Vault-13

FIRST TR EXCHANGE-TRADED FD EDOW

DOW 30 EQL WGT · ETP · CUSIP 33733A201

70 institutional holders +1 vs Q3 2025
3,861,0333.9m shares reported held*
$159.6mreported value*
8 new 25 added 24 reduced 6 sold out net sold ≈ $3.2m (-78.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.33.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 46Q4 22: 52Q1 23: 55Q2 23: 56Q3 23: 61Q4 23: 67Q1 24: 66Q2 24: 71Q3 24: 64Q4 24: 73Q1 25: 67Q2 25: 66Q3 25: 69Q4 25: 7070Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202355
Q2 202356
Q3 202361
Q4 202367
Q1 202466
Q2 202471
Q3 202464
Q4 202473
Q1 202567
Q2 202566
Q3 202569
Q4 202570

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 37 bought or addedQ1 24: 26 cut or sold outQ2 24: 32 bought or addedQ2 24: 33 cut or sold outQ2 24Q3 24: 32 bought or addedQ3 24: 30 cut or sold outQ4 24: 39 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 25 bought or addedQ1 25: 33 cut or sold outQ2 25: 28 bought or addedQ2 25: 29 cut or sold outQ2 25Q3 25: 25 bought or addedQ3 25: 32 cut or sold outQ4 25: 33 bought or addedQ4 25: 30 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20243726
Q2 20243233
Q3 20243230
Q4 20243925
Q1 20252533
Q2 20252829
Q3 20252532
Q4 20253330

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +52,972+53.0k
Harvest Investment Services, LLC New +31,442+31.4k
WEDBUSH SECURITIES INC New +12,500+12.5k
LPL Financial LLC Added +10,950+10.9k
NewEdge Advisors, LLC Added +10,636+10.6k
ENVESTNET ASSET MANAGEMENT INC Added +8,404+8.4k
Summit Financial, LLC New +6,114+6.1k
Janney Montgomery Scott LLC New +5,943+5.9k
BECK CAPITAL MANAGEMENT, LLC New +5,678+5.7k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors New +5,478+5.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -87,354-87.4k
UBS Group AG Reduced -28,532-28.5k
ROYAL BANK OF CANADA Reduced -22,667-22.7k
Sanctuary Advisors, LLC Reduced -17,280-17.3k
MORGAN STANLEY Reduced -13,895-13.9k
Gratus Wealth Advisors, LLC Reduced -13,582-13.6k
JANE STREET GROUP, LLC Sold out -11,523-11.5k
US BANCORP \DE\ Sold out -8,428-8.4k
GOLDMAN SACHS GROUP INC Reduced -7,836-7.8k
Ameritas Advisory Services, LLC Reduced -7,092-7.1k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,091,6471.1m $45.1m $45.1m 0.01% Added +10.9k +10,950
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 775,258775.3k $32.0m $32.0m 0.00% Reduced -13.9k -13,895
3 Vestmark Advisory Solutions, Inc. 0.15% of their portfolio Wakefield, MA 263,229263.2k $10.9m $10.9m 0.15% Reduced -6.8k -6,799
4 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 210,935210.9k $8.7m $8.7m 0.03% Added +10.6k +10,636
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 201,535201.5k $8.3m $8.3m 0.01% Reduced -5.6k -5,619
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 155,328155.3k $6.4m $6.4m 0.00% Added +53.0k +52,972
7 Ignite Planners, LLC 0.61% of their portfolio SAN CLEMENTE, CA 94,21794.2k $4.0m $4.0m 0.61% Added +3.6k +3,577
8 GUARDIAN WEALTH ADVISORS, LLC / NC 0.22% of their portfolio RALEIGH, NC 83,72583.7k $3.5m $3.5m 0.22% Reduced -1.1k -1,099
9 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 77,79977.8k $3.2m $3.2m 0.01% Added +531 +531
10 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 71,84571.8k $3.0m $3.0m 0.06% Added +1.5k +1,532
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 68,32968.3k $2.8m $2.8m 0.00% Reduced -87.4k -87,354
12 Kovack Advisors, Inc. 0.13% of their portfolio FT. LAUDERDALE, FL 65,10965.1k $2.7m $2.7m 0.13% Added +299 +299
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 63,81163.8k $2.6m $2.6m 0.00% Added +8.4k +8,404
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 56,15056.1k $2.3m $2.3m 0.00% Reduced -1.8k -1,755
15 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,30743.3k $1.8m $1.8m 0.01% Added +748 +748
16 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 40,42840.4k $1.7m $1.7m 0.06% Reduced -7.1k -7,092
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 36,60736.6k $1.5m $1.5m 0.00% Added +4.5k +4,476
18 Harvest Investment Services, LLC 0.25% of their portfolio Oakbrook Terrace, IL 31,44231.4k $1.3m $1.3m 0.25% New
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,03828.0k $1.2m $1.2m 0.00% Reduced -7.8k -7,836
20 Gratus Wealth Advisors, LLC 0.15% of their portfolio VIRGINIA BEACH, VA 26,24826.2k $1.1m $1.1m 0.15% Reduced -13.6k -13,582
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 26,13426.1k $1.1m $1.1m 0.00% Reduced -4.9k -4,933
22 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,75323.8k $981.0k $981.0k 0.01% Reduced -308 -308
23 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 21,59421.6k $891.8k $891.8k 0.00% Reduced -17.3k -17,280
24 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 17,31617.3k $715.2k $715.2k 0.00% Unchanged
25 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 16,68416.7k $689.0k $689.0k 0.00% Reduced -1.3k -1,293
26 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 16,00216.0k $660.9k $660.9k 0.00% Added +2.8k +2,795
27 TCFG WEALTH MANAGEMENT, LLC 0.25% of their portfolio LAGUNA NIGUEL, CA 15,68315.7k $647.7k $647.7k 0.25% Reduced -263 -263
28 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,43615.4k $637.5k $637.5k 0.00% Added +460 +460
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,41014.4k $595.1k $595.1k 0.00% Added +2.8k +2,832
30 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 13,58513.6k $561.1k $561.1k 0.01% Added +500 +500
31 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,64812.6k $522.4k $522.4k 0.01% Added +4.5k +4,467
32 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 12,50012.5k $516.0k $516.0k 0.02% New
33 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 11,88211.9k $490.7k $490.7k 0.01% Added +134 +134
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 10,10510.1k $417.3k $417.3k 0.01% Added +101 +101
35 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,4819.5k $391.6k $391.6k 0.00% Reduced -20 -20
36 Gateway Wealth Partners, LLC 0.04% of their portfolio APPLETON, WI 9,4269.4k $389.3k $389.3k 0.04% Reduced -600 -600
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,4638.5k $356.6k $356.6k 0.00% Added +2.2k +2,243
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,0917.1k $293.0k $293.0k 0.00% Reduced -22.7k -22,667
39 WEALTH EFFECTS LLC 0.09% of their portfolio BOSTON, MA 6,9587.0k $287.4k $287.4k 0.09% Added +1 +1
40 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 6,5746.6k $271.5k $271.5k 0.02% Added +31 +31
41 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 6,5586.6k $270.8k $270.8k 0.01% Reduced -690 -690
42 Camelot Portfolios, LLC 0.16% of their portfolio Maumee, OH 6,1746.2k $255.0k $255.0k 0.16% Added +980 +980
43 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 6,1146.1k $252.5k $252.5k 0.00% New
44 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,9736.0k $246.7k $246.7k 0.01% Reduced -203 -203
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,9435.9k $245.0k $245.0k 0.00% New
46 BECK CAPITAL MANAGEMENT, LLC 0.06% of their portfolio AUSTIN, TX 5,6785.7k $234.5k $234.5k 0.06% New
47 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 5,5445.5k $229.0k $229.0k 0.00% Unchanged
48 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio CONCORD, MA 5,4785.5k $226.3k $226.3k 0.03% New
49 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.01% of their portfolio CEDAR RAPIDS, IA 5,4255.4k $224.1k $224.1k 0.01% Reduced -100 -100
50 Atlas Wealth LLC 0.07% of their portfolio CINCINNATI, OH 5,4195.4k $223.8k $223.8k 0.07% Unchanged
51 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,4085.4k $223.3k $223.3k 0.01% Reduced -5.4k -5,428
52 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 5,3475.3k $220.8k $220.8k 0.00% Added +235 +235
53 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 5,0005.0k $206.5k $206.5k 0.00% New
54 REAP Financial Group, LLC 0.03% of their portfolio AUSTIN, TX 4,0854.1k $168.7k $168.7k 0.03% Reduced -1.3k -1,271
55 Glassman Wealth Services 0.02% of their portfolio VIENNA, VA 3,1593.2k $130.5k $130.5k 0.02% Unchanged
56 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,0163.0k $124.6k $124.6k 0.00% Unchanged
57 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,7662.8k $114.2k $114.2k 0.01% Unchanged
58 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,5742.6k $106.3k $106.3k 0.00% Added +1.2k +1,180
59 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 2,4122.4k $99.6k $99.6k 0.02% Unchanged
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,6301.6k $67.3k $67.3k 0.00% Added +1.4k +1,351
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,6151.6k $66.7k $66.7k 0.00% Reduced -1.6k -1,615
62 HAZLETT, BURT & WATSON, INC. 0.02% of their portfolio WHEELING, WV 1,1451.1k $47.0k $47.0k 0.02% Added +750 +750
63 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,0001.0k $41.3k $41.3k 0.00% Unchanged
64 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 826826 $34.1k $34.1k 0.00% Unchanged
65 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 473473 $19.5k $19.5k 0.01% Unchanged
66 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 450450 $19.0k $19.0k 0.00% New
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 402402 $16.6k $16.6k 0.00% Unchanged
68 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 338338 $14.0k $14.0k 0.00% Unchanged
69 FMR LLC 0.00% of their portfolio BOSTON, MA 207207 $8.5k $8.5k 0.00% Unchanged
70 UBS Group AG 0.00% of their portfolio ZURICH, V8 162162 $6.7k $6.7k 0.00% Reduced -28.5k -28,532