Vault-13

FIRST TR EXCHANGE-TRADED FD FIW

WTR ETF · ETP · CUSIP 33733B100

227 institutional holders -6 vs Q4 2022
7,176,6997.2m shares reported held*
$597.1mreported value*
19 new 82 added 73 reduced 19 sold out net sold ≈ $4.9m (-42.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $83.20. Options: 2 managers hold calls ($911.6k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 233Q1 23: 227227Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022233
Q1 2023227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 98 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 92 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229897
Q1 202310192

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $423.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $246.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $911.6kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$423.0k$00.00
Q4 2022$246.0k$00.00
Q1 2023$911.6k$00.00

Biggest buyers

MORGAN STANLEY Added +66,853+66.9k
ROYAL BANK OF CANADA Added +20,816+20.8k
UBS Group AG Added +20,653+20.7k
WORLD EQUITY GROUP, INC. New +19,256+19.3k
Summit Wealth Group, LLC New +18,064+18.1k
LPL Financial LLC Added +14,092+14.1k
Money Design Co.,Ltd. Added +10,365+10.4k
FLOW TRADERS U.S. LLC New +9,885+9.9k
Eagle Strategies LLC New +9,346+9.3k
Householder Group Estate & Retirement Specialist, LLC New +8,591+8.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -56,378-56.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -47,478-47.5k
Gladstone Institutional Advisory LLC Reduced -45,887-45.9k
CITADEL ADVISORS LLC Sold out -35,179-35.2k
TRUIST FINANCIAL CORP Reduced -29,620-29.6k
Clearwater Capital Advisors, LLC Reduced -10,509-10.5k
Cresset Asset Management, LLC Sold out -10,446-10.4k
BANK OF AMERICA CORP /DE/ Reduced -10,414-10.4k
CX Institutional Sold out -9,090-9.1k
RAYMOND JAMES & ASSOCIATES Reduced -8,605-8.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $911.6k10.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,145,2821.1m $95.8m $95.8m 0.01% Added +66.9k +66,853
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 524,699524.7k $43.9m $43.9m 0.03% Added +14.1k +14,092
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 436,369436.4k $36.5m $36.5m 0.00% Reduced -10.4k -10,414
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 373,009373.0k $31.2m $31.2m 0.01% Reduced -56.4k -56,378
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 321,086321.1k $26.9m $26.9m 0.01% Added +20.7k +20,653
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 261,168261.2k $21.8m $21.8m 0.05% Added +5.0k +4,973
7 1832 Asset Management L.P. 0.03% of their portfolio TORONTO, A6 185,325185.3k $15.5m $15.5m 0.03% Reduced -1.4k -1,385
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 183,261183.3k $15.3m $15.3m 0.03% Reduced -3.8k -3,814
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 181,986182.0k $15.2m $15.2m 0.00% Added +20.8k +20,816
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 150,134150.1k $12.6m $12.6m 0.01% Reduced -5.0k -4,988
11 Polianta Ltd 5.51% of their portfolio ST HELIER, Y9 143,900143.9k $12.0m $12.0m 5.51% Unchanged
12 Money Design Co.,Ltd. 0.66% of their portfolio TOKYO, M0 133,864133.9k $11.2m $11.2m 0.66% Added +10.4k +10,365
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 129,772129.8k $10.9m $10.9m 0.02% Reduced -5.6k -5,585
14 BANK HAPOALIM BM 1.49% of their portfolio TEL AVIV, L3 128,887128.9k $10.8m $10.8m 1.49% Unchanged
15 Clearwater Capital Advisors, LLC 1.22% of their portfolio HOFFMAN ESTATES, IL 119,135119.1k $10.0m $10.0m 1.22% Reduced -10.5k -10,509
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 118,842118.8k $9.9m $9.9m 0.01% Reduced -4.1k -4,121
17 Arax Advisory Partners 1.31% of their portfolio NEW YORK, NY 117,918117.9k $9.9m $9.9m 1.31% Added +3.5k +3,498
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 97,94497.9k $8.1m $8.1m 0.00% Added +2.7k +2,696
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 89,57489.6k $7.5m $7.5m 0.01% Reduced -8.6k -8,605
20 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 87,78487.8k $7.3m $7.3m 0.04% Added +469 +469
21 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 81,58081.6k $6.8m $6.8m 0.01% Added +500 +500
22 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 77,18277.2k $6.5m $6.5m 0.06% Added +8.5k +8,460
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 77,07177.1k $6.4m $6.4m 0.01% Reduced -29.6k -29,620
24 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 53,36653.4k $4.5m $4.5m 0.04% Added +681 +681
25 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 47,04047.0k $3.9m $3.9m 0.04% Reduced -191 -191
26 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 46,63446.6k $3.9m $3.9m 0.06% Reduced -1.8k -1,786
27 White Pine Investment CO 1.36% of their portfolio LIVONIA, MI 45,12945.1k $3.8m $3.8m 1.36% Added +772 +772
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,63144.6k $3.7m $3.7m 0.01% Reduced -489 -489
29 Riggs Asset Managment Co. Inc. 1.44% of their portfolio DALLAS, PA 44,36144.4k $3.7m $3.7m 1.44% Reduced -3.2k -3,170
30 Prism Advisors, Inc. 1.24% of their portfolio STUDIO CITY, CA 42,88442.9k $3.6m $3.6m 1.24% Unchanged
31 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 40,84240.8k $3.4m $3.4m 0.04% Added +1.1k +1,142
32 BENJAMIN F. EDWARDS & COMPANY, INC. 0.14% of their portfolio ST. LOUIS, MO 39,33639.3k $3.3m $3.3m 0.14% Reduced -1.2k -1,246
33 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 39,28739.3k $3.3m $3.3m 0.01% Reduced -6.2k -6,200
34 Mainsail Financial Group, LLC 3.10% of their portfolio BELLEVUE, WA 38,29838.3k $3.2m $3.2m 3.10% Reduced -1.8k -1,786
35 Sigma Planning Corp 0.10% of their portfolio ANN ARBOR, MI 37,18537.2k $3.1m $3.1m 0.10% Reduced -2.3k -2,334
36 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 35,25735.3k $2.9m $2.9m 0.02% Reduced -374 -374
37 Raab & Moskowitz Asset Management LLC 0.97% of their portfolio Chatham, NJ 31,73831.7k $2.7m $2.7m 0.97% Added +765 +765
38 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 31,51031.5k $2.6m $2.6m 0.06% Reduced -23 -23
39 Chicago Partners Investment Group LLC 0.15% of their portfolio CHICAGO, IL 30,74030.7k $2.6m $2.6m 0.15% Added +4 +4
40 Mascoma Wealth Management LLC 0.72% of their portfolio HANOVER, NH 30,17530.2k $2.5m $2.5m 0.72% Added +271 +271
41 Parsec Financial Management, Inc. 0.10% of their portfolio ASHEVILLE, NC 29,52629.5k $2.5m $2.5m 0.10% Reduced -341 -341
42 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 28,49928.5k $2.4m $2.4m 0.00% Added +5.5k +5,500
43 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 27,00127.0k $2.3m $2.3m 0.05% Reduced -443 -443
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,02226.0k $2.2m $2.2m 0.00% Added +2.1k +2,128
45 LexAurum Advisors, LLC 0.65% of their portfolio OVERLAND PARK, KS 23,48423.5k $2.0m $2.0m 0.65% Reduced -62 -62
46 CASTLE WEALTH MANAGEMENT LLC 1.51% of their portfolio BOYNTON BEACH, FL 23,31623.3k $1.9m $1.9m 1.51% Added +625 +625
47 Stonebridge Financial Planning Group, LLC 1.22% of their portfolio ORLANDO, FL 22,65222.7k $1.9m $1.9m 1.22% Reduced -29 -29
48 Stratos Wealth Advisors, LLC 0.14% of their portfolio BEACHWOOD, OH 22,50222.5k $1.9m $1.9m 0.14% Reduced -123 -123
49 M Holdings Securities, Inc. 0.19% of their portfolio PORTLAND, OR 21,79221.8k $1.8m $1.8m 0.19% Reduced -967 -967
50 Stegent Equity Advisors, Inc. 1.80% of their portfolio HOUSTON, TX 21,60621.6k $1.8m $1.8m 1.80% Reduced -2.6k -2,612
51 Bridge Advisory, LLC 0.69% of their portfolio PASADENA, CA 21,42421.4k $1.8m $1.8m 0.69% Reduced -1.8k -1,756
52 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,88320.9k $1.7m $1.7m 0.01% Added +231 +231
53 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 20,81620.8k $1.7m $1.7m 0.07% Added +2.9k +2,924
54 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 20,09820.1k $1.7m $1.7m 0.00% Added +5.2k +5,220
55 WORLD EQUITY GROUP, INC. 0.05% of their portfolio SCHAUMBURG, IL 19,25619.3k $308.4k $308.4k 0.05% New
56 McKinley Carter Wealth Services, Inc. 0.12% of their portfolio WHEELING, WV 19,11119.1k $1.6m $1.6m 0.12% Reduced -2.2k -2,179
57 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 19,01419.0k $1.6m $1.6m 0.02% Added +7.2k +7,191
58 INTERACTIVE FINANCIAL ADVISORS, INC. 1.00% of their portfolio New Lenox, IL 18,66318.7k $1.6m $1.6m 1.00% Added +446 +446
59 WMG Financial Advisors, LLC 1.29% of their portfolio Knoxville, TN 18,65918.7k $1.6m $1.6m 1.29% Added +3.2k +3,185
60 Summit Wealth Group, LLC 0.00% of their portfolio WHITE RIVER JUNCTION, VT 18,06418.1k $0 $0 0.00% New
61 Davis Investment Partners, LLC 0.78% of their portfolio CHARLOTTE, NC 18,03518.0k $1.5m $1.5m 0.78% Added +7.0k +6,950
62 Strategic Blueprint, LLC 0.15% of their portfolio ATLANTA, GA 17,88117.9k $1.5m $1.5m 0.15% Added +1.2k +1,184
63 Acorn Wealth Advisors, LLC 1.09% of their portfolio Grand Blanc, MI 17,66817.7k $1.5m $1.5m 1.09% Reduced -74 -74
64 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 17,31717.3k $1.4m $1.4m 0.02% Added +884 +884
65 ARTHUR M. COHEN & ASSOCIATES, LLC 0.39% of their portfolio NORTHBROOK, IL 17,31617.3k $1.4m $1.4m 0.39% Reduced -1.0k -1,042
66 FLAGSHIP HARBOR ADVISORS, LLC 0.13% of their portfolio BOSTON, MA 16,03916.0k $1.3m $1.3m 0.13% Reduced -247 -247
67 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 15,86115.9k $1.3m $1.3m 0.00% Reduced -880 -880
68 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,66715.7k $1.3m $1.3m 0.00% Added +2.2k +2,175
69 SFMG, LLC 0.14% of their portfolio PLANO, TX 15,58515.6k $1.3m $1.3m 0.14% Added +136 +136
70 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 15,42215.4k $1.3m $1.3m 0.00% Added +939 +939
71 Kesler, Norman & Wride, LLC 0.32% of their portfolio OGDEN, UT 15,23415.2k $1.3m $1.3m 0.32% Reduced -1.6k -1,576
72 Moors & Cabot, Inc. 0.09% of their portfolio BOSTON, MA 14,91414.9k $1.2m $1.2m 0.09% Reduced -492 -492
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.05% of their portfolio AUSTIN, TX 14,81614.8k $1.2m $1.2m 0.05% Added +466 +466
74 Nilsine Partners, LLC 0.18% of their portfolio GREENWOOD VILLAGE, CO 14,08814.1k $1.2m $1.2m 0.18% First filing
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 14,06314.1k $1.2m $1.2m 0.00% Added +1.1k +1,143
76 Financial Enhancement Group LLC 0.22% of their portfolio ANDERSON, IN 13,86713.9k $1.1m $1.1m 0.22% Reduced -373 -373
77 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 13,73413.7k $1.1m $1.1m 0.02% Reduced -688 -688
78 TAP Consulting, LLC 0.28% of their portfolio KIRKWOOD, MO 13,69513.7k $1.1m $1.1m 0.28% Added +2.6k +2,617
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,67413.7k $1.1m $1.1m 0.00% Added +1.8k +1,765
80 Cutter & CO Brokerage, Inc. 0.35% of their portfolio Ballwin, MO 13,25613.3k $1.1m $1.1m 0.35% Added +207 +207
81 Oder Investment Management, LLC 1.27% of their portfolio WOODLAND HILLS, CA 12,94512.9k $1.1m $1.1m 1.27% Reduced -8.5k -8,539
82 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.02% of their portfolio New York, NY 12,76512.8k $1.1m $1.1m 0.02% Reduced -310 -310
83 BAKER TILLY WEALTH MANAGEMENT, LLC 0.12% of their portfolio MADISON, WI 12,60912.6k $1.1m $1.1m 0.12% Unchanged
84 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,57312.6k $1.1m $1.1m 0.01% Added +1.1k +1,076
85 Fifth Third Securities, Inc. 0.12% of their portfolio Cincinnati, OH 12,34212.3k $1.0m $1.0m 0.12% Reduced -284 -284
86 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 12,34112.3k $1.0m $1.0m 0.07% Reduced -45.9k -45,887
87 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,79411.8k $986.3k $986.3k 0.03% Added +276 +276
88 Virtue Capital Management, LLC 0.15% of their portfolio BRENTWOOD, TN 11,38411.4k $916.6k $916.6k 0.15% Reduced -224 -224
89 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 11,32011.3k $946.7k $946.7k 0.03% Reduced -266 -266
90 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 10,86410.9k $908.5k $908.5k 0.02% Reduced -980 -980
91 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 10,73110.7k $897.4k $897.4k 0.07% Added +134 +134
92 Granger Management LLC 0.39% of their portfolio New York, NY 10,69110.7k $894.1k $894.1k 0.39% Unchanged
93 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 10,58010.6k $884.8k $884.8k 0.04% Added +3.5k +3,520
94 Cedar Brook Financial Partners, LLC 0.22% of their portfolio CLEVELAND, OH 10,46910.5k $875.5k $875.5k 0.22% Added +362 +362
95 CORRADO ADVISORS, LLC 0.58% of their portfolio RAMSEY, NJ 10,44710.4k $873.7k $873.7k 0.58% Added +3.1k +3,069
96 Cornerstone Wealth Management, LLC 0.09% of their portfolio ST. PETERS, MO 10,40810.4k $870.4k $870.4k 0.09% First filing
97 Beck Bode, LLC 0.21% of their portfolio DEDHAM, MA 10,29410.3k $860.9k $860.9k 0.21% Reduced -1.7k -1,671
98 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 10,23110.2k $852.8k $852.8k 0.04% Added +4.2k +4,244
99 First Heartland Consultants, Inc. 0.13% of their portfolio LAKE ST. LOUIS, MO 10,19310.2k $852.5k $852.5k 0.13% Added +228 +228
100 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,99210.0k $835.8k $835.8k 0.00% Added +1.2k +1,173