Vault-13

FIRST TR EXCHANGE-TRADED FD FPX

US EQTY OPPT ETF · ETP · CUSIP 336920103

162 institutional holders -5 vs Q4 2022
4,288,7314.3m shares reported held*
$354.3mreported value*
14 new 39 added 76 reduced 15 sold out net sold ≈ $30.0m (-295.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($441.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $82.45. Options: 2 managers hold calls ($25.0k notional), 1 hold puts ($0).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 167Q1 23: 162162Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022167
Q1 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 37 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 91 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202237108
Q1 20235391

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $25.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$25.0k$00.00

Biggest buyers

WORLD EQUITY GROUP, INC. Added +35,351+35.4k
Qube Research & Technologies Ltd Added +28,055+28.1k
Householder Group Estate & Retirement Specialist, LLC New +11,162+11.2k
FLOW TRADERS U.S. LLC New +10,216+10.2k
VitalStone Financial, LLC Added +10,052+10.1k
Advisory Alpha, LLC New +8,225+8.2k
JANE STREET GROUP, LLC New +8,190+8.2k
CWM, LLC Added +5,686+5.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +5,246+5.2k
Cassia Capital Partners, LLC Added +5,118+5.1k

Biggest sellers

MORGAN STANLEY Reduced -69,447-69.4k
ROYAL BANK OF CANADA Reduced -61,567-61.6k
LPL Financial LLC Reduced -58,218-58.2k
Alpha Omega Group, Inc. Sold out -29,894-29.9k
Ten Capital Wealth Advisors, LLC Reduced -28,163-28.2k
AMERIPRISE FINANCIAL INC Reduced -24,564-24.6k
Cambridge Investment Research Advisors, Inc. Reduced -23,876-23.9k
CITADEL ADVISORS LLC Reduced -16,051-16.1k
IFP Advisors, Inc Reduced -13,286-13.3k
Prosperity Financial Group, Inc. Sold out -9,598-9.6k

Biggest calls

SIMPLEX TRADING, LLC New $25.0k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 739,679739.7k $62.2m $62.2m 0.01% Reduced -69.4k -69,447
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 388,569388.6k $32.7m $32.7m 0.03% Reduced -58.2k -58,218
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 299,059299.1k $25.1m $25.1m 0.01% Reduced -6.7k -6,683
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 236,516236.5k $19.9m $19.9m 0.00% Reduced -4.7k -4,743
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 182,516182.5k $15.3m $15.3m 0.03% Reduced -6.7k -6,709
6 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 146,363146.4k $12.3m $12.3m 0.11% Added +3.0k +3,005
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 125,077125.1k $10.5m $10.5m 0.01% Added +2.7k +2,672
8 Kestra Advisory Services, LLC 0.10% of their portfolio AUSTIN, TX 112,738112.7k $9.5m $9.5m 0.10% Added +1.7k +1,741
9 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 109,055109.1k $9.2m $9.2m 0.02% Reduced -938 -938
10 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 107,027107.0k $9.0m $9.0m 0.04% Reduced -23.9k -23,876
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 97,09997.1k $8.1m $8.1m 0.02% Reduced -1.1k -1,079
12 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 91,97992.0k $7.7m $7.7m 0.01% Added +4.2k +4,240
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 89,34989.3k $7.5m $7.5m 0.00% Reduced -24.6k -24,564
14 Arax Advisory Partners 0.97% of their portfolio NEW YORK, NY 86,86586.9k $7.3m $7.3m 0.97% Added +3.0k +3,005
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 85,84885.8k $7.2m $7.2m 0.00% Reduced -61.6k -61,567
16 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 61,44261.4k $5.2m $5.2m 0.02% Reduced -1.3k -1,303
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 59,10759.1k $5.0m $5.0m 0.00% Reduced -6.6k -6,554
18 Good Life Advisors, LLC 0.60% of their portfolio READING, PA 55,93155.9k $4.7m $4.7m 0.60% Added +309 +309
19 Ten Capital Wealth Advisors, LLC 1.40% of their portfolio SPOKANE, WA 51,35651.4k $4.3m $4.3m 1.40% Reduced -28.2k -28,163
20 Cassia Capital Partners, LLC 3.31% of their portfolio WINSTON SALEM, NC 49,08049.1k $4.1m $4.1m 3.31% Added +5.1k +5,118
21 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 46,21246.2k $3.9m $3.9m 0.04% Reduced -430 -430
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 45,50345.5k $3.8m $3.8m 0.01% Added +623 +623
23 Ascension Capital Advisors, Inc. 2.95% of their portfolio Houston, TX 45,45345.5k $3.8m $3.8m 2.95% Reduced -83 -83
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 43,34443.3k $3.6m $3.6m 0.01% Added +5.2k +5,246
25 Prospera Financial Services Inc 0.14% of their portfolio Dallas, TX 41,16741.2k $3.5m $3.5m 0.14% Reduced -2.0k -1,968
26 WORLD EQUITY GROUP, INC. 0.07% of their portfolio SCHAUMBURG, IL 39,31439.3k $441.2k $441.2k 0.07% Added +35.4k +35,351
27 HARBOUR INVESTMENTS, INC. 0.18% of their portfolio MADISON, WI 38,18038.2k $3.2m $3.2m 0.18% Reduced -2.7k -2,733
28 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,40436.4k $3.1m $3.1m 0.00% Added +2.9k +2,932
29 Cetera Advisors LLC 0.05% of their portfolio DENVER, CO 35,38135.4k $3.0m $3.0m 0.05% Reduced -910 -910
30 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,55729.6k $2.5m $2.5m 0.00% Reduced -989 -989
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 29,42129.4k $476.4k $476.4k 0.00% Added +28.1k +28,055
32 Western Wealth Management, LLC 0.20% of their portfolio GOLDEN, CO 25,73225.7k $2.2m $2.2m 0.20% Reduced -1.8k -1,753
33 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 22,18422.2k $1.8m $1.8m 0.11% Reduced -649 -649
34 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,69521.7k $1.8m $1.8m 0.02% Reduced -6.9k -6,917
35 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 21,67521.7k $1.8m $1.8m 0.01% Reduced -1.6k -1,610
36 Cedar Brook Financial Partners, LLC 0.44% of their portfolio CLEVELAND, OH 20,60620.6k $1.7m $1.7m 0.44% Added +26 +26
37 Integrity Financial Corp /WA 1.21% of their portfolio JACKSON, WY 17,45217.5k $1.5m $1.5m 1.21% Reduced -3.2k -3,221
38 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 16,74416.7k $1.4m $1.4m 0.00% Reduced -2.1k -2,143
39 CALTON & ASSOCIATES, INC. 0.61% of their portfolio Tampa, FL 15,68415.7k $1.3m $1.3m 0.61% Reduced -612 -612
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,68215.7k $1.3m $1.3m 0.00% Added +931 +931
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,33115.3k $1.3m $1.3m 0.00% Reduced -9.5k -9,500
42 Fernwood Investment Management, LLC 0.49% of their portfolio QUINCY, MA 15,15315.2k $1.3m $1.3m 0.49% Reduced -324 -324
43 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,27514.3k $1.2m $1.2m 0.01% Reduced -1.5k -1,458
44 Spectrum Wealth Advisory Group, LLC 1.60% of their portfolio GRANITE BAY, CA 14,15714.2k $1.2m $1.2m 1.60% Added +1 +1
45 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 14,09714.1k $1.2m $1.2m 0.02% Reduced -9.5k -9,500
46 VitalStone Financial, LLC 0.01% of their portfolio SHAVANO PARK, TX 13,09313.1k $1.6k $1.6k 0.01% Added +10.1k +10,052
47 Cornerstone Wealth Management, LLC 0.10% of their portfolio ST. PETERS, MO 12,36312.4k $1.0m $1.0m 0.10% First filing
48 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,32912.3k $1.0m $1.0m 0.02% Added +16 +16
49 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 11,93211.9k $1.0m $1.0m 0.05% Added +381 +381
50 PCG Wealth Advisors, LLC 0.63% of their portfolio OVERLAND PARK, KS 11,91111.9k $1.0m $1.0m 0.63% Reduced -2.3k -2,266
51 Householder Group Estate & Retirement Specialist, LLC 0.36% of their portfolio SCOTTSDALE, AZ 11,16211.2k $938.0k $938.0k 0.36% New
52 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 11,08711.1k $226.0k $226.0k 0.01% Reduced -95 -95
53 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,81010.8k $908.6k $908.6k 0.00% Reduced -16.1k -16,051
54 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 10,74810.7k $903.0k $903.0k 0.01% Added +122 +122
55 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 10,21610.2k $859.0k $859.0k 0.03% New
56 Ahrens Investment Partners LLC 0.41% of their portfolio LAFAYETTE, LA 9,8859.9k $830.8k $830.8k 0.41% Reduced -25 -25
57 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 9,3259.3k $783.8k $783.8k 0.02% Reduced -58 -58
58 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 9,3129.3k $783.0k $783.0k 0.00% Reduced -1.2k -1,223
59 Clarus Wealth Advisors 0.47% of their portfolio PEORIA, AZ 9,1599.2k $741.6k $741.6k 0.47% Added +985 +985
60 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 9,0599.1k $761.0k $761.0k 0.03% Reduced -158 -158
61 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 8,9488.9k $752.1k $752.1k 0.07% Reduced -133 -133
62 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 8,9068.9k $748.5k $748.5k 0.10% Reduced -271 -271
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,4278.4k $708.0k $708.0k 0.00% Added +5.7k +5,686
64 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 8,3588.4k $663.0k $663.0k 0.01% Reduced -9.0k -8,998
65 Accel Wealth Management 0.29% of their portfolio WAVERLY, IA 8,3088.3k $698.3k $698.3k 0.29% Reduced -799 -799
66 Advisory Alpha, LLC 0.04% of their portfolio HOLLAND, MI 8,2258.2k $691.3k $691.3k 0.04% New
67 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,1908.2k $688.4k $688.4k 0.00% New
68 IHT Wealth Management, LLC 0.04% of their portfolio Chicago, IL 7,6847.7k $645.8k $645.8k 0.04% Reduced -321 -321
69 NTV Asset Management LLC 0.12% of their portfolio Charleston, WV 7,6037.6k $639.1k $639.1k 0.12% Reduced -797 -797
70 Concentrum Wealth Management 0.45% of their portfolio SAN JOSE, CA 7,1877.2k $604.1k $604.1k 0.45% Unchanged
71 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.34% of their portfolio Phoenix, AZ 6,8146.8k $572.7k $572.7k 0.34% Reduced -150 -150
72 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,7306.7k $565.7k $565.7k 0.00% Added +3.1k +3,068
73 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,6936.7k $562.5k $562.5k 0.01% Reduced -340 -340
74 DFPG INVESTMENTS, LLC 0.06% of their portfolio SANDY, UT 6,4826.5k $544.8k $544.8k 0.06% Unchanged
75 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,3706.4k $535.4k $535.4k 0.01% Added +62 +62
76 FMR LLC 0.00% of their portfolio BOSTON, MA 6,2146.2k $522.3k $522.3k 0.00% Added +2.9k +2,858
77 RDA Financial Network 0.23% of their portfolio AKRON, IA 6,0986.1k $512.5k $512.5k 0.23% Reduced -621 -621
78 Intercontinental Wealth Advisors, LLC 0.13% of their portfolio SAN ANTONIO, TX 6,0756.1k $510.6k $510.6k 0.13% Unchanged
79 Cascade Investment Advisors, Inc. 0.38% of their portfolio Oregon City, OR 5,6965.7k $478.7k $478.7k 0.38% Reduced -197 -197
80 Quantum Private Wealth, LLC 0.24% of their portfolio TAMPA, FL 5,3825.4k $452.4k $452.4k 0.24% Reduced -3.5k -3,450
81 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 4,9585.0k $416.7k $416.7k 0.02% Reduced -1.4k -1,403
82 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,8934.9k $411.3k $411.3k 0.01% Reduced -4.3k -4,320
83 Investors Research Corp 0.11% of their portfolio ATLANTA, GA 4,8934.9k $411.3k $411.3k 0.11% Added +335 +335
84 Moloney Securities Asset Management, LLC 0.08% of their portfolio MANCHESTER, MO 4,8764.9k $409.8k $409.8k 0.08% Reduced -653 -653
85 INSIGNEO ADVISORY SERVICES, LLC 0.13% of their portfolio MIAMI, FL 4,7854.8k $402.2k $402.2k 0.13% Reduced -266 -266
86 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,7674.8k $400.6k $400.6k 0.01% Reduced -39 -39
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,6984.7k $394.9k $394.9k 0.00% Reduced -300 -300
88 Intrua Financial, LLC 0.07% of their portfolio Houston, TX 4,4694.5k $358.0k $358.0k 0.07% Reduced -530 -530
89 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,3354.3k $362.0k $362.0k 0.00% Added +371 +371
90 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 4,2004.2k $353.0k $353.0k 0.04% Reduced -51 -51
91 Atlas Private Wealth Advisors 0.16% of their portfolio RED BANK, NJ 4,1914.2k $352.2k $352.2k 0.16% Reduced -601 -601
92 Triton Wealth Management, PLLC 0.22% of their portfolio SUN CITY, AZ 4,0684.1k $351.6k $351.6k 0.22% Reduced -684 -684
93 Purus Wealth Management, LLC 0.26% of their portfolio Newport Beach, CA 3,9694.0k $333.6k $333.6k 0.26% Reduced -36 -36
94 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 3,8903.9k $327.0k $327.0k 0.01% Unchanged
95 Boyce & Associates Wealth Consulting, Inc. 0.52% of their portfolio CEDAR PARK, TX 3,5643.6k $288.6k $288.6k 0.52% Added +2 +2
96 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 3,5063.5k $294.7k $294.7k 0.02% Reduced -7 -7
97 True Capital Management 0.19% of their portfolio SAN FRANCISCO, CA 3,3773.4k $283.9k $283.9k 0.19% Reduced -686 -686
98 Legacy Trust 0.08% of their portfolio GRAND RAPIDS, MI 3,3293.3k $279.8k $279.8k 0.08% Unchanged
99 Family Capital Management, Inc. 0.19% of their portfolio GRAND RAPIDS, MI 3,2363.2k $272.0k $272.0k 0.19% Reduced -608 -608
100 Patten Group, Inc. 0.08% of their portfolio CHATTANOOGA, TN 3,1923.2k $268.3k $268.3k 0.08% Added +1 +1