Vault-13

FIRST TR ENHANCED EQUITY INC FFA

COM · Closed-End Fund · CUSIP 337318109

63 institutional holders +7 vs Q1 2024
5,908,1175.9m shares reported held*
$117.7mreported value*
10 new 15 added 25 reduced 5 sold out net sold ≈ $58.5m (-2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.92.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 57Q4 22: 59Q1 23: 60Q2 23: 55Q3 23: 54Q4 23: 55Q1 24: 56Q2 24: 6363Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202257
Q4 202259
Q1 202360
Q2 202355
Q3 202354
Q4 202355
Q1 202456
Q2 202463

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 29 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 23 cut or sold outQ2 23: 26 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 19 cut or sold outQ4 23: 19 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 17 cut or sold outQ2 24: 25 bought or addedQ2 24: 30 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222926
Q1 20232923
Q2 20232625
Q3 20232519
Q4 20231929
Q1 20243217
Q2 20242530

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +42,252+42.3k
WELLS FARGO & COMPANY/MN Added +33,843+33.8k
Compound Planning, Inc. New +19,221+19.2k
WEST MICHIGAN ADVISORS, LLC New +14,230+14.2k
Cornerstone Advisors, LLC New +13,012+13.0k
D.A. DAVIDSON & CO. New +11,510+11.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +11,460+11.5k
STIFEL FINANCIAL CORP New +10,341+10.3k
Moloney Securities Asset Management, LLC New +10,016+10.0k
Invesco Ltd. Added +9,797+9.8k

Biggest sellers

MORGAN STANLEY Reduced -2,916,557-2.9m
Shaker Financial Services, LLC Reduced -50,522-50.5k
RAYMOND JAMES & ASSOCIATES Reduced -28,640-28.6k
OSAIC HOLDINGS, INC. Reduced -28,213-28.2k
Spire Wealth Management Sold out -27,992-28.0k
Rockefeller Capital Management L.P. Sold out -12,202-12.2k
Raymond James Financial Services Advisors, Inc. Reduced -11,815-11.8k
Buttonwood Financial Advisors Inc. Sold out -10,458-10.5k
Advisors Asset Management, Inc. Reduced -9,339-9.3k
ROYAL BANK OF CANADA Reduced -8,851-8.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-08-05 8.5% 1.7m≈ $38.0m 2025-08-05

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,513,3871.5m $30.1m $30.1m 0.00% Reduced -2.9m -2,916,557
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 612,408612.4k $12.2m $12.2m 0.00% Added +33.8k +33,843
3 ALKEME WEALTH, LLC 5.03% of their portfolio SCOTTSDALE, AZ 529,933529.9k $10.6m $10.6m 5.03% Added +4.2k +4,162
4 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 364,512364.5k $7.3m $7.3m 0.05% Added +42.3k +42,252
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 279,919279.9k $5.6m $5.6m 0.00% Reduced -2.4k -2,446
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 261,104261.1k $5.2m $5.2m 0.00% Reduced -8.9k -8,851
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 258,815258.8k $5.2m $5.2m 0.00% Added +9.8k +9,797
8 Karpus Management, Inc. 0.14% of their portfolio Pittsford, NY 244,612244.6k $4.9m $4.9m 0.14% Reduced -2.9k -2,904
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 194,606194.6k $3.9m $3.9m 0.00% Reduced -28.6k -28,640
10 North Star Investment Management Corp. 0.26% of their portfolio CHICAGO, IL 180,556180.6k $3.6m $3.6m 0.26% Added +1.1k +1,115
11 Advisors Asset Management, Inc. 0.07% of their portfolio Monument, CO 176,174176.2k $3.5m $3.5m 0.07% Reduced -9.3k -9,339
12 Shaker Financial Services, LLC 1.29% of their portfolio Arlington, VA 159,671159.7k $3.2m $3.2m 1.29% Reduced -50.5k -50,522
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 129,400129.4k $2.6m $2.6m 0.00% Reduced -4.6k -4,593
14 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 71,88571.9k $1.4m $1.4m 0.02% Reduced -466 -466
15 Edmonds Duncan Registered Investment Advisors, LLC 0.33% of their portfolio LAWRENCE, KS 67,61067.6k $1.3m $1.3m 0.33% Reduced -2.9k -2,877
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 63,79663.8k $1.3m $1.3m 0.00% Added +2.6k +2,643
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 62,91562.9k $1.3m $1.3m 0.00% Reduced -1.8k -1,815
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 61,28761.3k $1.2m $1.2m 0.00% Reduced -11.8k -11,815
19 Heritage Wealth Management, Inc. 0.38% of their portfolio CINCINNATI, OH 57,04257.0k $1.1m $1.1m 0.38% First filing
20 9258 Wealth Management, LLC 0.15% of their portfolio BLUE ASH, OH 47,33047.3k $942.8k $942.8k 0.15% Added +38 +38
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,28646.3k $922.0k $922.0k 0.00% Reduced -5.2k -5,191
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,09142.1k $838.5k $838.5k 0.00% Reduced -28.2k -28,213
23 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 34,55934.6k $688.4k $688.4k 0.01% Reduced -303 -303
24 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 34,45134.5k $686.3k $686.3k 0.00% Added +3.9k +3,931
25 Opal Wealth Advisors, LLC 0.19% of their portfolio JERICHO, NY 30,09430.1k $599.5k $599.5k 0.19% Reduced -1.1k -1,090
26 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 27,95128.0k $557.0k $557.0k 0.00% Reduced -18 -18
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,61125.6k $510.0k $510.0k 0.00% Reduced -2.6k -2,562
28 Aurora Private Wealth, Inc. 0.38% of their portfolio ROCKAWAY, NJ 21,84021.8k $435.0k $435.0k 0.38% Added +376 +376
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 19,66519.7k $391.7k $391.7k 0.00% Added +3.3k +3,254
30 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 19,22119.2k $382.9k $382.9k 0.03% New
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 17,73617.7k $353.3k $353.3k 0.01% Added +15 +15
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 16,82916.8k $335.2k $335.2k 0.00% Added +14 +14
33 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,76916.8k $308.4k $308.4k 0.00% First filing
34 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 16,67516.7k $332.2k $332.2k 0.01% Added +1.4k +1,368
35 WEST BANCORPORATION INC 0.23% of their portfolio WEST DES MOINES, IA 15,59615.6k $310.7k $310.7k 0.23% Added +5.3k +5,300
36 CWM, LLC 0.00% of their portfolio OMAHA, NE 14,74914.7k $294.0k $294.0k 0.00% Reduced -7.9k -7,866
37 WEST MICHIGAN ADVISORS, LLC 0.09% of their portfolio HOLLAND, MI 14,23014.2k $283.5k $283.5k 0.09% New
38 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 14,19414.2k $284.0k $284.0k 0.03% Unchanged
39 Cornerstone Advisors, LLC 0.01% of their portfolio ASHEVILLE, NC 13,01213.0k $259.2k $259.2k 0.01% New
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,52912.5k $249.0k $249.0k 0.00% Added +20 +20
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 11,91711.9k $237.0k $237.0k 0.00% Reduced -336 -336
42 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 11,51011.5k $229.3k $229.3k 0.00% New
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,49011.5k $228.9k $228.9k 0.00% Reduced -199 -199
44 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 11,46011.5k $228.3k $228.3k 0.02% New
45 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,87110.9k $216.6k $216.6k 0.00% Reduced -1.1k -1,082
46 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 10,68810.7k $212.9k $212.9k 0.02% Reduced -697 -697
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,34110.3k $206.0k $206.0k 0.00% New
48 Moloney Securities Asset Management, LLC 0.03% of their portfolio MANCHESTER, MO 10,01610.0k $199.5k $199.5k 0.03% New
49 Certified Advisory Corp 0.03% of their portfolio ALTAMONTE SPRINGS, FL 10,01310.0k $199.5k $199.5k 0.03% Reduced -465 -465
50 MARYLAND CAPITAL ADVISORS INC. 0.07% of their portfolio CHESTER, MD 6,5766.6k $131.0k $131.0k 0.07% New
51 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4923.5k $69.6k $69.6k 0.00% Unchanged
52 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 1,8801.9k $37.5k $37.5k 0.01% Unchanged
53 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7681.8k $35.2k $35.2k 0.00% Unchanged
54 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 1,1011.1k $21.9k $21.9k 0.00% Reduced -1 -1
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 825825 $16.4k $16.4k 0.00% Unchanged
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 732732 $14.6k $14.6k 0.00% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 600600 $12.0k $12.0k 0.00% Unchanged
58 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 600600 $12.0k $12.0k 0.00% Unchanged
59 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 450450 $9.0k $9.0k 0.00% New
60 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 402402 $8.0k $8.0k 0.00% New
61 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 218218 $4.3k $4.3k 0.00% Unchanged
62 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 117117 $2.3k $2.3k 0.00% First filing
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged