Vault-13

FIRST TR EXCHANGE-TRADED FD EDOW

DOW 30 EQL WGT · ETP · CUSIP 33733A201

71 institutional holders +5 vs Q1 2024
4,623,3234.6m shares reported held*
$155.2mreported value*
10 new 22 added 27 reduced 6 sold out net sold ≈ $70.6m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.56. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 46Q4 22: 52Q1 23: 55Q2 23: 56Q3 23: 61Q4 23: 67Q1 24: 66Q2 24: 7171Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202246
Q4 202252
Q1 202355
Q2 202356
Q3 202361
Q4 202367
Q1 202466
Q2 202471

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 37 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 22 cut or sold outQ2 23: 28 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 35 bought or addedQ3 23: 18 cut or sold outQ4 23: 28 bought or addedQ4 23: 32 cut or sold outQ4 23Q1 24: 37 bought or addedQ1 24: 26 cut or sold outQ2 24: 32 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223715
Q1 20233222
Q2 20232827
Q3 20233518
Q4 20232832
Q1 20243726
Q2 20243233

Biggest buyers

Summit Investment Advisory Services, LLC New +68,298+68.3k
HighTower Advisors, LLC New +41,358+41.4k
Kovack Advisors, Inc. New +37,306+37.3k
OLD MISSION CAPITAL LLC Added +22,354+22.4k
NewEdge Advisors, LLC Added +20,696+20.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,612+20.6k
LPL Financial LLC Added +10,735+10.7k
Atria Investments, Inc New +9,876+9.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +6,903+6.9k
Vestmark Advisory Solutions, Inc. Added +6,209+6.2k

Biggest sellers

MORGAN STANLEY Reduced -1,809,035-1.8m
Regal Investment Advisors LLC Sold out -233,125-233.1k
Cambridge Investment Research Advisors, Inc. Reduced -139,484-139.5k
RAYMOND JAMES & ASSOCIATES Reduced -67,727-67.7k
Gratus Wealth Advisors, LLC Reduced -22,459-22.5k
POM Investment Strategies, LLC Reduced -20,540-20.5k
DAVENPORT & Co LLC Sold out -18,293-18.3k
HRT FINANCIAL LP Reduced -10,051-10.1k
Ignite Planners, LLC Reduced -9,243-9.2k
HBW ADVISORY SERVICES LLC Sold out -8,329-8.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 921,953922.0k $30.9m $30.9m 0.02% Added +10.7k +10,735
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 916,078916.1k $30.7m $30.7m 0.00% Reduced -1.8m -1,809,035
3 Gratus Wealth Advisors, LLC 2.70% of their portfolio VIRGINIA BEACH, VA 456,493456.5k $15.7m $15.7m 2.70% Reduced -22.5k -22,459
4 Vestmark Advisory Solutions, Inc. 0.48% of their portfolio Wakefield, MA 343,152343.2k $11.5m $11.5m 0.48% Added +6.2k +6,209
5 POM Investment Strategies, LLC 5.89% of their portfolio RALEIGH, NC 220,030220.0k $7.4m $7.4m 5.89% Reduced -20.5k -20,540
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 152,404152.4k $5.1m $5.1m 0.01% Added +6.9k +6,903
7 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 138,000138.0k $4.6m $4.6m 0.03% Added +20.7k +20,696
8 Ignite Planners, LLC 0.92% of their portfolio SAN CLEMENTE, CA 111,747111.7k $3.8m $3.8m 0.92% Reduced -9.2k -9,243
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 108,202108.2k $3.6m $3.6m 0.01% Reduced -5.2k -5,238
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 78,77678.8k $2.6m $2.6m 0.00% Reduced -4.5k -4,473
11 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 77,16477.2k $2.6m $2.6m 0.04% Added +2.3k +2,304
12 Summit Investment Advisory Services, LLC 2.69% of their portfolio ROSEVILLE, MN 68,29868.3k $2.3m $2.3m 2.69% New
13 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 58,60058.6k $2.0m $2.0m 0.01% Reduced -139.5k -139,484
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 55,55055.5k $1.9m $1.9m 0.00% Reduced -1.2k -1,249
15 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 54,42554.4k $1.8m $1.8m 0.02% Reduced -509 -509
16 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 53,99354.0k $1.8m $1.8m 0.00% Reduced -445 -445
17 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 53,56353.6k $1.8m $1.8m 0.06% Added +652 +652
18 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 52,45952.5k $1.8m $1.8m 0.01% Reduced -2.6k -2,576
19 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 51,24451.2k $1.7m $1.7m 0.05% Added +1.9k +1,889
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,48449.5k $1.7m $1.7m 0.00% Added +20.6k +20,612
21 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 49,37549.4k $1.7m $1.7m 0.06% Reduced -1.0k -1,030
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,45743.5k $1.5m $1.5m 0.00% Added +3.4k +3,408
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 41,35841.4k $1.4m $1.4m 0.00% New
24 Kovack Advisors, Inc. 0.14% of their portfolio FT. LAUDERDALE, FL 37,30637.3k $1.2m $1.2m 0.14% New
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 35,65935.7k $1.2m $1.2m 0.00% Reduced -67.7k -67,727
26 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 34,04834.0k $1.1m $1.1m 0.03% Added +22.4k +22,354
27 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 27,70827.7k $927.0k $927.0k 0.02% Added +206 +206
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,86326.9k $899.1k $899.1k 0.00% Unchanged
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 22,66622.7k $759.0k $759.0k 0.00% Added +2.1k +2,076
30 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 20,35820.4k $681.4k $681.4k 0.01% Added +2.2k +2,237
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 19,97720.0k $668.6k $668.6k 0.00% Reduced -7.3k -7,298
32 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 17,54517.5k $579.7k $579.7k 0.00% First filing
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,50017.5k $586.0k $586.0k 0.00% Added +408 +408
34 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 14,00914.0k $468.9k $468.9k 0.00% Added +3.3k +3,348
35 REAP Financial Group, LLC 0.11% of their portfolio AUSTIN, TX 12,75512.8k $426.9k $426.9k 0.11% Reduced -2.3k -2,268
36 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 11,69911.7k $391.6k $391.6k 0.01% Reduced -78 -78
37 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,27711.3k $377.4k $377.4k 0.01% Reduced -100 -100
38 StoneX Group Inc. 0.03% of their portfolio NEW YORK, NY 11,03811.0k $369.4k $369.4k 0.03% Reduced -2.5k -2,498
39 Gateway Wealth Partners, LLC 0.11% of their portfolio APPLETON, WI 10,85210.9k $363.2k $363.2k 0.11% Added +1.2k +1,196
40 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,36510.4k $346.9k $346.9k 0.00% Added +896 +896
41 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 9,8769.9k $330.5k $330.5k 0.00% New
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,5199.5k $318.6k $318.6k 0.00% Unchanged
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,6408.6k $289.2k $289.2k 0.00% Added +46 +46
44 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,3988.4k $281.1k $281.1k 0.00% Reduced -381 -381
45 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 7,9998.0k $267.7k $267.7k 0.00% Reduced -970 -970
46 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 7,8907.9k $258.3k $258.3k 0.03% Reduced -1.9k -1,870
47 New England Capital Financial Advisors LLC 0.15% of their portfolio MERIDEN, CT 7,7697.8k $260.0k $260.0k 0.15% Reduced -2.0k -1,988
48 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 7,6187.6k $263.8k $263.8k 0.01% Added +22 +22
49 WEALTH EFFECTS LLC 0.09% of their portfolio BOSTON, MA 7,5817.6k $253.7k $253.7k 0.09% Reduced -1.2k -1,156
50 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,5687.6k $253.3k $253.3k 0.01% Reduced -174 -174
51 Stonebridge Financial Planning Group, LLC 0.12% of their portfolio ORLANDO, FL 7,1617.2k $239.7k $239.7k 0.12% Reduced -298 -298
52 Apollon Financial, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 6,4446.4k $215.7k $215.7k 0.07% Added +29 +29
53 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 6,3186.3k $211.0k $211.0k 0.00% Reduced -10.1k -10,051
54 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,2724.3k $146.6k $146.6k 0.00% Unchanged
55 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 3,9123.9k $131.5k $131.5k 0.02% New
56 Glassman Wealth Services 0.02% of their portfolio VIENNA, VA 3,1593.2k $105.7k $105.7k 0.02% Unchanged
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 2,3532.4k $78.8k $78.8k 0.01% New
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0072.0k $67.2k $67.2k 0.00% Added +7 +7
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,9762.0k $66.1k $66.1k 0.00% New
60 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3941.4k $46.7k $46.7k 0.00% Unchanged
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0721.1k $39.9k $39.9k 0.00% Unchanged
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 826826 $27.6k $27.6k 0.00% Unchanged
63 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 660660 $22.1k $22.1k 0.00% New
64 Tidemark, LLC 0.01% of their portfolio SAN DIEGO, CA 473473 $15.8k $15.8k 0.01% Unchanged
65 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 340340 $11.4k $11.4k 0.01% Reduced -450 -450
66 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.00% of their portfolio INDIANAPOLIS, IN 200200 $6.7k $6.7k 0.00% New
67 Camelot Portfolios, LLC 0.00% of their portfolio Maumee, OH 167167 $5.6k $5.6k 0.00% New
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 132132 $4.4k $4.4k 0.00% Unchanged
69 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio Fort Collins, CO 8888 $2.9k $2.9k 0.00% Added +1 +1
70 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 8181 $2.0k $2.0k 0.00% Unchanged
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged