Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

237 institutional holders +10 vs Q1 2023
7,499,0747.5m shares reported held*
$664.3mreported value*
25 new 96 added 60 reduced 18 sold out net bought ≈ $31.2m (+335.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $88.59. Options: 3 managers hold calls ($530.8k notional), 2 hold puts ($230.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227Q2 23: 237237Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227
Q2 2023237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23Q2 23: 121 bought or addedQ2 23: 78 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192
Q2 202312178

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $423.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $246.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $911.6kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $530.8kQ2 23 puts: $230.3kQ2 23P/C 0.43
Numbers
QuarterCallsPutsP/C
Q3 2022$423.0k$00.00
Q4 2022$246.0k$00.00
Q1 2023$911.6k$00.00
Q2 2023$530.8k$230.3k0.43

Biggest buyers

LPL Financial LLC Added +51,058+51.1k
AE Wealth Management LLC Added +50,855+50.9k
ROYAL BANK OF CANADA Added +42,869+42.9k
Gladstone Institutional Advisory LLC Added +34,002+34.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,009+31.0k
Modera Wealth Management, LLC New +29,338+29.3k
MORGAN STANLEY Added +26,881+26.9k
GOLDMAN SACHS GROUP INC New +26,693+26.7k
BANK HAPOALIM BM Added +22,113+22.1k
Prime Capital Investment Advisors, LLC New +15,994+16.0k

Biggest sellers

Riggs Asset Managment Co. Inc. Reduced -42,497-42.5k
CASTLE WEALTH MANAGEMENT LLC Sold out -23,316-23.3k
M Holdings Securities, Inc. Sold out -21,792-21.8k
WORLD EQUITY GROUP, INC. Sold out -19,256-19.3k
McKinley Carter Wealth Services, Inc. Sold out -19,111-19.1k
Summit Wealth Group, LLC Sold out -18,064-18.1k
STIFEL FINANCIAL CORP Reduced -14,597-14.6k
OSAIC HOLDINGS, INC. Reduced -14,211-14.2k
FLOW TRADERS U.S. LLC Sold out -9,885-9.9k
1832 Asset Management L.P. Reduced -7,804-7.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $504.8k5.7k shares
SIMPLEX TRADING, LLC New $26.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $230.3k2.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,172,1631.2m $103.8m $103.8m 0.01% Added +26.9k +26,881
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 575,757575.8k $51.0m $51.0m 0.04% Added +51.1k +51,058
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 447,781447.8k $39.7m $39.7m 0.00% Added +11.4k +11,412
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 385,790385.8k $34.2m $34.2m 0.01% Added +12.8k +12,781
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 326,566326.6k $28.9m $28.9m 0.01% Added +5.5k +5,480
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 267,421267.4k $23.7m $23.7m 0.05% Added +6.3k +6,253
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 224,855224.9k $19.9m $19.9m 0.01% Added +42.9k +42,869
8 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 177,521177.5k $15.7m $15.7m 0.03% Reduced -7.8k -7,804
9 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 169,050169.1k $15.0m $15.0m 0.03% Reduced -14.2k -14,211
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 159,156159.2k $14.1m $14.1m 0.01% Added +9.0k +9,022
11 BANK HAPOALIM BM 1.91% of their portfolio TEL AVIV, L3 151,000151.0k $13.4m $13.4m 1.91% Added +22.1k +22,113
12 Polianta Ltd 5.91% of their portfolio ST HELIER, Y9 143,900143.9k $12.7m $12.7m 5.91% Unchanged
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 129,164129.2k $11.4m $11.4m 0.02% Reduced -608 -608
14 Money Design Co.,Ltd. 0.67% of their portfolio TOKYO, M0 127,015127.0k $11.2m $11.2m 0.67% Reduced -6.8k -6,849
15 Arax Advisory Partners 1.36% of their portfolio NEW YORK, NY 119,954120.0k $10.6m $10.6m 1.36% Added +2.0k +2,036
16 Clearwater Capital Advisors, LLC 1.23% of their portfolio HOFFMAN ESTATES, IL 116,270116.3k $10.3m $10.3m 1.23% Reduced -2.9k -2,865
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 104,245104.2k $9.2m $9.2m 0.01% Reduced -14.6k -14,597
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 101,907101.9k $9.0m $9.0m 0.00% Added +4.0k +3,963
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 90,88190.9k $8.0m $8.0m 0.01% Added +13.8k +13,810
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 90,19090.2k $8.0m $8.0m 0.01% Added +616 +616
21 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 82,87782.9k $7.3m $7.3m 0.03% Reduced -4.9k -4,907
22 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 81,28381.3k $7.2m $7.2m 0.01% Reduced -297 -297
23 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 80,88080.9k $7.2m $7.2m 0.06% Added +3.7k +3,698
24 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 59,29559.3k $5.3m $5.3m 0.05% Added +12.3k +12,255
25 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 59,17559.2k $5.2m $5.2m 0.03% Added +50.9k +50,855
26 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 56,78356.8k $5.0m $5.0m 0.04% Added +3.4k +3,417
27 Gladstone Institutional Advisory LLC 0.25% of their portfolio Bedminster, NJ 46,34346.3k $4.1m $4.1m 0.25% Added +34.0k +34,002
28 White Pine Investment CO 1.41% of their portfolio LIVONIA, MI 46,06246.1k $4.1m $4.1m 1.41% Added +933 +933
29 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 45,24045.2k $4.0m $4.0m 0.06% Reduced -1.4k -1,394
30 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,43044.4k $3.9m $3.9m 0.01% Reduced -201 -201
31 Prism Advisors, Inc. 1.28% of their portfolio STUDIO CITY, CA 42,88442.9k $3.8m $3.8m 1.28% Unchanged
32 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 42,30442.3k $3.7m $3.7m 0.04% Added +1.5k +1,462
33 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 39,87539.9k $3.5m $3.5m 0.02% Added +588 +588
34 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 38,72038.7k $3.4m $3.4m 0.02% Added +3.5k +3,463
35 BENJAMIN F. EDWARDS & COMPANY, INC. 0.13% of their portfolio ST. LOUIS, MO 38,37038.4k $3.4m $3.4m 0.13% Reduced -966 -966
36 Mainsail Financial Group, LLC 3.16% of their portfolio BELLEVUE, WA 38,03838.0k $3.4m $3.4m 3.16% Reduced -260 -260
37 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 37,26137.3k $3.3m $3.3m 0.12% Added +76 +76
38 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 36,59936.6k $3.2m $3.2m 0.06% Added +5.1k +5,089
39 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 34,24934.2k $3.0m $3.0m 0.14% Added +13.4k +13,433
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,97234.0k $3.0m $3.0m 0.00% Added +31.0k +31,009
41 Raab & Moskowitz Asset Management LLC 0.95% of their portfolio Chatham, NJ 31,43131.4k $2.8m $2.8m 0.95% Reduced -307 -307
42 Chicago Partners Investment Group LLC 0.14% of their portfolio CHICAGO, IL 30,77430.8k $2.8m $2.8m 0.14% Added +34 +34
43 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 30,45630.5k $2.7m $2.7m 0.00% Added +2.0k +1,957
44 Modera Wealth Management, LLC 0.05% of their portfolio WESTWOOD, NJ 29,33829.3k $2.6m $2.6m 0.05% New
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 28,73128.7k $2.5m $2.5m 0.01% Added +13.1k +13,064
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,93127.9k $2.5m $2.5m 0.00% Added +1.9k +1,909
47 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 27,52027.5k $2.4m $2.4m 0.04% Added +519 +519
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,69326.7k $2.4m $2.4m 0.00% New
49 Mascoma Wealth Management LLC 0.72% of their portfolio HANOVER, NH 26,32226.3k $2.4m $2.4m 0.72% Reduced -3.9k -3,853
50 LexAurum Advisors, LLC 0.65% of their portfolio OVERLAND PARK, KS 24,45924.5k $2.2m $2.2m 0.65% Added +975 +975
51 Stratos Wealth Advisors, LLC 0.15% of their portfolio BEACHWOOD, OH 23,82223.8k $2.1m $2.1m 0.15% Added +1.3k +1,320
52 Strategic Blueprint, LLC 0.19% of their portfolio ATLANTA, GA 22,45922.5k $2.0m $2.0m 0.19% Added +4.6k +4,578
53 Stonebridge Financial Planning Group, LLC 1.20% of their portfolio ORLANDO, FL 22,15822.2k $2.0m $2.0m 1.20% Reduced -494 -494
54 Bridge Advisory, LLC 0.69% of their portfolio PASADENA, CA 21,33321.3k $1.9m $1.9m 0.69% Reduced -91 -91
55 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 20,57620.6k $1.8m $1.8m 0.02% Added +1.6k +1,562
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 19,29619.3k $1.7m $1.7m 0.01% Reduced -1.6k -1,587
57 Davis Investment Partners, LLC 0.83% of their portfolio CHARLOTTE, NC 19,23019.2k $1.7m $1.7m 0.83% Added +1.2k +1,195
58 ARTHUR M. COHEN & ASSOCIATES, LLC 0.41% of their portfolio NORTHBROOK, IL 18,71918.7k $1.7m $1.7m 0.41% Added +1.4k +1,403
59 Stegent Equity Advisors, Inc. 1.81% of their portfolio HOUSTON, TX 18,28918.3k $1.6m $1.6m 1.81% Reduced -3.3k -3,317
60 Acorn Wealth Advisors, LLC 1.08% of their portfolio Grand Blanc, MI 17,94017.9k $1.6m $1.6m 1.08% Added +272 +272
61 INTERACTIVE FINANCIAL ADVISORS, INC. 1.07% of their portfolio New Lenox, IL 17,70717.7k $1.6m $1.6m 1.07% Reduced -956 -956
62 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,34317.3k $1.5m $1.5m 0.00% Added +3.7k +3,669
63 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 17,24617.2k $1.5m $1.5m 0.02% Reduced -71 -71
64 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,79816.8k $1.5m $1.5m 0.00% Added +937 +937
65 SFMG, LLC 0.15% of their portfolio PLANO, TX 16,21916.2k $1.4m $1.4m 0.15% Added +634 +634
66 Prime Capital Investment Advisors, LLC 0.03% of their portfolio OVERLAND PARK, KS 15,99416.0k $1.4m $1.4m 0.03% New
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 15,93015.9k $1.4m $1.4m 0.00% Reduced -4.2k -4,168
68 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,67015.7k $1.4m $1.4m 0.00% Added +248 +248
69 FLAGSHIP HARBOR ADVISORS, LLC 0.11% of their portfolio BOSTON, MA 15,64515.6k $1.4m $1.4m 0.11% Reduced -394 -394
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,43715.4k $1.4m $1.4m 0.00% Added +1.4k +1,374
71 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 15,27915.3k $1.4m $1.4m 0.09% Added +365 +365
72 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 15,08215.1k $1.3m $1.3m 0.05% Added +266 +266
73 Kesler, Norman & Wride, LLC 0.32% of their portfolio OGDEN, UT 15,03315.0k $1.3m $1.3m 0.32% Reduced -201 -201
74 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 14,72514.7k $1.3m $1.3m 0.02% Added +991 +991
75 Financial Enhancement Group LLC 0.24% of their portfolio ANDERSON, IN 14,55914.6k $1.3m $1.3m 0.24% Added +692 +692
76 WMG Financial Advisors, LLC 0.93% of their portfolio Knoxville, TN 14,30314.3k $1.3m $1.3m 0.93% Reduced -4.4k -4,356
77 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 13,89413.9k $1.2m $1.2m 0.02% Added +3.0k +3,030
78 TAP Consulting, LLC 0.30% of their portfolio KIRKWOOD, MO 13,81413.8k $1.2m $1.2m 0.30% Added +119 +119
79 Nilsine Partners, LLC 0.17% of their portfolio GREENWOOD VILLAGE, CO 13,31613.3k $1.2m $1.2m 0.17% Reduced -772 -772
80 Second Half Financial Partners, LLC 0.27% of their portfolio SEBRING, FL 13,27913.3k $1.2m $1.2m 0.27% New
81 Florin Court Capital LLP 2.99% of their portfolio London, X0 13,20013.2k $1.2m $1.2m 2.99% Added +8.1k +8,100
82 Cutter & CO Brokerage, Inc. 0.34% of their portfolio Ballwin, MO 12,85212.9k $1.1m $1.1m 0.34% Reduced -404 -404
83 COZAD ASSET MANAGEMENT INC 0.14% of their portfolio CHAMPAIGN, IL 12,73212.7k $1.1m $1.1m 0.14% Added +9.5k +9,546
84 Oder Investment Management, LLC 1.23% of their portfolio WOODLAND HILLS, CA 12,63512.6k $1.1m $1.1m 1.23% Reduced -310 -310
85 BAKER TILLY WEALTH MANAGEMENT, LLC 0.12% of their portfolio MADISON, WI 12,60912.6k $1.1m $1.1m 0.12% Unchanged
86 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,35912.4k $1.1m $1.1m 0.01% Reduced -214 -214
87 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,14512.1k $1.1m $1.1m 0.02% Reduced -620 -620
88 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 11,52411.5k $1.0m $1.0m 0.02% Reduced -270 -270
89 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 11,25011.2k $996.4k $996.4k 0.11% Reduced -1.1k -1,092
90 Virtue Capital Management, LLC 0.17% of their portfolio BRENTWOOD, TN 11,22911.2k $983.8k $983.8k 0.17% Reduced -155 -155
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,21611.2k $993.4k $993.4k 0.00% Added +1.2k +1,224
92 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 11,16711.2k $989.1k $989.1k 0.02% Reduced -153 -153
93 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 11,16011.2k $988.4k $988.4k 0.07% Added +429 +429
94 CORRADO ADVISORS, LLC 0.69% of their portfolio RAMSEY, NJ 11,06311.1k $979.9k $979.9k 0.69% Added +616 +616
95 U.S. Capital Wealth Advisors, LLC 0.05% of their portfolio AUSTIN, TX 10,73010.7k $950.4k $950.4k 0.05% Added +150 +150
96 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 10,70210.7k $947.8k $947.8k 0.08% Added +294 +294
97 Granger Management LLC 0.39% of their portfolio New York, NY 10,69110.7k $946.9k $946.9k 0.39% Unchanged
98 Cedar Brook Financial Partners, LLC 0.22% of their portfolio CLEVELAND, OH 10,52910.5k $932.5k $932.5k 0.22% Added +60 +60
99 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 10,18610.2k $902.2k $902.2k 0.12% Reduced -7 -7
100 Beck Bode, LLC 0.21% of their portfolio DEDHAM, MA 9,95310.0k $881.5k $881.5k 0.21% Reduced -341 -341