FTC SOLAR INC FTCI
COM · Common Stock · CUSIP 30320C103
- SectorTechnology
- IndustrySemiconductors & Related Devices
- HeadquartersAustin, TX
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9 this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.28. Options: 7 managers hold calls ($624.1k notional), 3 hold puts ($18.8k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 79 |
| Q4 2022 | 83 |
| Q1 2023 | 85 |
| Q2 2023 | 100 |
| Q3 2023 | 99 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 44 | 38 |
| Q1 2023 | 48 | 35 |
| Q2 2023 | 71 | 31 |
| Q3 2023 | 57 | 49 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $1.5m | $9.4k | 0.01 |
| Q1 2023 | $201.7k | $6.8k | 0.03 |
| Q2 2023 | $391.4k | $75.8k | 0.19 |
| Q3 2023 | $624.1k | $18.8k | 0.03 |
Biggest buyers
| Electron Capital Partners, LLC | Added | +2.2m |
| MILLENNIUM MANAGEMENT LLC | Added | +833.8k |
| Maven Securities LTD | New | +750.0k |
| ARDSLEY ADVISORY PARTNERS LP | New | +625.0k |
| Hound Partners, LLC | New | +609.8k |
| ESSEX INVESTMENT MANAGEMENT CO LLC | New | +590.5k |
| Rock Point Advisors, LLC | Added | +478.3k |
| Shay Capital LLC | New | +457.1k |
| GSA CAPITAL PARTNERS LLP | Added | +405.1k |
| Swedbank AB | Added | +392.0k |
Biggest sellers
| Point72 Asset Management, L.P. | Reduced | -1.3m |
| Invesco Ltd. | Reduced | -1.3m |
| NEXT CENTURY GROWTH INVESTORS LLC | Sold out | -717.4k |
| J. Goldman & Co LP | Reduced | -657.0k |
| Covalis Capital LLP | Sold out | -552.0k |
| Man Group plc | Sold out | -349.4k |
| WESTWOOD HOLDINGS GROUP INC | Sold out | -333.1k |
| ExodusPoint Capital Management, LP | Sold out | -309.0k |
| EDMOND DE ROTHSCHILD HOLDING S.A. | Sold out | -270.0k |
| GOLDMAN SACHS GROUP INC | Reduced | -205.3k |
Biggest calls
| J. Goldman & Co LP | New | $518.8k405.3k shares |
| CITADEL ADVISORS LLC | Reduced | $29.7k23.2k shares |
| WOLVERINE TRADING, LLC | New | $20.4k15.9k shares |
| GROUP ONE TRADING LLC | Reduced | $19.1k14.9k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $18.2k14.2k shares |
| SIMPLEX TRADING, LLC | Reduced | $18.0k14.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $16.8k13.1k shares |
| SIMPLEX TRADING, LLC | Added | $2.0k2.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| ARC Family Trust 13G · exempt (held before listing) filed 2025-02-14 | 11.7% |
| Springer David 13G · exempt (held before listing) -1.9 pts · filed 2026-02-13 | 5.3% |
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2021 | 1 | $151.5k | 0 | — | — |
| Q1 2022 | 0 | — | 6 | $3.5m | — |
| Q2 2022 | 2 | $1.4m | 2 | $382.4k | — |
| Q3 2022 | 0 | — | 4 | $2.9m | — |
| Q4 2022 | 0 | — | 6 | $1.1m | — |
| Q1 2023 | 0 | — | 7 | $1.6m | — |
| Q2 2023 | 1 | $202.4k | 5 | $545.6k | $545.6k |
| Q3 2023 | 3 | $150.1k | 4 | $2.1m | $1.3m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-09-14 | Morris Robert Phelps Chief Financial Officer | Bought | $100.8k72.0k shares |
| 2023-09-14 | ARC Family Trust 10% owner | Sold plan | $70.0k50.0k shares |
| 2023-09-14 | PRIDDY WILLIAM A Director | Bought | $24.3k17.0k shares |
| 2023-09-13 | ARC Family Trust 10% owner | Sold plan | $68.5k50.0k shares |
| 2023-09-13 | SADASIVAM SHAKER Director | Bought | $25.0k17.9k shares |
| 2023-09-11 | ARC Family Trust 10% owner | Sold plan | $81.5k50.0k shares |
| 2023-09-11 | Nolde Kristian VP, MARKETING AND STRATEGY | Sold | $33.0k20.0k shares |
| 2023-09-08 | Cook Patrick Chief Commercial Officer | Sold | $163.0k100.0k shares |
| 2023-09-08 | Nolde Kristian VP, MARKETING AND STRATEGY | Sold | $34.0k20.0k shares |
| 2023-09-07 | ARC Family Trust 10% owner | Sold plan | $87.0k50.0k shares |
| 2023-09-06 | ARC Family Trust 10% owner | Sold plan | $93.0k50.0k shares |
| 2023-09-05 | ARC Family Trust 10% owner | Sold plan | $98.5k50.0k shares |
| 2023-08-30 | ARC Family Trust 10% owner | Sold plan | $99.5k50.0k shares |
| 2023-08-29 | ARC Family Trust 10% owner | Sold plan | $101.5k50.0k shares |
| 2023-08-28 | ARC Family Trust 10% owner | Sold plan | $97.5k50.0k shares |
| 2023-08-23 | ARC Family Trust 10% owner | Sold plan | $98.0k50.0k shares |
| 2023-08-22 | ARC Family Trust 10% owner | Sold plan | $97.0k50.0k shares |
| 2023-08-21 | ARC Family Trust 10% owner | Sold plan | $96.0k50.0k shares |
| 2023-08-16 | ARC Family Trust 10% owner | Sold plan | $98.0k50.0k shares |
| 2023-08-15 | ARC Family Trust 10% owner | Sold plan | $99.5k50.0k shares |
| 2023-08-14 | ARC Family Trust 10% owner | Sold plan | $107.0k50.0k shares |
| 2023-08-10 | Cook Patrick Chief Commercial Officer | Sold | $536.5k229.3k shares |
| 2023-08-10 | Mullings Tamara Director | Sold | $38.7k16.5k shares |
| 2023-08-09 | ARC Family Trust 10% owner | Sold plan | $126.0k50.0k shares |
| 2023-08-08 | ARC Family Trust 10% owner | Sold plan | $169.0k50.0k shares |
| 2023-08-07 | ARC Family Trust 10% owner | Sold plan | $168.0k50.0k shares |
| 2023-08-02 | ARC Family Trust 10% owner | Sold plan | $174.5k50.0k shares |
| 2023-08-01 | ARC Family Trust 10% owner | Sold plan | $190.0k50.0k shares |
| 2023-07-31 | ARC Family Trust 10% owner | Sold plan | $188.0k50.0k shares |
| 2023-07-26 | ARC Family Trust 10% owner | Sold plan | $178.0k50.0k shares |
The latest 30 of 46 trades.
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Hill City Capital, LP 0.74% of their portfolio | 4.3m $5.5m | Unchanged |
| Electron Capital Partners, LLC 0.28% of their portfolio | 4.3m $5.5m | Added +2.2m |
| BlackRock Inc. 0.00% of their portfolio | 3.8m $4.9m | Added +193.7k |
| Handelsbanken Fonder AB 0.02% of their portfolio | 2.8m $3.6m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 2.8m $3.6m | Added +833.8k |
| VANGUARD GROUP INC 0.00% of their portfolio | 2.6m $3.3m | Added +189.4k |
| Invesco Ltd. 0.00% of their portfolio | 2.4m $3.1m | Reduced -1.3m |
| Rock Point Advisors, LLC 0.74% of their portfolio | 1.7m $2.1m | Added +478.3k |
| STATE STREET CORP 0.00% of their portfolio | 1.6m $2.0m | Added +189.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.3m $1.6m | Added +232.7k |
| KBC Group NV 0.01% of their portfolio | 1.2m $1.6m | Added +224.9k |
| CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.15% of their portfolio | 1.1m $1.5m | Reduced -17.7k |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 840.0k $1.1m | Reduced -1.3m |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 794.3k $1.0m | Reduced -205.3k |
| Maven Securities LTD 0.11% of their portfolio | 750.0k $960.0k | New |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 625.5k $800.6k | Reduced -1.4k |
| ARDSLEY ADVISORY PARTNERS LP 0.22% of their portfolio | 625.0k $800.0k | New |
| Diametric Capital, LP 0.33% of their portfolio | 615.0k $787.2k | Reduced -6.3k |
| Hound Partners, LLC 0.17% of their portfolio | 609.8k $780.5k | New |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.12% of their portfolio | 590.5k $755.8k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 554.8k $710.2k | Added +64.5k |
| J. Goldman & Co LP 0.03% of their portfolio | 532.9k $682.2k | Reduced -657.0k |
| Swedbank AB 0.00% of their portfolio | 500.3k $640.4k | Added +392.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 472.3k $604.5k | Added +115.8k |
| Shay Capital LLC 0.17% of their portfolio | 457.1k $585.1k | New |
| GSA CAPITAL PARTNERS LLP 0.05% of their portfolio | 455.8k $583.0k | Added +405.1k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.05% of their portfolio | 421.1k $539.0k | Added +267.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 282.5k $361.7k | Added +5.8k |
| Legato Capital Management LLC 0.04% of their portfolio | 222.7k $285.1k | New |
| Graham Capital Management, L.P. 0.01% of their portfolio | 217.1k $277.8k | Added +150.4k |
| STOREBRAND ASSET MANAGEMENT AS 0.00% of their portfolio | 216.9k $277.7k | Added +74.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 212.1k $271.5k | Added +4.2k |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 200.7k $256.9k | Added +1.1k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 168.0k $215.1k | Reduced -184.1k |
| ARS Investment Partners, LLC 0.03% of their portfolio | 162.3k $207.7k | Added +30.0k |
| Verition Fund Management LLC 0.00% of their portfolio | 148.7k $190.3k | Added +61.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 148.3k $189.8k | Added +86.0k |
| Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio | 148.1k $190.0k | Reduced -11.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 145.4k $186.2k | Added +56.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 127.9k $163.7k | Added +79.7k |
| PINEBRIDGE INVESTMENTS, L.P. 0.00% of their portfolio | 117.9k $150.9k | New |
| Vontobel Holding Ltd. 0.00% of their portfolio | 117.3k $150.2k | Added +1.5k |
| Vident Advisory, LLC 0.00% of their portfolio | 101.0k $129.3k | First filing |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio | 100.4k $128.6k | Added +13.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 87.9k $112.6k | Added +32.4k |
| MORGAN STANLEY 0.00% of their portfolio | 83.7k $107.1k | Reduced -82.1k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio | 75.2k $96.2k | Added +37.5k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 74.4k $95.2k | Reduced -973 |
| ProShare Advisors LLC 0.00% of their portfolio | 73.2k $93.7k | Reduced -9 |
| Chesley Taft & Associates LLC 0.01% of their portfolio | 73.0k $93.4k | New |
| Activest Wealth Management 0.06% of their portfolio | 70.5k $90.2k | Added +24.4k |
| Werba Rubin Papier Wealth Management 0.03% of their portfolio | 60.5k $77.5k | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) 0.04% of their portfolio | 58.8k $70.0k | Reduced -1.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 51.3k $65.6k | Reduced -12.2k |
| CONNORS INVESTOR SERVICES INC 0.01% of their portfolio | 50.0k $64.0k | New |
| UBS Group AG 0.00% of their portfolio | 48.7k $62.4k | Reduced -18.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 47.9k $62.0k | Unchanged |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 45.6k $58.4k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 41.2k $52.8k | Reduced -8.1k |
| Alpine Global Management, LLC 0.01% of their portfolio | 37.5k $47.9k | New |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 35.7k $45.7k | Added +235 |
| XTX Topco Ltd 0.01% of their portfolio | 31.9k $40.9k | Reduced -36.1k |
| AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio | 31.8k $40.6k | Added +1.1k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 29.9k $38.3k | Added +3.9k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 27.1k $34.0k | New |
| Dynamic Technology Lab Private Ltd 0.00% of their portfolio | 26.1k $34.0k | Added +5.1k |
| Capital Square, LLC 0.05% of their portfolio | 25.4k $34.4k | Added +11.8k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 25.2k $32.3k | Unchanged |
| IRIDIAN ASSET MANAGEMENT LLC/CT 0.01% of their portfolio | 24.0k $30.7k | Added +7.9k |
| OLD MISSION CAPITAL LLC 0.00% of their portfolio | 22.2k $28.4k | New |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 19.9k $25.5k | Added +98 |
| HRT FINANCIAL LP 0.00% of their portfolio | 18.0k $22.0k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 16.5k $21.1k | Reduced -11.5k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 14.0k $18.0k | Reduced -7.1k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 12.8k $16.4k | Reduced -6.1k |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 12.7k $16.3k | New |
| ASPIRIANT, LLC 0.00% of their portfolio | 12.0k $15.4k | Added +2.0k |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 11.2k $14.0k | New |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 11.2k $13.0k | New |
| BARCLAYS PLC 0.00% of their portfolio | 11.2k $14.3k | Reduced -1.5k |
| State of Wyoming 0.00% of their portfolio | 9.7k $12.5k | Reduced -447 |
| AMALGAMATED BANK 0.00% of their portfolio | 8.7k $11.0k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 8.0k $10.0k | Reduced -203 |
| Legal & General Group Plc 0.00% of their portfolio | 7.7k $9.8k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 7.0k $9.0k | Reduced -9.1k |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 6.3k $8.0k | Added +3.1k |
| CITIGROUP INC 0.00% of their portfolio | 5.8k $7.4k | Reduced -13.2k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.3k $6.8k | Added +2.4k |
| Capital Advisors, Ltd. LLC 0.00% of their portfolio | 5.0k $6.0k | Unchanged |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 3.8k $4.8k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 2.5k $3.3k | New |
| FMR LLC 0.00% of their portfolio | 2.1k $2.7k | Reduced -9.2k |
| USCF Advisers LLC 0.94% of their portfolio | 1.7k $2.2k | New |
| Orion Capital Management LLC 0.00% of their portfolio | 1.0k $1.3k | New |
| WOLFF WIESE MAGANA LLC 0.00% of their portfolio | 200 $256 | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 190 $243 | Reduced -99 |
| TORONTO DOMINION BANK 0.00% of their portfolio | 20 $26 | Unchanged |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 7 $9 | Reduced -135.3k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |