Vault-13

FIRST TR EXCHANGE-TRADED FD EDOW

DOW 30 EQL WGT · ETP · CUSIP 33733A201

81 institutional holders +11 vs Q4 2025
5,569,8365.6m shares reported held*
$226.0mreported value*
14 new 36 added 15 reduced 3 sold out net bought ≈ $73.6m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.57.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 46Q4 22: 52Q1 23: 55Q2 23: 56Q3 23: 61Q4 23: 67Q1 24: 66Q2 24: 71Q3 24: 64Q4 24: 73Q1 25: 67Q2 25: 66Q3 25: 69Q4 25: 70Q1 26: 8181Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202355
Q2 202356
Q3 202361
Q4 202367
Q1 202466
Q2 202471
Q3 202464
Q4 202473
Q1 202567
Q2 202566
Q3 202569
Q4 202570
Q1 202681

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 32 bought or addedQ2 24: 33 cut or sold outQ3 24: 32 bought or addedQ3 24: 30 cut or sold outQ3 24Q4 24: 39 bought or addedQ4 24: 25 cut or sold outQ1 25: 25 bought or addedQ1 25: 33 cut or sold outQ1 25Q2 25: 28 bought or addedQ2 25: 29 cut or sold outQ3 25: 25 bought or addedQ3 25: 32 cut or sold outQ3 25Q4 25: 33 bought or addedQ4 25: 30 cut or sold outQ1 26: 50 bought or addedQ1 26: 18 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243233
Q3 20243230
Q4 20243925
Q1 20252533
Q2 20252829
Q3 20252532
Q4 20253330
Q1 20265018

Biggest buyers

MORGAN STANLEY Added +751,422+751.4k
Vestmark Advisory Solutions, Inc. Added +306,581+306.6k
UBS Group AG Added +228,910+228.9k
Independent Advisor Alliance New +175,084+175.1k
LPL Financial LLC Added +122,330+122.3k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +119,168+119.2k
GOLDMAN SACHS GROUP INC Added +75,499+75.5k
ENVESTNET ASSET MANAGEMENT INC Added +59,455+59.5k
Cambridge Investment Research Advisors, Inc. Added +48,539+48.5k
JANE STREET GROUP, LLC New +37,991+38.0k

Biggest sellers

NewEdge Advisors, LLC Reduced -186,383-186.4k
RAYMOND JAMES FINANCIAL INC Reduced -33,896-33.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -29,574-29.6k
IEQ CAPITAL, LLC Sold out -17,316-17.3k
OSAIC HOLDINGS, INC. Reduced -10,485-10.5k
StoneX Group Inc. Sold out -6,558-6.6k
J.W. COLE ADVISORS, INC. Sold out -5,973-6.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -1,577-1.6k
Rockefeller Capital Management L.P. Reduced -1,350-1.4k
Harvest Investment Services, LLC Reduced -965-965

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,526,6801.5m $61.9m $61.9m 0.00% Added +751.4k +751,422
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,213,9771.2m $49.3m $49.3m 0.01% Added +122.3k +122,330
3 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 569,810569.8k $23.1m $23.1m 0.26% Added +306.6k +306,581
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 229,072229.1k $9.3m $9.3m 0.00% Added +228.9k +228,910
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 204,014204.0k $8.3m $8.3m 0.01% Added +2.5k +2,479
6 Independent Advisor Alliance 0.08% of their portfolio CHARLOTTE, NC 175,084175.1k $7.1m $7.1m 0.08% New
7 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 126,338126.3k $5.1m $5.1m 0.01% Added +48.5k +48,539
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 123,266123.3k $5.0m $5.0m 0.00% Added +59.5k +59,455
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 121,432121.4k $4.9m $4.9m 0.00% Reduced -33.9k -33,896
10 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 119,168119.2k $4.8m $4.8m 0.00% New
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 103,537103.5k $4.2m $4.2m 0.00% Added +75.5k +75,499
12 Ignite Planners, LLC 0.59% of their portfolio SAN CLEMENTE, CA 94,27694.3k $3.8m $3.8m 0.59% Added +59 +59
13 GUARDIAN WEALTH ADVISORS, LLC / NC 0.22% of their portfolio RALEIGH, NC 83,52883.5k $3.4m $3.4m 0.22% Reduced -197 -197
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 82,27582.3k $3.3m $3.3m 0.00% Added +26.1k +26,125
15 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 72,03972.0k $2.9m $2.9m 0.06% Added +194 +194
16 Kovack Advisors, Inc. 0.14% of their portfolio FT. LAUDERDALE, FL 65,05665.1k $2.6m $2.6m 0.14% Reduced -53 -53
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 57,84457.8k $2.3m $2.3m 0.00% Reduced -10.5k -10,485
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 48,81648.8k $2.0m $2.0m 0.01% Added +5.5k +5,509
19 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 40,43140.4k $1.6m $1.6m 0.06% Added +3 +3
20 Gateway Wealth Partners, LLC 0.06% of their portfolio APPLETON, WI 38,60638.6k $1.6m $1.6m 0.06% Added +29.2k +29,180
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 37,99138.0k $1.5m $1.5m 0.00% New
22 Harvest Investment Services, LLC 0.23% of their portfolio Oakbrook Terrace, IL 30,47730.5k $1.2m $1.2m 0.23% Reduced -965 -965
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 26,33126.3k $1.1m $1.1m 0.00% Added +197 +197
24 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 25,98326.0k $1.1m $1.1m 0.01% Added +14.1k +14,101
25 Gratus Wealth Advisors, LLC 0.15% of their portfolio VIRGINIA BEACH, VA 25,95526.0k $1.1m $1.1m 0.15% Reduced -293 -293
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 24,55224.6k $996.1k $996.1k 0.00% Reduced -186.4k -186,383
27 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,98024.0k $972.9k $972.9k 0.01% Added +227 +227
28 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,40323.4k $949.5k $949.5k 0.00% Added +8.0k +7,967
29 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 22,67422.7k $919.9k $919.9k 0.00% Added +1.1k +1,080
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,14821.1k $858.0k $858.0k 0.00% New
31 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 18,94918.9k $768.8k $768.8k 0.00% Added +2.3k +2,265
32 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,44918.4k $748.5k $748.5k 0.00% Added +4.0k +4,039
33 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,89217.9k $725.9k $725.9k 0.00% Added +1.9k +1,890
34 TCFG WEALTH MANAGEMENT, LLC 0.24% of their portfolio LAGUNA NIGUEL, CA 15,68315.7k $636.3k $636.3k 0.24% Unchanged
35 TCFG Investment Advisors, LLC 0.24% of their portfolio LAGUNA NIGUEL, CA 15,68315.7k $636.3k $636.3k 0.24% First filing
36 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 14,95515.0k $606.7k $606.7k 0.01% Added +2.3k +2,307
37 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 14,86614.9k $602.2k $602.2k 0.01% New
38 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,58613.6k $551.2k $551.2k 0.01% Added +1 +1
39 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 12,50012.5k $507.0k $507.0k 0.01% Unchanged
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 12,01212.0k $488.0k $488.0k 0.00% Added +4.9k +4,921
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,75611.8k $477.0k $477.0k 0.00% Added +5.8k +5,813
42 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 9,6289.6k $390.6k $390.6k 0.00% Reduced -477 -477
43 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,4819.5k $384.7k $384.7k 0.00% Unchanged
44 Proactive Wealth Strategies LLC 0.06% of their portfolio MARIETTA, GA 8,3048.3k $336.9k $336.9k 0.06% New
45 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 8,0078.0k $325.0k $325.0k 0.00% New
46 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,4317.4k $301.5k $301.5k 0.01% Added +4.9k +4,857
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,0337.0k $285.3k $285.3k 0.00% Reduced -29.6k -29,574
48 WEALTH EFFECTS LLC 0.10% of their portfolio BOSTON, MA 6,9617.0k $282.4k $282.4k 0.10% Added +3 +3
49 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,8866.9k $279.0k $279.0k 0.00% Reduced -1.6k -1,577
50 BECK CAPITAL MANAGEMENT, LLC 0.06% of their portfolio AUSTIN, TX 6,5606.6k $266.1k $266.1k 0.06% Added +882 +882
51 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 6,5436.5k $265.1k $265.1k 0.02% Reduced -31 -31
52 Camelot Portfolios, LLC 0.19% of their portfolio Maumee, OH 6,1476.1k $249.4k $249.4k 0.19% Reduced -27 -27
53 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 6,0716.1k $246.3k $246.3k 0.00% Reduced -43 -43
54 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 5,6935.7k $231.0k $231.0k 0.03% Added +215 +215
55 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,4875.5k $222.6k $222.6k 0.00% Added +140 +140
56 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 5,4605.5k $222.0k $222.0k 0.00% Reduced -84 -84
57 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio CEDAR RAPIDS, IA 5,4255.4k $220.1k $220.1k 0.01% Unchanged
58 Atlas Wealth LLC 0.07% of their portfolio CINCINNATI, OH 5,4195.4k $219.9k $219.9k 0.07% Unchanged
59 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,4085.4k $219.4k $219.4k 0.01% Unchanged
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 5,3675.4k $217.0k $217.0k 0.00% New
61 MAGNOLIA CAPITAL ADVISORS LLC 0.04% of their portfolio RIDGELAND, MS 5,0455.0k $204.7k $204.7k 0.04% New
62 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 5,0005.0k $202.9k $202.9k 0.00% Unchanged
63 REAP Financial Group, LLC 0.03% of their portfolio AUSTIN, TX 4,0984.1k $166.3k $166.3k 0.03% Added +13 +13
64 Glassman Wealth Services 0.02% of their portfolio VIENNA, VA 3,1593.2k $128.2k $128.2k 0.02% Unchanged
65 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,0163.0k $122.4k $122.4k 0.00% Unchanged
66 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,7662.8k $112.2k $112.2k 0.01% Unchanged
67 AMERIFLEX GROUP, INC. 0.06% of their portfolio LAS VEGAS, NV 2,7602.8k $112.0k $112.0k 0.06% New
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,7432.7k $109.4k $109.4k 0.00% Added +1.1k +1,128
69 Ascentis Independent Advisors 0.01% of their portfolio DALLAS, TX 2,4122.4k $97.9k $97.9k 0.01% New
70 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 1,1451.1k $46.0k $46.0k 0.01% Unchanged
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $40.6k $40.6k 0.00% New
72 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,0001.0k $40.6k $40.6k 0.00% Unchanged
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 848848 $34.4k $34.4k 0.00% Added +22 +22
74 Tidemark, LLC 0.00% of their portfolio SAN DIEGO, CA 473473 $19.2k $19.2k 0.00% Unchanged
75 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 450450 $18.2k $18.2k 0.00% Unchanged
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 402402 $16.3k $16.3k 0.00% Unchanged
77 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 389389 $15.8k $15.8k 0.00% Added +51 +51
78 POM Investment Strategies, LLC 0.02% of their portfolio RALEIGH, NC 368368 $14.9k $14.9k 0.02% New
79 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 280280 $11.4k $11.4k 0.00% Reduced -1.4k -1,350
80 FMR LLC 0.00% of their portfolio BOSTON, MA 209209 $8.5k $8.5k 0.00% Added +2 +2
81 Merkkuri Wealth Advisors LLC 0.00% of their portfolio HICKSVILLE, NY 5656 $2.3k $2.3k 0.00% New