Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

239 institutional holders +2 vs Q2 2023
7,598,2067.6m shares reported held*
$628.8mreported value*
14 new 107 added 66 reduced 16 sold out net bought ≈ $6.1m (+73.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $82.75. Options: 2 managers hold calls ($438.6k notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237Q3 23: 239239Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237
Q3 2023239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 82 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178
Q3 202312182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $246.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $911.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $530.8kQ2 23 puts: $230.3kQ2 23P/C 0.43Q3 23 calls: $438.6kQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$246.0k$00.00
Q1 2023$911.6k$00.00
Q2 2023$530.8k$230.3k0.43
Q3 2023$438.6k$00.00

Biggest buyers

MinichMacGregor Wealth Management, LLC New +87,146+87.1k
LPL Financial LLC Added +51,616+51.6k
CITADEL ADVISORS LLC Added +40,402+40.4k
GOLDMAN SACHS GROUP INC Added +34,360+34.4k
SEAVIEW INVESTMENT MANAGERS LLC New +23,645+23.6k
M Holdings Securities, Inc. New +22,087+22.1k
COMERICA BANK New +19,570+19.6k
WELLS FARGO & COMPANY/MN Added +16,975+17.0k
Advisory Services Network, LLC New +14,167+14.2k
OSAIC HOLDINGS, INC. Added +12,957+13.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -83,758-83.8k
BANK HAPOALIM BM Reduced -48,887-48.9k
MORGAN STANLEY Reduced -45,842-45.8k
AE Wealth Management LLC Reduced -26,060-26.1k
ROYAL BANK OF CANADA Reduced -21,747-21.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -19,305-19.3k
UBS Group AG Reduced -18,513-18.5k
Money Design Co.,Ltd. Reduced -18,136-18.1k
Second Half Financial Partners, LLC Sold out -13,279-13.3k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -12,643-12.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $438.6k5.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,126,3211.1m $93.2m $93.2m 0.01% Reduced -45.8k -45,842
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 627,373627.4k $51.9m $51.9m 0.04% Added +51.6k +51,616
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 402,765402.8k $33.3m $33.3m 0.01% Added +17.0k +16,975
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 364,023364.0k $30.1m $30.1m 0.00% Reduced -83.8k -83,758
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 308,053308.1k $25.5m $25.5m 0.01% Reduced -18.5k -18,513
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 273,544273.5k $22.6m $22.6m 0.05% Added +6.1k +6,123
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 203,108203.1k $16.8m $16.8m 0.00% Reduced -21.7k -21,747
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 182,007182.0k $15.0m $15.0m 0.02% Added +13.0k +12,957
9 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 179,140179.1k $14.8m $14.8m 0.03% Added +1.6k +1,619
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 171,818171.8k $14.2m $14.2m 0.01% Added +12.7k +12,662
11 Polianta Ltd 5.87% of their portfolio ST HELIER, Y9 143,900143.9k $11.9m $11.9m 5.87% Unchanged
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 130,041130.0k $10.8m $10.8m 0.02% Added +877 +877
13 Arax Advisory Partners 1.26% of their portfolio NEW YORK, NY 121,973122.0k $10.1m $10.1m 1.26% Added +2.0k +2,019
14 Money Design Co.,Ltd. 0.55% of their portfolio TOKYO, M0 108,879108.9k $9.0m $9.0m 0.55% Reduced -18.1k -18,136
15 Clearwater Capital Advisors, LLC 1.09% of their portfolio HOFFMAN ESTATES, IL 107,746107.7k $8.9m $8.9m 1.09% Reduced -8.5k -8,524
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 102,480102.5k $8.5m $8.5m 0.00% Added +573 +573
17 BANK HAPOALIM BM 1.37% of their portfolio TEL AVIV, L3 102,113102.1k $8.4m $8.4m 1.37% Reduced -48.9k -48,887
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 99,10899.1k $8.2m $8.2m 0.01% Reduced -5.1k -5,137
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 94,45694.5k $7.8m $7.8m 0.01% Added +3.6k +3,575
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 91,16091.2k $7.5m $7.5m 0.01% Added +970 +970
21 MinichMacGregor Wealth Management, LLC 2.39% of their portfolio Saratoga Springs, NY 87,14687.1k $7.2m $7.2m 2.39% New
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 84,98785.0k $7.0m $7.0m 0.03% Added +2.1k +2,110
23 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 82,58182.6k $6.8m $6.8m 0.06% Added +1.7k +1,701
24 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 82,11282.1k $6.8m $6.8m 0.01% Added +829 +829
25 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 66,77166.8k $5.5m $5.5m 0.05% Added +7.5k +7,476
26 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 62,36862.4k $5.2m $5.2m 0.05% Added +5.6k +5,585
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 61,05361.1k $5.1m $5.1m 0.00% Added +34.4k +34,360
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 50,33550.3k $4.2m $4.2m 0.00% Added +40.4k +40,402
29 Gladstone Institutional Advisory LLC 0.25% of their portfolio Bedminster, NJ 47,48047.5k $3.9m $3.9m 0.25% Added +1.1k +1,137
30 White Pine Investment CO 1.36% of their portfolio LIVONIA, MI 46,58646.6k $3.9m $3.9m 1.36% Added +524 +524
31 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 46,11746.1k $3.8m $3.8m 0.06% Added +877 +877
32 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,48044.5k $3.7m $3.7m 0.01% Added +50 +50
33 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 41,26141.3k $3.4m $3.4m 0.04% Reduced -1.0k -1,043
34 Prism Advisors, Inc. 1.17% of their portfolio STUDIO CITY, CA 40,45640.5k $3.3m $3.3m 1.17% Reduced -2.4k -2,428
35 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 39,87639.9k $3.3m $3.3m 0.01% Added +1 +1
36 Mainsail Financial Group, LLC 2.93% of their portfolio BELLEVUE, WA 39,58939.6k $3.2m $3.2m 2.93% Added +1.6k +1,551
37 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 38,37938.4k $3.2m $3.2m 0.02% Reduced -341 -341
38 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 38,30038.3k $3.2m $3.2m 0.12% Added +1.0k +1,039
39 BENJAMIN F. EDWARDS & COMPANY, INC. 0.12% of their portfolio ST. LOUIS, MO 37,01537.0k $3.1m $3.1m 0.12% Reduced -1.4k -1,355
40 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 35,02335.0k $2.9m $2.9m 0.06% Reduced -1.6k -1,576
41 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 33,11533.1k $2.7m $2.7m 0.02% Reduced -26.1k -26,060
42 Raab & Moskowitz Asset Management LLC 0.96% of their portfolio Chatham, NJ 32,98633.0k $2.7m $2.7m 0.96% Added +1.6k +1,555
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 31,27831.3k $2.8m $2.8m 0.00% Added +822 +822
44 Chicago Partners Investment Group LLC 0.13% of their portfolio CHICAGO, IL 30,75830.8k $2.4m $2.4m 0.13% Reduced -16 -16
45 Modera Wealth Management, LLC 0.04% of their portfolio WESTWOOD, NJ 28,61728.6k $2.4m $2.4m 0.04% Reduced -721 -721
46 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 28,58528.6k $2.4m $2.4m 0.01% Reduced -146 -146
47 LexAurum Advisors, LLC 0.69% of their portfolio OVERLAND PARK, KS 28,45528.5k $2.4m $2.4m 0.69% Added +4.0k +3,996
48 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 27,78227.8k $2.3m $2.3m 0.04% Added +262 +262
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,12027.1k $2.2m $2.2m 0.00% Reduced -811 -811
50 Florin Court Capital LLP 4.60% of their portfolio London, X0 26,00026.0k $2.2m $2.2m 4.60% Added +12.8k +12,800
51 Mascoma Wealth Management LLC 0.67% of their portfolio HANOVER, NH 25,98226.0k $2.2m $2.2m 0.67% Reduced -340 -340
52 Wealthcare Advisory Partners LLC 0.10% of their portfolio WEST CHESTER, PA 25,91525.9k $2.1m $2.1m 0.10% Reduced -8.3k -8,334
53 SEAVIEW INVESTMENT MANAGERS LLC 0.65% of their portfolio MIAMI, FL 23,64523.6k $2.0m $2.0m 0.65% New
54 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 23,47323.5k $1.9m $1.9m 0.13% Reduced -349 -349
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,40023.4k $1.9m $1.9m 0.00% Added +8.0k +7,963
56 Strategic Blueprint, LLC 0.18% of their portfolio ATLANTA, GA 23,25423.3k $1.9m $1.9m 0.18% Added +795 +795
57 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 22,32122.3k $1.8m $1.8m 0.02% Added +1.7k +1,745
58 M Holdings Securities, Inc. 0.24% of their portfolio PORTLAND, OR 22,08722.1k $1.8m $1.8m 0.24% New
59 Stonebridge Financial Planning Group, LLC 1.13% of their portfolio ORLANDO, FL 21,29821.3k $1.8m $1.8m 1.13% Reduced -860 -860
60 Bridge Advisory, LLC 0.62% of their portfolio PASADENA, CA 21,25721.3k $1.8m $1.8m 0.62% Reduced -76 -76
61 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 20,98221.0k $1.7m $1.7m 0.03% Added +7.1k +7,088
62 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,42020.4k $1.7m $1.7m 0.01% Added +1.1k +1,124
63 Davis Investment Partners, LLC 0.88% of their portfolio CHARLOTTE, NC 20,34920.3k $1.7m $1.7m 0.88% Added +1.1k +1,119
64 ARTHUR M. COHEN & ASSOCIATES, LLC 0.42% of their portfolio NORTHBROOK, IL 20,01920.0k $1.7m $1.7m 0.42% Added +1.3k +1,300
65 COMERICA BANK 0.01% of their portfolio DALLAS, TX 19,57019.6k $1.6m $1.6m 0.01% New
66 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,98019.0k $1.6m $1.6m 0.00% Added +1.6k +1,637
67 INTERACTIVE FINANCIAL ADVISORS, INC. 1.01% of their portfolio New Lenox, IL 18,11318.1k $1.5m $1.5m 1.01% Added +406 +406
68 Acorn Wealth Advisors, LLC 0.96% of their portfolio Grand Blanc, MI 17,51017.5k $1.4m $1.4m 0.96% Reduced -430 -430
69 SFMG, LLC 0.15% of their portfolio PLANO, TX 17,15717.2k $1.4m $1.4m 0.15% Added +938 +938
70 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 16,74816.7k $1.4m $1.4m 0.03% Added +754 +754
71 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,71616.7k $1.3m $1.3m 0.00% Reduced -82 -82
72 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 16,31116.3k $1.3m $1.3m 0.09% Added +1.0k +1,032
73 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 15,96716.0k $1.3m $1.3m 0.01% Reduced -1.3k -1,279
74 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,79315.8k $1.3m $1.3m 0.00% Added +123 +123
75 Kesler, Norman & Wride, LLC 0.31% of their portfolio OGDEN, UT 14,81014.8k $1.2m $1.2m 0.31% Reduced -223 -223
76 Financial Enhancement Group LLC 0.23% of their portfolio ANDERSON, IN 14,76314.8k $1.2m $1.2m 0.23% Added +204 +204
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,66714.7k $1.2m $1.2m 0.00% Reduced -19.3k -19,305
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,57314.6k $1.2m $1.2m 0.00% Reduced -1.4k -1,357
79 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 14,16714.2k $1.2m $1.2m 0.03% New
80 COZAD ASSET MANAGEMENT INC 0.15% of their portfolio CHAMPAIGN, IL 13,75313.8k $1.1m $1.1m 0.15% Added +1.0k +1,021
81 Stegent Equity Advisors, Inc. 1.41% of their portfolio HOUSTON, TX 13,52613.5k $1.1m $1.1m 1.41% Reduced -4.8k -4,763
82 TAP Consulting, LLC 0.29% of their portfolio KIRKWOOD, MO 13,50813.5k $1.1m $1.1m 0.29% Reduced -306 -306
83 Nilsine Partners, LLC 0.17% of their portfolio GREENWOOD VILLAGE, CO 13,48213.5k $1.1m $1.1m 0.17% Added +166 +166
84 WMG Financial Advisors, LLC 0.91% of their portfolio Knoxville, TN 12,97113.0k $1.1m $1.1m 0.91% Reduced -1.3k -1,332
85 Cutter & CO Brokerage, Inc. 0.31% of their portfolio Ballwin, MO 12,89612.9k $1.1m $1.1m 0.31% Added +44 +44
86 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 12,79612.8k $1.1m $1.1m 0.01% Reduced -1.9k -1,929
87 BAKER TILLY WEALTH MANAGEMENT, LLC 0.17% of their portfolio MADISON, WI 12,60912.6k $1.0m $1.0m 0.17% Unchanged
88 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,59912.6k $1.0m $1.0m 0.01% Added +240 +240
89 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,14512.1k $1.0m $1.0m 0.02% Unchanged
90 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 11,58611.6k $958.7k $958.7k 0.11% Added +336 +336
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,26511.3k $932.2k $932.2k 0.00% Added +49 +49
92 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,24711.2k $930.8k $930.8k 0.02% Added +80 +80
93 Virtue Capital Management, LLC 0.17% of their portfolio BRENTWOOD, TN 11,22911.2k $983.8k $983.8k 0.17% Unchanged
94 Oder Investment Management, LLC 1.00% of their portfolio WOODLAND HILLS, CA 11,15811.2k $923.3k $923.3k 1.00% Reduced -1.5k -1,477
95 CORRADO ADVISORS, LLC 0.64% of their portfolio RAMSEY, NJ 11,14411.1k $922.2k $922.2k 0.64% Added +81 +81
96 WADE G W & INC 0.03% of their portfolio Wellesley, MA 11,11911.1k $920.0k $920.0k 0.03% Added +1.2k +1,225
97 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 11,05011.1k $914.4k $914.4k 0.04% Added +320 +320
98 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,02011.0k $911.9k $911.9k 0.02% Reduced -504 -504
99 Granger Management LLC 0.37% of their portfolio New York, NY 10,69110.7k $884.7k $884.7k 0.37% Unchanged
100 Eagle Strategies LLC 0.22% of their portfolio NEW YORK, NY 10,66310.7k $882.4k $882.4k 0.22% Added +1.6k +1,557