Vault-13

FIRST TR ENHANCED EQUITY INC FFA

COM · Closed-End Fund · CUSIP 337318109

60 institutional holders -4 vs Q1 2025
6,495,1526.5m shares reported held*
$133.0mreported value*
3 new 28 added 17 reduced 8 sold out net bought ≈ $7.1m (+347.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.48.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 57Q4 22: 59Q1 23: 60Q2 23: 55Q3 23: 54Q4 23: 55Q1 24: 56Q2 24: 63Q3 24: 65Q4 24: 66Q1 25: 64Q2 25: 6060Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202257
Q4 202259
Q1 202360
Q2 202355
Q3 202354
Q4 202355
Q1 202456
Q2 202463
Q3 202465
Q4 202466
Q1 202564
Q2 202560

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 25 bought or addedQ3 23: 19 cut or sold outQ4 23: 19 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 17 cut or sold outQ2 24: 25 bought or addedQ2 24: 30 cut or sold outQ2 24Q3 24: 33 bought or addedQ3 24: 19 cut or sold outQ4 24: 30 bought or addedQ4 24: 20 cut or sold outQ4 24Q1 25: 30 bought or addedQ1 25: 23 cut or sold outQ2 25: 31 bought or addedQ2 25: 25 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232519
Q4 20231929
Q1 20243217
Q2 20242530
Q3 20243319
Q4 20243020
Q1 20253023
Q2 20253125

Biggest buyers

ROYAL BANK OF CANADA Added +255,558+255.6k
MORGAN STANLEY Added +123,041+123.0k
Shaker Financial Services, LLC Added +88,539+88.5k
Cornerstone Advisors, LLC Added +52,417+52.4k
WOLVERINE ASSET MANAGEMENT LLC Added +51,196+51.2k
ALKEME WEALTH, LLC Added +25,355+25.4k
BROWN BROTHERS HARRIMAN & CO New +12,626+12.6k
ENVESTNET ASSET MANAGEMENT INC Added +11,510+11.5k
HighTower Advisors, LLC New +9,911+9.9k
Invesco Ltd. Added +9,889+9.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -112,550-112.5k
GUGGENHEIM CAPITAL LLC Reduced -74,810-74.8k
Integrated Wealth Concepts LLC Reduced -67,702-67.7k
Karpus Management, Inc. Reduced -14,171-14.2k
Cetera Investment Advisers Sold out -10,738-10.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -6,581-6.6k
LPL Financial LLC Reduced -5,455-5.5k
SOUTH PLAINS FINANCIAL, INC. Sold out -5,324-5.3k
Heritage Wealth Management, Inc. Reduced -4,500-4.5k
Steward Partners Investment Advisory, LLC Reduced -4,250-4.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-08-05 8.5% 1.7m≈ $38.0m 2025-08-05

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 1 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$84.1k—
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,701,9651.7m $34.9m $34.9m 0.00% Added +123.0k +123,041
2 ALKEME WEALTH, LLC 5.08% of their portfolio SCOTTSDALE, AZ 557,569557.6k $11.4m $11.4m 5.08% Added +25.4k +25,355
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 518,850518.9k $10.6m $10.6m 0.00% Added +255.6k +255,558
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 508,202508.2k $10.4m $10.4m 0.00% Reduced -112.5k -112,550
5 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 374,565374.6k $7.7m $7.7m 0.00% Added +9.9k +9,889
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 276,582276.6k $5.7m $5.7m 0.00% Added +7.7k +7,683
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 253,106253.1k $5.2m $5.2m 0.00% Added +5.6k +5,602
8 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 246,026246.0k $5.0m $5.0m 0.04% Reduced -74.8k -74,810
9 Shaker Financial Services, LLC 1.34% of their portfolio Arlington, VA 179,995180.0k $3.7m $3.7m 1.34% Added +88.5k +88,539
10 North Star Investment Management Corp. 0.25% of their portfolio CHICAGO, IL 176,814176.8k $3.6m $3.6m 0.25% Reduced -2.0k -2,014
11 Smith Asset Management Co., LLC 2.87% of their portfolio Chiefland, FL 162,181162.2k $3.3m $3.3m 2.87% Reduced -1.1k -1,053
12 Karpus Management, Inc. 0.11% of their portfolio Pittsford, NY 160,460160.5k $3.3m $3.3m 0.11% Reduced -14.2k -14,171
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 151,229151.2k $3.1m $3.1m 0.00% Reduced -5.5k -5,455
14 WOLVERINE ASSET MANAGEMENT LLC 0.03% of their portfolio CHICAGO, IL 93,38293.4k $1.9m $1.9m 0.03% Added +51.2k +51,196
15 Cornerstone Advisors, LLC 0.06% of their portfolio ASHEVILLE, NC 85,94485.9k $1.8m $1.8m 0.06% Added +52.4k +52,417
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,69979.7k $1.6m $1.6m 0.00% Added +11.5k +11,510
17 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 78,88578.9k $1.6m $1.6m 0.02% Reduced -67.7k -67,702
18 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 77,46077.5k $1.6m $1.6m 0.00% Added +1.4k +1,366
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 70,80970.8k $1.5m $1.5m 0.00% Reduced -2.4k -2,395
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,04860.0k $1.2m $1.2m 0.00% Added +659 +659
21 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 52,10952.1k $1.1m $1.1m 0.00% Added +5.1k +5,132
22 Heritage Wealth Management, Inc. 0.34% of their portfolio CINCINNATI, OH 51,04251.0k $1.0m $1.0m 0.34% Reduced -4.5k -4,500
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,09550.1k $1.0m $1.0m 0.00% Added +1.1k +1,098
24 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 46,04246.0k $942.9k $942.9k 0.01% Reduced -100 -100
25 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 30,45030.4k $623.6k $623.6k 0.00% Reduced -4.2k -4,250
26 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 28,74828.7k $588.8k $588.8k 0.02% Added +2.0k +1,963
27 Centurion Wealth Management LLC 0.16% of their portfolio Mclean, VA 27,82727.8k $569.9k $569.9k 0.16% Unchanged
28 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 27,36027.4k $560.3k $560.3k 0.00% Added +164 +164
29 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 26,67126.7k $546.2k $546.2k 0.00% Added +5.7k +5,715
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,63425.6k $525.0k $525.0k 0.00% Added +79 +79
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 24,72424.7k $506.3k $506.3k 0.01% Added +830 +830
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,41723.4k $480.0k $480.0k 0.00% Reduced -394 -394
33 Aurora Private Wealth, Inc. 0.35% of their portfolio ROCKAWAY, NJ 23,39123.4k $479.0k $479.0k 0.35% Added +393 +393
34 Opal Wealth Advisors, LLC 0.13% of their portfolio JERICHO, NY 22,68822.7k $464.7k $464.7k 0.13% Added +687 +687
35 PGIM Custom Harvest LLC 0.01% of their portfolio NEWARK, NJ 21,06021.1k $431.3k $431.3k 0.01% Unchanged
36 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,14917.1k $351.0k $351.0k 0.00% Added +2.5k +2,500
37 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 15,61215.6k $319.7k $319.7k 0.02% Unchanged
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,55315.6k $318.5k $318.5k 0.00% Reduced -30 -30
39 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,46914.5k $296.3k $296.3k 0.00% Added +14 +14
40 WEST MICHIGAN ADVISORS, LLC 0.08% of their portfolio HOLLAND, MI 13,93513.9k $285.4k $285.4k 0.08% Added +25 +25
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,33013.3k $273.0k $273.0k 0.00% Reduced -63 -63
42 Moloney Securities Asset Management, LLC 0.03% of their portfolio MANCHESTER, MO 12,75212.8k $261.2k $261.2k 0.03% Added +28 +28
43 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 12,62612.6k $258.6k $258.6k 0.00% New
44 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 12,51312.5k $256.3k $256.3k 0.00% Added +34 +34
45 WEST BANCORPORATION INC 0.16% of their portfolio WEST DES MOINES, IA 12,09612.1k $247.7k $247.7k 0.16% Reduced -3.9k -3,910
46 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,76911.8k $241.0k $241.0k 0.00% Unchanged
47 Certified Advisory Corp 0.02% of their portfolio ALTAMONTE SPRINGS, FL 10,78310.8k $220.8k $220.8k 0.02% Added +66 +66
48 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 10,35510.4k $212.1k $212.1k 0.02% Reduced -165 -165
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,9119.9k $203.0k $203.0k 0.00% New
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,1406.1k $125.7k $125.7k 0.00% Reduced -151 -151
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4923.5k $71.5k $71.5k 0.00% Unchanged
52 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7681.8k $36.2k $36.2k 0.00% Unchanged
53 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,7611.8k $36.1k $36.1k 0.00% New
54 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6001.6k $32.8k $32.8k 0.00% Unchanged
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 920920 $18.8k $18.8k 0.00% First filing
56 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 621621 $12.7k $12.7k 0.00% Added +10 +10
57 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 450450 $9.2k $9.2k 0.00% Unchanged
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 300300 $6.1k $6.1k 0.00% Unchanged
59 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 218218 $4.5k $4.5k 0.00% Unchanged
60 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged