FARMER BROS CO FARM
COM · Common Stock · CUSIP 307675108
44
institutional holders
-3 vs Q1 2023
10.7m
shares reported held*
$28.8mreported value*
10 new
10 added
11 reduced
13 sold out
net sold ≈ $5.6m (-2.1m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.69. Options: 5 managers hold calls ($107.9k notional), 5 hold puts ($100.2k).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 46 |
| Q4 2022 | 47 |
| Q1 2023 | 47 |
| Q2 2023 | 44 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 18 |
| Q1 2023 | 15 | 16 |
| Q2 2023 | 20 | 24 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $75.0k | $7.0k | 0.09 |
| Q4 2022 | $111.6k | $7.4k | 0.07 |
| Q1 2023 | $88.8k | $184.0k | 2.07 |
| Q2 2023 | $107.9k | $100.2k | 0.93 |
Biggest buyers
| Ratan Capital Management LP | New | +335.7k |
| Teton Advisors, Inc. | Added | +270.0k |
| STATE STREET CORP | Added | +54.9k |
| RBF Capital, LLC | New | +40.0k |
| Springhouse Capital Management, LP | New | +34.2k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +32.9k |
| BlackRock Inc. | Added | +30.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +27.4k |
| WELLS FARGO & COMPANY/MN | Added | +22.3k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +10.0k |
Biggest sellers
| TOCQUEVILLE ASSET MANAGEMENT L.P. | Reduced | -751.5k |
| KENNEDY CAPITAL MANAGEMENT LLC | Sold out | -550.5k |
| Hodges Capital Management Inc. | Sold out | -402.1k |
| COLDSTREAM CAPITAL MANAGEMENT INC | Sold out | -283.6k |
| Azarias Capital Management, L.P. | Reduced | -216.3k |
| CM WEALTH ADVISORS LLC | Sold out | -211.9k |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -161.3k |
| TECTONIC ADVISORS LLC | Sold out | -118.0k |
| LPL Financial LLC | Sold out | -54.9k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -51.4k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $103.3k37.3k shares |
| GROUP ONE TRADING LLC | New | $3.6k1.3k shares |
| SIMPLEX TRADING, LLC | Added | $1.0k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $01.1k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $72.0k26.0k shares |
| GROUP ONE TRADING LLC | Added | $25.2k9.1k shares |
| SIMPLEX TRADING, LLC | Added | $3.0k1.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| Cutler Group LLC / CA | New | $02.1k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| JDB Investment Consulting, LLC 13G · passive investor +1.1 pts · filed 2025-07-30 | 8.9% |
| Farmer Bros. Co. 401(k) Plan 13G · institution -1.3 pts · filed 2026-02-05 | 8.5% |
Fell to 5% or below in the last year: GAMCO INVESTORS, INC. ET AL (0.0%, 2026-05-07), 22NW Fund, LP (0.0%, 2026-05-07)
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| 22NW, LP 3.51% of their portfolio | 2.0m $5.4m | Unchanged |
| JCP Investment Management, LLC 2.29% of their portfolio | 992.8k $2.8m | Unchanged |
| GAMCO INVESTORS, INC. ET AL 0.02% of their portfolio | 822.8k $2.3m | Reduced -24.2k |
| VANGUARD GROUP INC 0.00% of their portfolio | 781.6k $2.2m | Unchanged |
| Penn Capital Management Company, LLC 0.21% of their portfolio | 763.3k $2.1m | Reduced -23.4k |
| Teton Advisors, Inc. 0.53% of their portfolio | 684.0k $1.9m | Added +270.0k |
| Azarias Capital Management, L.P. 1.38% of their portfolio | 596.0k $1.7m | Reduced -216.3k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 512.3k $1.4m | Added +32.9k |
| BUILDER INVESTMENT GROUP INC /ADV 0.20% of their portfolio | 500.0k $500.0k | Unchanged |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 484.9k $1.3m | Reduced -161.3k |
| FULLER & THALER ASSET MANAGEMENT, INC. 0.01% of their portfolio | 429.7k $1.2m | Added +1.4k |
| Ratan Capital Management LP 1.29% of their portfolio | 335.7k $930.0k | New |
| GABELLI FUNDS LLC 0.01% of their portfolio | 331.1k $917.1k | Added +4.0k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 251.2k $695.9k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 236.8k $656.0k | Added +30.0k |
| TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio | 203.0k $562.3k | Reduced -751.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 163.9k $454.0k | Unchanged |
| Ridgewood Investments LLC 0.19% of their portfolio | 121.6k $336.7k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 108.4k $300.2k | Added +54.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 93.7k $259.6k | Added +22.3k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 87.9k $243.5k | Added +10.0k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 44.0k $121.8k | Reduced -2.2k |
| RBF Capital, LLC 0.01% of their portfolio | 40.0k $115.2k | New |
| Springhouse Capital Management, LP 0.16% of their portfolio | 34.2k $94.6k | New |
| Formidable Asset Management, LLC 0.02% of their portfolio | 31.5k $87.0k | Reduced -1.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 27.4k $76.0k | New |
| Assenagon Asset Management S.A. 0.00% of their portfolio | 17.9k $49.5k | Unchanged |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 17.6k $49.0k | Reduced -12.8k |
| Fruth Investment Management 0.01% of their portfolio | 12.2k $33.0k | Reduced -500 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 11.8k $32.6k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 9.7k $26.9k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 7.6k $21.1k | New |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 5.9k $16.3k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.8k $10.0k | Added +2.5k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 3.0k $8.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.1k $5.8k | Reduced -5.2k |
| MORGAN STANLEY 0.00% of their portfolio | 2.0k $5.6k | Added +1.9k |
| BARCLAYS PLC 0.00% of their portfolio | 1.8k $4.9k | New |
| Blue Trust, Inc. 0.00% of their portfolio | 925 $4.0k | Unchanged |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 800 $2.2k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 437 $1.2k | Unchanged |
| Capital Advisors, Ltd. LLC 0.00% of their portfolio | 56 $0 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 9 $25 | Reduced -7.7k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |