Vault-13

FIRST TR EXCHANGE-TRADED FD EKG

NASDAQ LUX DIGI · ETP · CUSIP 33719L106

4 institutional holders -4 vs Q4 2022
28,68728.7k shares reported held*
$490.8kreported value*
1 new 2 added 0 reduced 5 sold out net sold ≈ $834.8k (-48.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.11. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 6Q4 22: 8Q1 23: 44Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20226
Q4 20228
Q1 20234

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
505Q4 22: 2 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 5 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202223
Q1 202335

Biggest buyers

JANE STREET GROUP, LLC Added +8,771+8.8k
Arax Advisory Partners Added +1,380+1.4k
OSAIC HOLDINGS, INC. New +1,000+1.0k

Biggest sellers

Western Wealth Management, LLC Sold out -24,119-24.1k
Kapstone Financial Advisors LLC Sold out -23,656-23.7k
SageView Advisory Group, LLC Sold out -8,970-9.0k
Dakota Wealth Management Sold out -2,200-2.2k
UBS Group AG Sold out -1,000-1.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 26,18226.2k $447.9k $447.9k 0.00% Added +8.8k +8,771
2 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,5051.5k $25.7k $25.7k 0.00% Added +1.4k +1,380
3 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $17.1k $17.1k 0.00% New
4 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged