Vault-13

FIRST TR INTER DURATN PFD & FPF

COM · Closed-End Fund · CUSIP 33718W103

119 institutional holders -1 vs Q1 2026
18,984,20919.0m shares reported held*
$345.0mreported value*
9 new 48 added 30 reduced 10 sold out net bought ≈ $4.9m (+268.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.18.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 101Q4 22: 113Q1 23: 110Q2 23: 100Q3 23: 109Q4 23: 119Q1 24: 110Q2 24: 111Q3 24: 111Q4 24: 120Q1 25: 111Q2 25: 114Q3 25: 120Q4 25: 118Q1 26: 120Q2 26: 119119Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022101
Q4 2022113
Q1 2023110
Q2 2023100
Q3 2023109
Q4 2023119
Q1 2024110
Q2 2024111
Q3 2024111
Q4 2024120
Q1 2025111
Q2 2025114
Q3 2025120
Q4 2025118
Q1 2026120
Q2 2026119

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 45 bought or addedQ3 24: 45 cut or sold outQ4 24: 47 bought or addedQ4 24: 49 cut or sold outQ4 24Q1 25: 44 bought or addedQ1 25: 48 cut or sold outQ2 25: 43 bought or addedQ2 25: 45 cut or sold outQ2 25Q3 25: 50 bought or addedQ3 25: 40 cut or sold outQ4 25: 54 bought or addedQ4 25: 49 cut or sold outQ4 25Q1 26: 57 bought or addedQ1 26: 35 cut or sold outQ2 26: 57 bought or addedQ2 26: 40 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244545
Q4 20244749
Q1 20254448
Q2 20254345
Q3 20255040
Q4 20255449
Q1 20265735
Q2 20265740

Biggest buyers

MORGAN STANLEY Added +74,695+74.7k
Hennion & Walsh Asset Management, Inc. Added +42,225+42.2k
Rareview Capital LLC Added +41,450+41.5k
Bramshill Investments, LLC New +40,000+40.0k
TRUIST FINANCIAL CORP Added +37,860+37.9k
LPL Financial LLC Added +30,291+30.3k
Invesco Ltd. Added +25,006+25.0k
D.A. DAVIDSON & CO. Added +21,233+21.2k
Integrated Wealth Concepts LLC Added +18,598+18.6k
ENVESTNET ASSET MANAGEMENT INC Added +16,660+16.7k

Biggest sellers

Shaker Financial Services, LLC Reduced -41,800-41.8k
GUGGENHEIM CAPITAL LLC Reduced -22,794-22.8k
JANE STREET GROUP, LLC Sold out -16,871-16.9k
Gateway Wealth Partners, LLC Sold out -14,176-14.2k
MGO ONE SEVEN LLC Reduced -13,763-13.8k
Independent Advisor Alliance Sold out -11,177-11.2k
UBS Group AG Reduced -9,237-9.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -8,568-8.6k
WELLS FARGO & COMPANY/MN Reduced -7,849-7.8k
PFG Investments, LLC Reduced -7,560-7.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution filed 2025-11-07 13.0% 7.9m≈ $143.3m 2025-11-07

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,820,4649.8m $178.4m $178.4m 0.01% Added +74.7k +74,695
2 SIT INVESTMENT ASSOCIATES INC 0.42% of their portfolio Minneapolis, MN 1,217,4271.2m $22.1m $22.1m 0.42% Added +3.7k +3,700
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,210,8021.2m $22.0m $22.0m 0.00% Reduced -7.8k -7,849
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 979,058979.1k $17.8m $17.8m 0.00% Added +30.3k +30,291
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 753,673753.7k $13.7m $13.7m 0.00% Added +14.4k +14,415
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 659,562659.6k $12.0m $12.0m 0.00% Added +25.0k +25,006
7 Peak Planning Group, LLC 1.64% of their portfolio CENTENNIAL, CO 400,589400.6k $7.3m $7.3m 1.64% Added +2.8k +2,796
8 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 377,412377.4k $6.9m $6.9m 0.11% Reduced -13.8k -13,763
9 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 361,198361.2k $6.6m $6.6m 0.01% Unchanged
10 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 257,487257.5k $4.7m $4.7m 0.03% Added +21.2k +21,233
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 188,729188.7k $3.4m $3.4m 0.00% Added +9.1k +9,120
12 UBS Group AG 0.00% of their portfolio ZURICH, V8 149,378149.4k $2.7m $2.7m 0.00% Reduced -9.2k -9,237
13 Rareview Capital LLC 1.40% of their portfolio LAS VEGAS, NV 133,367133.4k $2.5m $2.5m 1.40% Added +41.5k +41,450
14 Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio Parsippany, NJ 107,058107.1k $1.9m $1.9m 0.06% Added +42.2k +42,225
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 105,254105.3k $1.9m $1.9m 0.00% Reduced -6.6k -6,596
16 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 102,354102.4k $1.9m $1.9m 0.00% Added +2.8k +2,774
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 94,86194.9k $1.7m $1.7m 0.00% Reduced -1.4k -1,378
18 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 93,66993.7k $1.7m $1.7m 0.00% Reduced -1.1k -1,069
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 86,75686.8k $1.6m $1.6m 0.00% Added +4.0k +3,986
20 Noble Wealth Management PBC 0.68% of their portfolio GREENWOOD VILLAGE, CO 82,36382.4k $1.5m $1.5m 0.68% Added +7.2k +7,246
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 77,96678.0k $1.4m $1.4m 0.00% Added +5.8k +5,805
22 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 76,81976.8k $1.4m $1.4m 0.03% Added +3.2k +3,176
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,68673.7k $1.3m $1.3m 0.00% Added +16.7k +16,660
24 Onyx Bridge Wealth Group LLC 0.11% of their portfolio TARRYTOWN, NY 68,87068.9k $1.3m $1.3m 0.11% Added +930 +930
25 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 68,08068.1k $1.2m $1.2m 0.01% Reduced -2.3k -2,253
26 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 60,74460.7k $1.1m $1.1m 0.01% Reduced -6.5k -6,518
27 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 56,56356.6k $1.0m $1.0m 0.04% Added +135 +135
28 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 51,46551.5k $935.1k $935.1k 0.01% Added +5.0k +5,001
29 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,66249.7k $902.4k $902.4k 0.00% Added +37.9k +37,860
30 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 48,06948.1k $873.0k $873.0k 0.02% Added +5.5k +5,514
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 45,19645.2k $821.0k $821.0k 0.00% Added +495 +495
32 Magnus Financial Group LLC 0.06% of their portfolio NEW YORK, NY 43,83143.8k $796.4k $796.4k 0.06% Added +894 +894
33 Alessandra Capital Management, LLC 0.53% of their portfolio TORRANCE, CA 40,94840.9k $744.0k $744.0k 0.53% Reduced -570 -570
34 Bramshill Investments, LLC 0.06% of their portfolio NAPLES, FL 40,00040.0k $726.8k $726.8k 0.06% New
35 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 39,66639.7k $720.7k $720.7k 0.01% Unchanged
36 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 39,16839.2k $711.7k $711.7k 0.00% Added +18.6k +18,598
37 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 38,39938.4k $697.7k $697.7k 0.03% Reduced -700 -700
38 Ethos Financial Group, LLC 0.05% of their portfolio KING OF PRUSSIA, PA 37,43837.4k $680.2k $680.2k 0.05% Added +2.0k +1,974
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 35,76035.8k $649.8k $649.8k 0.00% Reduced -1.3k -1,274
40 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 34,88034.9k $633.8k $633.8k 0.02% Reduced -1.5k -1,508
41 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 33,85533.9k $615.1k $615.1k 0.00% Unchanged
42 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 33,55233.6k $609.6k $609.6k 0.02% Reduced -7.6k -7,560
43 SeaCrest Wealth Management, LLC 0.07% of their portfolio PURCHASE, NY 32,97933.0k $599.2k $599.2k 0.07% Added +7.6k +7,600
44 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 31,05131.1k $564.2k $564.2k 0.00% Reduced -571 -571
45 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 30,25930.3k $549.8k $549.8k 0.00% Added +3.4k +3,362
46 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 27,83227.8k $502.1k $502.1k 0.03% Added +2.6k +2,609
47 RDA Financial Network 0.11% of their portfolio AKRON, IA 27,73927.7k $504.0k $504.0k 0.11% Reduced -530 -530
48 Saxony Capital Management, LLC 0.23% of their portfolio ST. LOUIS, MO 27,70027.7k $503.3k $503.3k 0.23% Unchanged
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,87526.9k $488.3k $488.3k 0.00% Reduced -3.4k -3,391
50 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 26,62526.6k $483.8k $483.8k 0.00% Reduced -22.8k -22,794
51 Gridiron Partners, LLC 0.25% of their portfolio Wexford, PA 26,55826.6k $478.8k $478.8k 0.25% Added +7.2k +7,213
52 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 26,21026.2k $476.2k $476.2k 0.15% Reduced -41.8k -41,800
53 Intellectus Partners, LLC 0.08% of their portfolio SAN FRANCISCO, CA 26,09126.1k $474.1k $474.1k 0.08% Reduced -130 -130
54 DELTA CAPITAL MANAGEMENT LLC 0.21% of their portfolio RED BANK, NJ 25,14025.1k $457.0k $457.0k 0.21% Added +1.1k +1,100
55 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 24,44024.4k $444.1k $444.1k 0.00% Added +354 +354
56 EJMK Ventures LLC 0.17% of their portfolio ITASCA, IL 20,24520.2k $367.9k $367.9k 0.17% Added +84 +84
57 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,13119.1k $344.6k $344.6k 0.00% Added +1.9k +1,936
58 Mathes Company, Inc. 0.10% of their portfolio New York, NY 18,25018.2k $332.0k $332.0k 0.10% Unchanged
59 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 17,84917.8k $324.3k $324.3k 0.02% Unchanged
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 17,33517.3k $315.0k $315.0k 0.00% First filing
61 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 16,51116.5k $297.9k $297.9k 0.01% Reduced -1.6k -1,570
62 CONSOLIDATED CAPITAL MANAGEMENT, LLC 0.08% of their portfolio BURBANK, CA 16,49116.5k $299.6k $299.6k 0.08% Added +2.8k +2,830
63 INTEGRITY ALLIANCE, LLC. 0.01% of their portfolio Urbandale, IA 14,84714.8k $269.8k $269.8k 0.01% Added +461 +461
64 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,18114.2k $257.7k $257.7k 0.00% Reduced -8.6k -8,568
65 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 14,15214.2k $257.1k $257.1k 0.02% Reduced -1.0k -1,000
66 Morey & Quinn Wealth Partners, LLC 0.15% of their portfolio OMAHA, NE 13,19213.2k $239.7k $239.7k 0.15% Reduced -1.6k -1,600
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,10013.1k $238.0k $238.0k 0.00% Reduced -995 -995
68 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 12,78512.8k $232.3k $232.3k 0.00% Reduced -1.3k -1,251
69 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 12,40712.4k $225.4k $225.4k 0.00% Reduced -515 -515
70 UHLMANN PRICE SECURITIES, LLC 0.01% of their portfolio SKOKIE, IL 11,74511.7k $213.4k $213.4k 0.01% Added +257 +257
71 Maridea Wealth Management LLC 0.02% of their portfolio BROOKLYN, NY 11,31311.3k $205.6k $205.6k 0.02% New
72 Sterneck Capital Management, LLC 0.08% of their portfolio KANSAS CITY, MO 10,87810.9k $197.7k $197.7k 0.08% Unchanged
73 Icon Wealth Advisors, LLC 0.01% of their portfolio HOUSTON, TX 10,58810.6k $192.4k $192.4k 0.01% Unchanged
74 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 8,0468.0k $146.2k $146.2k 0.00% New
75 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 7,9007.9k $143.5k $143.5k 0.01% Unchanged
76 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 7,4587.5k $135.5k $135.5k 0.00% Reduced -1.0k -1,000
77 GILL CAPITAL PARTNERS, LLC 0.03% of their portfolio DENVER, CO 5,9235.9k $107.6k $107.6k 0.03% Unchanged
78 FIRST FINANCIAL CORP /IN/ 0.04% of their portfolio TERRE HAUTE, IN 5,8065.8k $105.5k $105.5k 0.04% Reduced -127 -127
79 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 3,7943.8k $68.9k $68.9k 0.00% Unchanged
80 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 3,6183.6k $65.7k $65.7k 0.01% Added +145 +145
81 First Bancorp, Inc /ME/ 0.02% of their portfolio DAMARISCOTTA, ME 3,4593.5k $62.9k $62.9k 0.02% New
82 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 3,4003.4k $61.8k $61.8k 0.00% Added +1.0k +1,000
83 Allied Private Wealth LLC 0.04% of their portfolio BOCA RATON, FL 3,3273.3k $59.8k $59.8k 0.04% First filing
84 Colonial Trust Co / SC 0.01% of their portfolio SPARTANBURG, SC 3,1753.2k $57.3k $57.3k 0.01% Unchanged
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,6222.6k $47.6k $47.6k 0.00% Added +2.3k +2,319
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,5602.6k $46.5k $46.5k 0.00% Unchanged
87 AMERIFLEX GROUP, INC. 0.02% of their portfolio LAS VEGAS, NV 2,4002.4k $43.6k $43.6k 0.02% Reduced -200 -200
88 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 2,0502.0k $37.2k $37.2k 0.01% Unchanged
89 Thomas J. Herzfeld Advisors, Inc. 0.01% of their portfolio MIAMI BEACH, FL 1,9852.0k $36.1k $36.1k 0.01% Added +223 +223
90 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,7081.7k $31.0k $31.0k 0.00% Added +400 +400
91 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 1,5941.6k $29.0k $29.0k 0.02% Added +61 +61
92 Main Street Group, LTD 0.01% of their portfolio GLEN ALLEN, VA 1,4501.4k $26.3k $26.3k 0.01% Unchanged
93 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 1,4331.4k $26.0k $26.0k 0.00% Added +967 +967
94 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 1,1751.2k $21.4k $21.4k 0.00% Unchanged
95 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0501.1k $19.1k $19.1k 0.00% Unchanged
96 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,0001.0k $18.2k $18.2k 0.00% Added +500 +500
97 Aspect Partners, LLC 0.01% of their portfolio FAIRFAX, VA 1,0001.0k $18.2k $18.2k 0.01% Added +250 +250
98 Mosley Wealth Management 0.00% of their portfolio ANAHEIM, CA 784784 $14.2k $14.2k 0.00% Added +34 +34
99 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 770770 $14.0k $14.0k 0.00% Added +17 +17
100 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 667667 $12.0k $12.0k 0.00% Added +531 +531