanged
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 135,724135.7k $12.9m $12.9m 0.02% Added +5.7k +5,683
14 Arax Advisory Partners 1.36% of their portfolio NEW YORK, NY 129,056129.1k $12.2m $12.2m 1.36% Added +7.1k +7,083
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 111,499111.5k $10.6m $10.6m 0.00% Added +9.0k +9,019
16 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 106,359106.4k $10.0m $10.0m 0.02% Added +89.6k +89,643
17 Clearwater Capital Advisors, LLC 1.10% of their portfolio HOFFMAN ESTATES, IL 104,001104.0k $9.9m $9.9m 1.10% Reduced -3.7k -3,745
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 102,820102.8k $9.7m $9.7m 0.00% Added +91.6k +91,555
19 BANK HAPOALIM BM 1.43% of their portfolio TEL AVIV, L3 102,113102.1k $10.5m $10.5m 1.43% Unchanged
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 98,74198.7k $9.4m $9.4m 0.01% Added +4.3k +4,285
21 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 95,36995.4k $9.0m $9.0m 0.01% Added +4.2k +4,209
22 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 81,62681.6k $7.7m $7.7m 0.01% Reduced -486 -486
23 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 80,53880.5k $7.6m $7.6m 0.06% Reduced -2.0k -2,043
24 Money Design Co.,Ltd. 0.40% of their portfolio TOKYO, M0 74,92374.9k $7.1m $7.1m 0.40% Reduced -34.0k -33,956
25 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 73,76573.8k $7.0m $7.0m 0.03% Reduced -11.2k -11,222
26 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 65,86765.9k $6.2m $6.2m 0.05% Added +3.5k +3,499
27 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 65,62265.6k $6.2m $6.2m 0.05% Reduced -1.1k -1,149
28 White Pine Investment CO 1.43% of their portfolio LIVONIA, MI 46,73346.7k $4.4m $4.4m 1.43% Added +147 +147
29 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 45,48245.5k $4.3m $4.3m 0.08% Added +10.5k +10,459
30 Gladstone Institutional Advisory LLC 0.24% of their portfolio Bedminster, NJ 44,84544.8k $4.3m $4.3m 0.24% Reduced -2.6k -2,635
31 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,04944.0k $4.2m $4.2m 0.01% Reduced -431 -431
32 Mainsail Financial Group, LLC 2.96% of their portfolio BELLEVUE, WA 41,90541.9k $3.8m $3.8m 2.96% Added +2.3k +2,316
33 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 41,51741.5k $3.9m $3.9m 0.02% Added +3.1k +3,138
34 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 41,38041.4k $3.9m $3.9m 0.04% Added +119 +119
35 Prism Advisors, Inc. 1.24% of their portfolio STUDIO CITY, CA 40,53740.5k $3.8m $3.8m 1.24% Added +81 +81
36 Stegent Equity Advisors, Inc. 4.23% of their portfolio HOUSTON, TX 37,75037.8k $3.6m $3.6m 4.23% Added +24.2k +24,224
37 BENJAMIN F. EDWARDS & COMPANY, INC. 0.07% of their portfolio ST. LOUIS, MO 37,29537.3k $3.5m $3.5m 0.07% Added +280 +280
38 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 37,18137.2k $3.5m $3.5m 0.05% Reduced -8.9k -8,936
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,85036.9k $3.5m $3.5m 0.00% Reduced -13.5k -13,485
40 Raab & Moskowitz Asset Management LLC 1.00% of their portfolio Chatham, NJ 33,25633.3k $3.2m $3.2m 1.00% Added +270 +270
41 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,18432.2k $3.1m $3.1m 0.00% Added +906 +906
42 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 31,82231.8k $3.0m $3.0m 0.05% Added +4.0k +4,040
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 31,73331.7k $3.0m $3.0m 0.01% Added +17.1k +17,066
44 Florin Court Capital LLP 3.04% of their portfolio London, X0 30,30030.3k $2.9m $2.9m 3.04% Added +4.3k +4,300
45 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 29,89829.9k $2.7m $2.7m 0.13% Reduced -860 -860
46 LexAurum Advisors, LLC 0.71% of their portfolio OVERLAND PARK, KS 28,53328.5k $2.7m $2.7m 0.71% Added +78 +78
47 Modera Wealth Management, LLC 0.04% of their portfolio WESTWOOD, NJ 27,01827.0k $2.6m $2.6m 0.04% Reduced -1.6k -1,599
48 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,89126.9k $2.5m $2.5m 0.00% Reduced -229 -229
49 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 26,63626.6k $2.5m $2.5m 0.10% Added +721 +721
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 24,91024.9k $2.4m $2.4m 0.00% Added +1.5k +1,510
51 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 24,31324.3k $2.3m $2.3m 0.02% Added +2.0k +1,992
52 SEAVIEW INVESTMENT MANAGERS LLC 0.74% of their portfolio MIAMI, FL 24,22624.2k $2.3m $2.3m 0.74% Added +581 +581
53 Mascoma Wealth Management LLC 0.66% of their portfolio HANOVER, NH 23,30823.3k $2.2m $2.2m 0.66% Reduced -2.7k -2,674
54 Strategic Blueprint, LLC 0.18% of their portfolio ATLANTA, GA 22,70222.7k $2.2m $2.2m 0.18% Reduced -552 -552
55 FLOW TRADERS U.S. LLC 0.07% of their portfolio NEW YORK, NY 22,50722.5k $2.1m $2.1m 0.07% New
56 M Holdings Securities, Inc. 0.24% of their portfolio PORTLAND, OR 22,36222.4k $2.1m $2.1m 0.24% Added +275 +275
57 Stratos Wealth Advisors, LLC 0.12% of their portfolio BEACHWOOD, OH 22,28522.3k $2.1m $2.1m 0.12% Reduced -1.2k -1,188
58 ARTHUR M. COHEN & ASSOCIATES, LLC 0.49% of their portfolio NORTHBROOK, IL 22,09322.1k $2.1m $2.1m 0.49% Added +2.1k +2,074
59 Fiduciary Trust Co 0.03% of their portfolio Boston, MA 20,95020.9k $2.0m $2.0m 0.03% Added +14.2k +14,223
60 Stonebridge Financial Planning Group, LLC 1.12% of their portfolio ORLANDO, FL 20,44920.4k $1.9m $1.9m 1.12% Reduced -849 -849
61 Davis Investment Partners, LLC 0.88% of their portfolio CHARLOTTE, NC 19,72919.7k $1.8m $1.8m 0.88% Reduced -620 -620
62 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,58619.6k $1.9m $1.9m 0.01% Added +16 +16
63 Ameritas Advisory Services, LLC 0.09% of their portfolio Lincoln, NE 17,89617.9k $1.7m $1.7m 0.09% Added +7.3k +7,315
64 Acorn Wealth Advisors, LLC 1.00% of their portfolio Grand Blanc, MI 17,87317.9k $1.7m $1.7m 1.00% Added +363 +363
65 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 17,83817.8k $1.7m $1.7m 0.01% Reduced -2.6k -2,582
66 SFMG, LLC 0.15% of their portfolio PLANO, TX 17,26817.3k $1.6m $1.6m 0.15% Added +111 +111
67 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 16,74816.7k $1.6m $1.6m 0.02% Unchanged
68 Moors & Cabot, Inc. 0.10% of their portfolio BOSTON, MA 16,47516.5k $1.6m $1.6m 0.10% Added +164 +164
69 Financial Enhancement Group LLC 0.26% of their portfolio ANDERSON, IN 16,25416.3k $1.5m $1.5m 0.26% Added +1.5k +1,491
70 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,71515.7k $1.5m $1.5m 0.00% Reduced -78 -78
71 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 15,65015.7k $1.5m $1.5m 0.01% Reduced -317 -317
72 Kesler, Norman & Wride, LLC 0.32% of their portfolio OGDEN, UT 14,81014.8k $1.4m $1.4m 0.32% Unchanged
73 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 14,59914.6k $1.4m $1.4m 0.11% Reduced -23.7k -23,701
74 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 13,99814.0k $1.3m $1.3m 0.15% Added +245 +245
75 TAP Consulting, LLC 0.32% of their portfolio KIRKWOOD, MO 13,99614.0k $1.3m $1.3m 0.32% Added +488 +488
76 WMG Financial Advisors, LLC 0.86% of their portfolio Knoxville, TN 13,84213.8k $1.3m $1.3m 0.86% Added +871 +871
77 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,81013.8k $1.3m $1.3m 0.00% Reduced -14.8k -14,775
78 Nilsine Partners, LLC 0.20% of their portfolio GREENWOOD VILLAGE, CO 13,54013.5k $1.3m $1.3m 0.20% Added +58 +58
79 Cutter & CO Brokerage, Inc. 0.35% of their portfolio Ballwin, MO 13,20813.2k $1.3m $1.3m 0.35% Added +312 +312
80 Bridge Advisory, LLC 0.61% of their portfolio PASADENA, CA 12,84312.8k $1.2m $1.2m 0.61% Reduced -8.4k -8,414
81 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 12,77912.8k $1.2m $1.2m 0.02% Reduced -17 -17
82 BAKER TILLY WEALTH MANAGEMENT, LLC 0.19% of their portfolio MADISON, WI 12,41812.4k $1.2m $1.2m 0.19% Reduced -191 -191
83 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,30512.3k $1.2m $1.2m 0.02% Added +160 +160
84 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,20312.2k $1.2m $1.2m 0.01% Reduced -396 -396
85 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 11,90411.9k $1.1m $1.1m 0.02% Reduced -9.1k -9,078
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,79711.8k $1.1m $1.1m 0.00% Reduced -49.3k -49,256
87 WADE G W & INC 0.04% of their portfolio Wellesley, MA 11,59411.6k $1.1m $1.1m 0.04% Added +475 +475
88 CORRADO ADVISORS, LLC 0.87% of their portfolio RAMSEY, NJ 11,28211.3k $1.1m $1.1m 0.87% Added +138 +138
89 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,25711.3k $1.1m $1.1m 0.02% Added +10 +10
90 Virtue Capital Management, LLC 0.21% of their portfolio BRENTWOOD, TN 11,23311.2k $1.0m $1.0m 0.21% Added +4 +4
91 Granger Management LLC 0.37% of their portfolio New York, NY 10,69110.7k $1.0m $1.0m 0.37% Unchanged
92 Eagle Strategies LLC 0.22% of their portfolio NEW YORK, NY 10,62710.6k $1.0m $1.0m 0.22% Reduced -36 -36
93 Cedar Brook Financial Partners, LLC 0.22% of their portfolio CLEVELAND, OH 10,53110.5k $973.6k $973.6k 0.22% Reduced -4 -4
94 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 10,18810.2k $965.8k $965.8k 0.03% Reduced -832 -832
95 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 10,07010.1k $954.6k $954.6k 0.04% Reduced -980 -980
96 Oder Investment Management, LLC 0.93% of their portfolio WOODLAND HILLS, CA 9,8699.9k $935.6k $935.6k 0.93% Reduced -1.3k -1,289
97 PFG Advisors 0.07% of their portfolio Phoenix, AZ 9,7389.7k $923.1k $923.1k 0.07% Reduced -45 -45
98 MTM Investment Management, LLC 0.41% of their portfolio SPARTANBURG, SC 9,5809.6k $908.2k $908.2k 0.41% Unchanged
99 Compound Planning, Inc. 0.12% of their portfolio NEW YORK, NY 9,3999.4k $891.0k $891.0k 0.12% Reduced -359 -359
100 Beck Bode, LLC 0.19% of their portfolio DEDHAM, MA 9,0899.1k $861.6k $861.6k 0.19% Reduced -287 -287