Vault-13

FIRST TR MORNINGSTAR DIVID L FDL

SHS · ETP · CUSIP 336917109

408 institutional holders +35 vs Q3 2024
63,752,15263.8m shares reported held*
$2.6bnreported value*
30 new 161 added 112 reduced 25 sold out net bought ≈ $160.0m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.28. Options: 2 managers hold calls ($8.0k notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 291Q4 22: 358Q1 23: 359Q2 23: 348Q3 23: 350Q4 23: 364Q1 24: 363Q2 24: 355Q3 24: 373Q4 24: 408408Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022291
Q4 2022358
Q1 2023359
Q2 2023348
Q3 2023350
Q4 2023364
Q1 2024363
Q2 2024355
Q3 2024373
Q4 2024408

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 199 bought or addedQ1 23: 125 cut or sold outQ2 23: 148 bought or addedQ2 23: 173 cut or sold outQ2 23Q3 23: 121 bought or addedQ3 23: 196 cut or sold outQ4 23: 114 bought or addedQ4 23: 206 cut or sold outQ4 23Q1 24: 148 bought or addedQ1 24: 182 cut or sold outQ2 24: 133 bought or addedQ2 24: 189 cut or sold outQ2 24Q3 24: 164 bought or addedQ3 24: 162 cut or sold outQ4 24: 191 bought or addedQ4 24: 137 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023199125
Q2 2023148173
Q3 2023121196
Q4 2023114206
Q1 2024148182
Q2 2024133189
Q3 2024164162
Q4 2024191137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ1 24 calls: $3.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $33.3kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $8.0kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$3.0k$00.00
Q2 2024$33.3k$00.00
Q3 2024$0$0—
Q4 2024$8.0k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,437,428+1.4m
LPL Financial LLC Added +656,768+656.8k
BANK OF AMERICA CORP /DE/ Added +382,304+382.3k
MORGAN STANLEY Added +350,890+350.9k
Rockport Wealth LLC Added +319,857+319.9k
ROYAL BANK OF CANADA Added +301,639+301.6k
WELLS FARGO & COMPANY/MN Added +272,247+272.2k
UBS Group AG Added +195,889+195.9k
McAdam, LLC New +191,975+192.0k
JONES FINANCIAL COMPANIES LLLP Added +181,922+181.9k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -5,328,206-5.3m
JPMORGAN CHASE & CO Reduced -999,590-999.6k
TWO SIGMA INVESTMENTS, LP Sold out -332,200-332.2k
OSAIC HOLDINGS, INC. Reduced -136,430-136.4k
Retireful, LLC Sold out -116,131-116.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -109,631-109.6k
AIFG Consultants Ltd. Reduced -108,751-108.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -97,640-97.6k
Mach-1 Financial Group, LLC Reduced -83,091-83.1k
TUDOR INVESTMENT CORP ET AL Reduced -53,986-54.0k

Biggest calls

SIMPLEX TRADING, LLC New $8.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 9,111,7199.1m $366.8m $366.8m 0.15% Added +656.8k +656,768
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,986,0467.0m $281.3m $281.3m 0.02% Added +350.9k +350,890
3 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 3,162,6213.2m $127.3m $127.3m 0.05% First filing
4 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,007,7553.0m $121.1m $121.1m 0.03% Added +1.4m +1,437,428
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 2,739,7732.7m $110.3m $110.3m 0.03% Added +272.2k +272,247
6 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,084,4002.1m $83.9m $83.9m 0.01% Added +382.3k +382,304
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,001,2932.0m $80.6m $80.6m 0.02% Added +195.9k +195,889
8 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,967,9962.0m $79.2m $79.2m 0.02% Added +301.6k +301,639
9 Rockport Wealth LLC 34.93% of their portfolio Fairview Park, OH 1,951,5072.0m $78.6m $78.6m 34.93% Added +319.9k +319,857
10 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 1,795,8701.8m $72.3m $72.3m 0.15% Added +15.5k +15,522
11 Csenge Advisory Group 3.81% of their portfolio CLEARWATER, FL 1,741,2301.7m $70.1m $70.1m 3.81% Added +13.6k +13,574
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 1,555,3531.6m $62.6m $62.6m 0.05% Added +54.5k +54,548
13 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 1,188,4211.2m $47.8m $47.8m 0.05% Added +172.6k +172,590
14 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,125,8411.1m $45.3m $45.3m 0.10% Reduced -136.4k -136,430
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,034,6061.0m $41.7m $41.7m 0.00% Reduced -999.6k -999,590
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 997,282997.3k $40.2m $40.2m 0.01% Reduced -18.9k -18,889
17 TRUE Private Wealth Advisors 4.68% of their portfolio Salem, OR 956,968957.0k $38.5m $38.5m 4.68% Reduced -18.0k -18,022
18 Cambridge Investment Research Advisors, Inc. 0.11% of their portfolio FAIRFIELD, IA 829,815829.8k $33.4m $33.4m 0.11% Added +105.5k +105,472
19 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 755,969756.0k $30.4m $30.4m 0.04% Reduced -97.6k -97,640
20 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 580,744580.7k $23.4m $23.4m 0.06% Added +14.9k +14,894
21 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 569,172569.2k $22.9m $22.9m 0.04% Reduced -333 -333
22 STEPHENS INC /AR/ 0.31% of their portfolio LITTLE ROCK, AR 549,604549.6k $22.1m $22.1m 0.31% Added +48.2k +48,174
23 BEACON FINANCIAL GROUP 2.31% of their portfolio DALLAS, TX 533,217533.2k $21.5m $21.5m 2.31% Added +4.1k +4,083
24 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 507,023507.0k $20.4m $20.4m 0.11% Added +34.2k +34,166
25 Southland Equity Partners LLC 4.50% of their portfolio WILDWOOD, MO 480,688480.7k $19.4m $19.4m 4.50% Added +2.4k +2,447
26 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 435,555435.6k $17.5m $17.5m 0.02% Added +4.2k +4,183
27 D.A. DAVIDSON & CO. 0.13% of their portfolio GREAT FALLS, MT 383,307383.3k $15.4m $15.4m 0.13% Added +141.5k +141,525
28 HC Advisors, LLC 11.93% of their portfolio SANDY SPRINGS, GA 369,217369.2k $14.9m $14.9m 11.93% Reduced -1.0k -1,020
29 BANK HAPOALIM BM 2.27% of their portfolio TEL AVIV, L3 348,000348.0k $14.0m $14.0m 2.27% Unchanged
30 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 340,813340.8k $13.8m $13.8m 0.08% Added +83.6k +83,564
31 HARBOUR INVESTMENTS, INC. 0.38% of their portfolio MADISON, WI 327,921327.9k $13.2m $13.2m 0.38% Added +63.1k +63,088
32 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 276,811276.8k $11.1m $11.1m 0.01% Added +181.9k +181,922
33 Prospera Financial Services Inc 0.26% of their portfolio Dallas, TX 274,693274.7k $11.1m $11.1m 0.26% Added +85.3k +85,347
34 Next Level Private LLC 3.98% of their portfolio HARRISON, NY 245,266245.3k $9.9m $9.9m 3.98% Added +13.2k +13,176
35 Summit Financial Wealth Advisors, LLC 1.81% of their portfolio Lafayette, LA 222,503222.5k $9.3m $9.3m 1.81% Added +14.4k +14,361
36 Mariner, LLC 0.01% of their portfolio Overland Park, KS 212,316212.3k $8.5m $8.5m 0.01% Added +58.2k +58,188
37 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 206,223206.2k $8.3m $8.3m 0.07% Reduced -23.1k -23,143
38 MANCHESTER FINANCIAL INC 1.81% of their portfolio Westlake Village, CA 205,243205.2k $8.3m $8.3m 1.81% Added +35.2k +35,208
39 Independent Advisor Alliance 0.11% of their portfolio CHARLOTTE, NC 197,601197.6k $8.0m $8.0m 0.11% Added +103.9k +103,932
40 McAdam, LLC 0.42% of their portfolio Philadelphia, PA 191,975192.0k $7.7m $7.7m 0.42% New
41 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 190,900190.9k $7.7m $7.7m 0.02% Added +4.8k +4,788
42 Hobart Private Capital, LLC 1.90% of their portfolio CHARLOTTE, NC 189,904189.9k $7.6m $7.6m 1.90% Added +26.8k +26,819
43 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 181,925181.9k $7.3m $7.3m 0.01% Added +8.1k +8,052
44 &PARTNERS 0.09% of their portfolio NASHVILLE, TN 177,053177.1k $7.2m $7.2m 0.09% Added +65.6k +65,581
45 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 176,759176.8k $7.1m $7.1m 0.07% Added +11.2k +11,225
46 Key Client Fiduciary Advisors, LLC 3.15% of their portfolio Fairfield, NJ 174,835174.8k $7.0m $7.0m 3.15% Reduced -3.3k -3,264
47 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 169,691169.7k $6.9m $6.9m 0.04% Reduced -1.2k -1,241
48 BlueChip Wealth Advisors LLC 3.67% of their portfolio Milton, GA 164,543164.5k $6.6m $6.6m 3.67% Added +7.8k +7,767
49 Leelyn Smith, LLC 1.11% of their portfolio GENEVA, IL 155,219155.2k $6.2m $6.2m 1.11% Reduced -763 -763
50 COZAD ASSET MANAGEMENT INC 0.58% of their portfolio CHAMPAIGN, IL 153,664153.7k $6.2m $6.2m 0.58% Added +8.7k +8,718
51 JFS WEALTH ADVISORS, LLC 0.42% of their portfolio HERMITAGE, PA 153,076153.1k $6.2m $6.2m 0.42% Reduced -1.8k -1,754
52 Harvest Investment Services, LLC 1.48% of their portfolio Oakbrook Terrace, IL 149,918149.9k $6.0m $6.0m 1.48% Added +651 +651
53 Rehmann Capital Advisory Group 0.37% of their portfolio LANSING, MI 146,707146.7k $5.9m $5.9m 0.37% Added +15.1k +15,054
54 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 142,692142.7k $5.7m $5.7m 0.04% Added +4.0k +4,029
55 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 138,793138.8k $5.6m $5.6m 0.02% Added +4.9k +4,943
56 Fortis Group Advisors, LLC 1.03% of their portfolio WESTWOOD, NJ 137,437137.4k $5.5m $5.5m 1.03% Added +10.4k +10,377
57 WORLD EQUITY GROUP, INC. 1.13% of their portfolio SCHAUMBURG, IL 130,601130.6k $5.3m $5.3m 1.13% Added +3.8k +3,813
58 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.42% of their portfolio ORLANDO, FL 124,627124.6k $5.0m $5.0m 0.42% Reduced -5.3m -5,328,206
59 First Heartland Consultants, Inc. 0.50% of their portfolio LAKE ST. LOUIS, MO 121,434121.4k $4.9m $4.9m 0.50% Added +3.5k +3,475
60 Concurrent Investment Advisors, LLC 0.13% of their portfolio Tampa, FL 120,278120.3k $4.8m $4.8m 0.13% Added +13.1k +13,068
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 119,721119.7k $4.8m $4.8m 0.01% Added +71.9k +71,875
62 HFG Advisors, Inc. 4.15% of their portfolio CINCINATTI, OH 117,803117.8k $4.7m $4.7m 4.15% Reduced -773 -773
63 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 117,424117.4k $4.7m $4.7m 0.02% Added +7.1k +7,111
64 Elevated Capital Advisors, LLC 1.29% of their portfolio SANDY, UT 117,403117.4k $4.7m $4.7m 1.29% Reduced -2.5k -2,460
65 Park Square Financial Group, LLC 3.16% of their portfolio ROSWELL, GA 113,618113.6k $4.6m $4.6m 3.16% First filing
66 WETZEL INVESTMENT ADVISORS, INC. 2.18% of their portfolio INDIANAPOLIS, IN 108,324108.3k $4.4m $4.4m 2.18% Reduced -3.3k -3,278
67 KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio AUSTIN, TX 106,652106.7k $4.3m $4.3m 0.07% Reduced -1.1k -1,063
68 Prosperity Consulting Group, LLC 0.31% of their portfolio OWINGS MILLS, MD 102,672102.7k $4.1m $4.1m 0.31% Added +15.7k +15,653
69 GENESIS PRIVATE WEALTH, LLC 2.24% of their portfolio ASHBURN, VA 100,818100.8k $4.1m $4.1m 2.24% First filing
70 Investors Research Corp 0.87% of their portfolio ATLANTA, GA 98,75098.8k $4.0m $4.0m 0.87% Added +9.6k +9,644
71 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 98,19198.2k $4.0m $4.0m 0.06% Reduced -591 -591
72 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 97,45997.5k $3.9m $3.9m 0.02% Reduced -14.3k -14,332
73 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 97,43397.4k $3.9m $3.9m 0.04% Added +15.9k +15,888
74 Randall & Associates Wealth Management 3.20% of their portfolio BUTLER, PA 95,67395.7k $3.9m $3.9m 3.20% Added +4.6k +4,601
75 Compass Financial Services Inc 2.16% of their portfolio WEST DES MOINES, IA 94,87994.9k $3.8m $3.8m 2.16% First filing
76 Arax Advisory Partners 0.23% of their portfolio NEW YORK, NY 92,00292.0k $3.7m $3.7m 0.23% New
77 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 90,82190.8k $3.7m $3.7m 0.01% Added +2.4k +2,436
78 Wisconsin Wealth Advisors, LLC 5.37% of their portfolio SUN PRAIRIE, WI 90,48290.5k $3.6m $3.6m 5.37% First filing
79 Bluespring Wealth Management, LLC 0.37% of their portfolio AUSTIN, TX 90,06290.1k $3.6m $3.6m 0.37% Reduced -1.7k -1,670
80 Sigma Planning Corp 0.11% of their portfolio ANN ARBOR, MI 85,11685.1k $3.4m $3.4m 0.11% Added +1.4k +1,358
81 BENJAMIN EDWARDS INC 0.05% of their portfolio Clayton, MO 84,46384.5k $3.4m $3.4m 0.05% Reduced -93 -93
82 CFS Investment Advisory Services, LLC 0.30% of their portfolio TOTOWA, NJ 83,13883.1k $3.3m $3.3m 0.30% Reduced -1.8k -1,789
83 Salomon & Ludwin, LLC 0.34% of their portfolio RICHMOND, VA 79,84179.8k $3.2m $3.2m 0.34% Reduced -5.4k -5,395
84 PCG Wealth Advisors, LLC 1.18% of their portfolio OVERLAND PARK, KS 79,67279.7k $3.2m $3.2m 1.18% Reduced -1.3k -1,255
85 RiverTree Advisors, LLC 2.09% of their portfolio WINTER PARK, FL 79,07879.1k $3.2m $3.2m 2.09% Added +70.8k +70,799
86 Proactive Wealth Strategies LLC 1.65% of their portfolio MARIETTA, GA 78,55078.5k $3.2m $3.2m 1.65% Added +6.7k +6,744
87 FOUNDERS GROVE WEALTH PARTNERS, LLC 0.91% of their portfolio RICHMOND, VA 78,01178.0k $3.1m $3.1m 0.91% First filing
88 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 75,94875.9k $3.1m $3.1m 0.00% Added +556 +556
89 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 75,41875.4k $3.0m $3.0m 0.03% Reduced -1.2k -1,211
90 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 75,41875.4k $3.0m $3.0m 0.03% Reduced -1.2k -1,211
91 Total Clarity Wealth Management, Inc. 0.98% of their portfolio ST. CHARLES, IL 74,74274.7k $3.0m $3.0m 0.98% Unchanged
92 ROI Financial Advisors, LLC 2.04% of their portfolio Beaverton, OR 74,41974.4k $3.0m $3.0m 2.04% Added +773 +773
93 BARINGS LLC 0.07% of their portfolio CHARLOTTE, NC 72,92972.9k $2.9m $2.9m 0.07% Added +49.0k +48,971
94 Forge Financial Services LLC 2.56% of their portfolio EDMOND, OK 72,78072.8k $3.0m $3.0m 2.56% First filing
95 IHT Wealth Management, LLC 0.09% of their portfolio Chicago, IL 71,11171.1k $2.9m $2.9m 0.09% Reduced -3.2k -3,194
96 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 70,74970.7k $2.8m $2.8m 0.05% Reduced -1.1k -1,124
97 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 69,76469.8k $2.8m $2.8m 0.02% Reduced -2.8k -2,817
98 J.W. COLE ADVISORS, INC. 0.11% of their portfolio TAMPA, FL 66,88166.9k $2.7m $2.7m 0.11% Added +3.7k +3,652
99 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 65,96566.0k $2.7m $2.7m 0.04% Added +579 +579
100 Vestmark Advisory Solutions, Inc. 0.09% of their portfolio Wakefield, MA 65,09165.1k $2.6m $2.6m 0.09% Added +710 +710