Vault-13

FATE THERAPEUTICS INC FATE

COM · Common Stock · CUSIP 31189P102 · ISIN US31189P1021

A clinical-stage biopharmaceutical company in San Diego, United States

146 institutional holders +3 vs Q3 2025
72,263,64672.3m shares reported held*
62.6% of all shares outstanding*
$71.1mreported value*
19 new 32 added 53 reduced 17 sold out net sold ≈ $8.3m (-8.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 115.4m as of 2025-11-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $0.98. Options: 3 managers hold calls ($70.5k notional), 4 hold puts ($121.6k).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 240Q4 22: 229Q1 23: 184Q2 23: 190Q3 23: 172Q4 23: 160Q1 24: 168Q2 24: 184Q3 24: 165Q4 24: 160Q1 25: 133Q2 25: 140Q3 25: 143Q4 25: 146146Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022240
Q4 2022229
Q1 2023184
Q2 2023190
Q3 2023172
Q4 2023160
Q1 2024168
Q2 2024184
Q3 2024165
Q4 2024160
Q1 2025133
Q2 2025140
Q3 2025143
Q4 2025146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 87 bought or addedQ1 24: 82 cut or sold outQ2 24: 91 bought or addedQ2 24: 72 cut or sold outQ2 24Q3 24: 58 bought or addedQ3 24: 96 cut or sold outQ4 24: 73 bought or addedQ4 24: 87 cut or sold outQ4 24Q1 25: 56 bought or addedQ1 25: 81 cut or sold outQ2 25: 69 bought or addedQ2 25: 62 cut or sold outQ2 25Q3 25: 65 bought or addedQ3 25: 55 cut or sold outQ4 25: 51 bought or addedQ4 25: 70 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20248782
Q2 20249172
Q3 20245896
Q4 20247387
Q1 20255681
Q2 20256962
Q3 20256555
Q4 20255170

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 25 calls: $63.7kQ1 25 puts: $6.2kQ1 25P/C 0.10Q2 25 calls: $263.7kQ2 25 puts: $40.4kQ2 25P/C 0.15Q3 25 calls: $112.1kQ3 25 puts: $48.5kQ3 25P/C 0.43Q4 25 calls: $70.5kQ4 25 puts: $121.6kQ4 25P/C 1.73
Numbers
QuarterCallsPutsP/C
Q1 2025$63.7k$6.2k0.10
Q2 2025$263.7k$40.4k0.15
Q3 2025$112.1k$48.5k0.43
Q4 2025$70.5k$121.6k1.73

Biggest buyers

Point72 Asset Management, L.P. New +1,527,986+1.5m
RENAISSANCE TECHNOLOGIES LLC Added +1,098,366+1.1m
TWO SIGMA INVESTMENTS, LP Added +833,307+833.3k
TWO SIGMA ADVISERS, LP Added +644,300+644.3k
DAFNA Capital Management LLC New +550,000+550.0k
JANE STREET GROUP, LLC Added +239,046+239.0k
ACADIAN ASSET MANAGEMENT LLC Added +221,659+221.7k
VANGUARD GROUP INC Added +172,856+172.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +131,264+131.3k
LPL Financial LLC Added +120,900+120.9k

Biggest sellers

Wilshire Advisors LLC Sold out -8,486,822-8.5m
JACOBS LEVY EQUITY MANAGEMENT, INC Sold out -814,639-814.6k
Vestal Point Capital, LP Reduced -790,000-790.0k
TANG CAPITAL MANAGEMENT LLC Reduced -700,000-700.0k
DIMENSIONAL FUND ADVISORS LP Reduced -517,497-517.5k
BlackRock, Inc. Reduced -504,240-504.2k
MILLENNIUM MANAGEMENT LLC Reduced -441,254-441.3k
Woodline Partners LP Reduced -356,000-356.0k
Schonfeld Strategic Advisors LLC Reduced -351,905-351.9k
Graham Capital Management, L.P. Reduced -273,492-273.5k

Biggest calls

GROUP ONE TRADING LLC Added $42.1k42.8k shares
LPL Financial LLC New $24.6k25.0k shares
SIMPLEX TRADING, LLC Reduced $3.8k3.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $74.4k75.9k shares
CITADEL ADVISORS LLC Added $32.6k33.2k shares
GROUP ONE TRADING LLC Reduced $8.8k9.0k shares
SIMPLEX TRADING, LLC Added $5.8k5.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Redmile Group, LLC 13D · may seek influence no change · filed 2026-04-22 14.9% no change 18.2m≈ $49.2m 2026-04-22

Fell to 5% or below in the last year: BlackRock, Inc. (1.9%, 2026-07-08), VANGUARD GROUP INC (0.0%, 2026-03-26)

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 24: 0 buyingQ1 24: 4 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 1 sellingQ4 24: 1 buyingQ4 24: 1 sellingQ4 24Q1 25: 0 buyingQ1 25: 3 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 2 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—4$237.7k$47.2k
Q2 20240—0——
Q3 20240—1$2.7k$2.7k
Q4 20241$668.6k1$573.9k—
Q1 20250—3$31.4k—
Q2 20250—0——
Q3 20250—2$24.9k—
Q4 20250—0——

None reported in Q4 2025.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Redmile Group, LLC 0.93% of their portfolio LARKSPUR, CA 12,872,94612.9m $12.6m $12.6m 0.93% Unchanged
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 10,176,48710.2m $10.0m $10.0m 0.00% Reduced -504.2k -504,240
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 8,971,3479.0m $8.8m $8.8m 0.00% Added +172.9k +172,856
4 JOHNSON & JOHNSON 0.60% of their portfolio NEW BRUNSWICK, NJ 3,379,0643.4m $3.3m $3.3m 0.60% Unchanged
5 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 2,931,8932.9m $2.9m $2.9m 0.00% Added +221.7k +221,659
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,468,3482.5m $2.4m $2.4m 0.00% Reduced -61.9k -61,864
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 2,360,8812.4m $2.3m $2.3m 0.00% Added +1.1m +1,098,366
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,265,2172.3m $2.2m $2.2m 0.00% Reduced -151.9k -151,918
9 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 1,734,0641.7m $1.7m $1.7m 0.00% Added +833.3k +833,307
10 Vestal Point Capital, LP 0.06% of their portfolio NEW YORK, NY 1,725,0001.7m $1.7m $1.7m 0.06% Reduced -790.0k -790,000
11 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 1,651,7001.7m $1.6m $1.6m 0.00% Added +644.3k +644,300
12 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,577,4781.6m $1.6m $1.6m 0.00% Reduced -517.5k -517,497
13 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 1,527,9861.5m $1.5m $1.5m 0.00% New
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,435,0401.4m $1.4m $1.4m 0.00% Reduced -51.4k -51,367
15 TANG CAPITAL MANAGEMENT LLC 0.06% of their portfolio SAN DIEGO, CA 1,167,7731.2m $1.1m $1.1m 0.06% Reduced -700.0k -700,000
16 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 1,162,0051.2m $1.1m $1.1m 0.00% Added +30.6k +30,591
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 916,946916.9k $901.0k $901.0k 0.00% Reduced -13.0k -12,998
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 842,807842.8k $828.1k $828.1k 0.00% Added +239.0k +239,046
19 Monaco Asset Management SAM 0.24% of their portfolio Monaco, O9 830,000830.0k $815.6k $815.6k 0.24% Added +60.0k +60,000
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 784,628784.6k $771.0k $771.0k 0.00% Reduced -1.3k -1,293
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 749,336749.3k $736.3k $736.3k 0.00% Reduced -75.2k -75,209
22 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 732,670732.7k $719.9k $719.9k 0.00% Reduced -81.8k -81,795
23 Bruce & Co., Inc. 0.22% of their portfolio CHICAGO, IL 729,188729.2k $716.5k $716.5k 0.22% Unchanged
24 DAFNA Capital Management LLC 0.13% of their portfolio LOS ANGELES, CA 550,000550.0k $540.4k $540.4k 0.13% New
25 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 522,617522.6k $513.5k $513.5k 0.00% Reduced -441.3k -441,254
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 403,524403.5k $396.7k $396.7k 0.00% Added +88.8k +88,765
27 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 379,025379.0k $372.4k $372.4k 0.00% Added +64.2k +64,200
28 Privium Fund Management B.V. 0.07% of their portfolio AMSTERDAM, P7 369,100369.1k $362.7k $362.7k 0.07% Added +35.9k +35,881
29 Knott David M Jr 0.17% of their portfolio SYOSSET, NY 365,000365.0k $358.6k $358.6k 0.17% Unchanged
30 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 364,738364.7k $358.4k $358.4k 0.01% Reduced -73.2k -73,180
31 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 356,650356.6k $350.4k $350.4k 0.00% Reduced -356.0k -356,000
32 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 336,872336.9k $331.0k $331.0k 0.00% Unchanged
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 310,191310.2k $304.8k $304.8k 0.00% Added +131.3k +131,264
34 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 308,542308.5k $303.2k $303.2k 0.00% Added +98.1k +98,055
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 307,597307.6k $302.2k $302.2k 0.00% Reduced -8.7k -8,739
36 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 298,082298.1k $292.9k $292.9k 0.00% Reduced -79.3k -79,275
37 Man Group plc 0.00% of their portfolio LONDON, X0 261,172261.2k $256.6k $256.6k 0.00% Added +41.5k +41,514
38 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 213,645213.6k $210.0k $210.0k 0.02% Reduced -97.2k -97,181
39 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 195,579195.6k $192.2k $192.2k 0.01% Reduced -273.5k -273,492
40 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 195,368195.4k $192.5k $192.5k 0.00% Added +97.6k +97,566
41 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 192,682192.7k $189.3k $189.3k 0.00% Reduced -351.9k -351,905
42 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 187,700187.7k $184.4k $184.4k 0.00% Unchanged
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 172,283172.3k $169.3k $169.3k 0.00% Added +38.4k +38,444
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 151,107151.1k $148.4k $148.4k 0.00% Added +4.6k +4,554
45 Assenagon Asset Management S.A. 0.00% of their portfolio SENNINGERBERG, N4 148,653148.7k $146.1k $146.1k 0.00% Added +2.8k +2,815
46 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 146,761146.8k $144.3k $144.3k 0.00% Reduced -7.3k -7,325
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 144,816144.8k $142.3k $142.3k 0.00% Added +120.9k +120,900
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 135,000135.0k $132.7k $132.7k 0.00% Added +35.0k +35,000
49 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 125,000125.0k $122.8k $122.8k 0.00% Unchanged
50 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 121,501121.5k $119.4k $119.4k 0.00% Reduced -16.1k -16,060
51 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 111,227111.2k $109.3k $109.3k 0.00% New
52 LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio LOS ANGELES, CA 95,18595.2k $122.8k $122.8k 0.00% Unchanged
53 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 91,67991.7k $89.8k $89.8k 0.00% Reduced -65.5k -65,480
54 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 90,00090.0k $107.1k $107.1k 0.00% New
55 Leo Wealth, LLC 0.01% of their portfolio HURST, TX 70,43970.4k $69.2k $69.2k 0.01% Unchanged
56 Shay Capital LLC 0.01% of their portfolio NEW YORK, NY 70,00070.0k $68.8k $68.8k 0.01% New
57 Virtu Financial LLC 0.00% of their portfolio New York, NY 68,87168.9k $68.0k $68.0k 0.00% New
58 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 67,64367.6k $66.5k $66.5k 0.00% Reduced -78 -78
59 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 59,66059.7k $58.6k $58.6k 0.00% New
60 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 54,47054.5k $54.0k $54.0k 0.00% Unchanged
61 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 52,48952.5k $51.6k $51.6k 0.00% Added +1.7k +1,672
62 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 52,37352.4k $51.5k $51.5k 0.00% Added +1.7k +1,701
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 51,78951.8k $51.0k $51.0k 0.00% Reduced -14.3k -14,304
64 INTECH INVESTMENT MANAGEMENT LLC 0.00% of their portfolio WEST PALM BEACH, FL 51,66051.7k $50.8k $50.8k 0.00% Reduced -4.7k -4,656
65 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 50,94750.9k $50.1k $50.1k 0.00% Reduced -13.3k -13,296
66 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 48,54448.5k $47.0k $47.0k 0.00% Reduced -12.3k -12,333
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 43,43643.4k $42.7k $42.7k 0.00% Reduced -57.4k -57,396
68 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 38,91338.9k $38.0k $38.0k 0.00% Added +24.0k +24,013
69 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 35,65835.7k $35.0k $35.0k 0.00% New
70 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 34,92534.9k $35.3k $35.3k 0.00% Reduced -3.8k -3,818
71 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 34,10534.1k $34.0k $34.0k 0.00% Unchanged
72 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,21932.2k $31.7k $31.7k 0.00% Reduced -5.0k -4,981
73 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 31,96632.0k $31.4k $31.4k 0.00% Added +19.8k +19,828
74 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 29,29529.3k $28.8k $28.8k 0.00% Added +1.9k +1,939
75 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 28,01528.0k $27.5k $27.5k 0.00% Unchanged
76 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 27,45927.5k $27.0k $27.0k 0.00% Added +16.9k +16,885
77 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,54826.5k $26.1k $26.1k 0.00% New
78 FPC INVESTMENT ADVISORY, INC. 0.01% of their portfolio PETALUMA, CA 26,45626.5k $26.0k $26.0k 0.01% Unchanged
79 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 25,53425.5k $25.1k $25.1k 0.00% Added +6.0k +6,045
80 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 24,41924.4k $24.0k $24.0k 0.00% Reduced -5.3k -5,255
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,89123.9k $23.5k $23.5k 0.00% Reduced -2.4k -2,403
82 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 23,16023.2k $22.8k $22.8k 0.00% Reduced -20.0k -20,031
83 Bronte Capital Management Pty Ltd. 0.00% of their portfolio Bondi Junction, C3 22,85322.9k $22.5k $22.5k 0.00% New
84 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 22,50222.5k $22.1k $22.1k 0.00% Unchanged
85 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 20,76820.8k $20.4k $20.4k 0.00% Unchanged
86 Quinn Opportunity Partners LLC 0.00% of their portfolio CHARLOTTESVILLE, VA 20,00020.0k $19.7k $19.7k 0.00% Unchanged
87 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 19,87219.9k $19.5k $19.5k 0.00% Reduced -2.8k -2,831
88 NINE MASTS CAPITAL Ltd 0.00% of their portfolio CENTRAL, K3 19,44519.4k $19.1k $19.1k 0.00% New
89 Parametrica Management Ltd 0.03% of their portfolio WANCHAI, K3 18,47218.5k $18.2k $18.2k 0.03% Unchanged
90 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 17,59217.6k $17.3k $17.3k 0.00% Unchanged
91 Sagewood Asset Management LP 0.01% of their portfolio NEW YORK, NY 15,00315.0k $14.7k $14.7k 0.01% First filing
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,88914.9k $14.6k $14.6k 0.00% Reduced -8.0k -8,041
93 Pallas Capital Advisors LLC 0.00% of their portfolio BRAINTREE, MA 14,67414.7k $14.4k $14.4k 0.00% Reduced -2.1k -2,085
94 Parcion Private Wealth LLC 0.00% of their portfolio BELLEVUE, WA 14,05714.1k $13.8k $13.8k 0.00% Reduced -412 -412
95 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 13,95013.9k $13.7k $13.7k 0.00% New
96 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,91813.9k $13.7k $13.7k 0.00% Reduced -2.5k -2,459
97 FMR LLC 0.00% of their portfolio BOSTON, MA 12,75612.8k $12.5k $12.5k 0.00% Added +2.3k +2,272
98 Narwhal Capital Management 0.00% of their portfolio MARIETTA, GA 12,70012.7k $12.5k $12.5k 0.00% Unchanged
99 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 12,68912.7k $12.5k $12.5k 0.00% New
100 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 12,62812.6k $12.4k $12.4k 0.00% Added +28 +28