Vault-13

FINTECH ECOSYSTEM DEVE

RIGHT 04/01/2026 · CUSIP 318136124

27 institutional holders +0 vs Q2 2023
6,262,8686.3m shares reported held*
$878.0kreported value*
1 new 3 added 4 reduced 1 sold out net bought ≈ $23.0k (+163.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.14.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 21Q1 23: 26Q2 23: 27Q3 23: 2727Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202222
Q4 202221
Q1 202326
Q2 202327
Q3 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 5 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 5 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202246
Q1 202354
Q2 202354
Q3 202345

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 22 calls: $308.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $21.0kQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$308.0k$00.00
Q1 2023$0$0—
Q2 2023$0$21.0k—
Q3 2023$0$0—

Biggest buyers

Shaolin Capital Management LLC New +174,990+175.0k
UBS Group AG Added +19,084+19.1k
CLEAR STREET LLC Added +1,199+1.2k
COWEN AND COMPANY, LLC Added +1,000+1.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -20,336-20.3k
Ancora Advisors LLC Sold out -9,900-9.9k
FLOW TRADERS U.S. LLC Reduced -1,208-1.2k
MANGROVE PARTNERS IM, LLC Reduced -600-600
CITADEL ADVISORS LLC Reduced -394-394

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MANGROVE PARTNERS IM, LLC 0.02% of their portfolio Greenwich, CT 1,499,4001.5m $210.1k $210.1k 0.02% Reduced -600 -600
2 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 939,124939.1k $131.6k $131.6k 0.00% Unchanged
3 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 450,000450.0k $63.0k $63.0k 0.00% Unchanged
4 Yakira Capital Management, Inc. 0.02% of their portfolio Westport, CT 450,000450.0k $63.0k $63.0k 0.02% Unchanged
5 MMCAP International Inc. SPC 0.02% of their portfolio GRAND CAYMAN, E9 400,000400.0k $56.0k $56.0k 0.02% Unchanged
6 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 400,000400.0k $56.0k $56.0k 0.00% Unchanged
7 ATW SPAC MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 400,000400.0k $56.0k $56.0k 0.08% Unchanged
8 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 247,500247.5k $34.7k $34.7k 0.00% Unchanged
9 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 208,769208.8k $29.2k $29.2k 0.00% Unchanged
10 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 174,990175.0k $25.0k $25.0k 0.00% New
11 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 150,000150.0k $21.0k $21.0k 0.00% Unchanged
12 683 Capital Management, LLC 0.00% of their portfolio NEW YORK, NY 150,000150.0k $21.0k $21.0k 0.00% Unchanged
13 FIFTH LANE CAPITAL, LP 0.02% of their portfolio Austin, TX 134,730134.7k $18.9k $18.9k 0.02% Unchanged
14 CVI Holdings, LLC 0.04% of their portfolio WILMINGTON, DE 129,282129.3k $18.1k $18.1k 0.04% Unchanged
15 Ayrton Capital LLC 0.12% of their portfolio Westport, CT 125,000125.0k $17.5k $17.5k 0.12% Unchanged
16 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 97,20097.2k $13.6k $13.6k 0.00% Added +1.0k +1,000
17 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 75,00075.0k $10.5k $10.5k 0.00% Unchanged
18 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 62,30062.3k $8.7k $8.7k 0.00% Added +1.2k +1,199
19 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $4.2k $4.2k 0.00% Unchanged
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio Englewood, NJ 29,38729.4k $4.1k $4.1k 0.00% Unchanged
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,90024.9k $3.5k $3.5k 0.00% Reduced -20.3k -20,336
22 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 24,66924.7k $3.5k $3.5k 0.00% Unchanged
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,58419.6k $2.7k $2.7k 0.00% Added +19.1k +19,084
24 Parkwood LLC 0.00% of their portfolio CLEVELAND, OH 15,60015.6k $2.0k $2.0k 0.00% Unchanged
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,21213.2k $1.9k $1.9k 0.00% Reduced -394 -394
26 FLOW TRADERS U.S. LLC 0.00% of their portfolio NEW YORK, NY 12,22112.2k $2.0k $2.0k 0.00% Reduced -1.2k -1,208
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged