Vault-13

EXCHANGE TRADED CONCEPTS TRU ROBO

ROBO GLB ETF · ETP · CUSIP 301505707

223 institutional holders +11 vs Q1 2023
7,390,1357.4m shares reported held*
$432.9mreported value*
24 new 69 added 58 reduced 14 sold out net bought ≈ $6.6m (+108.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $58.58. Options: 3 managers hold calls ($1.7m notional), 3 hold puts ($638.3k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 199Q1 23: 212Q2 23: 223223Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022187
Q4 2022199
Q1 2023212
Q2 2023223

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 93 bought or addedQ2 23: 72 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225799
Q1 20238288
Q2 20239372

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $645.0kQ3 22 puts: $260.0kQ3 22P/C 0.40Q4 22 calls: $2.8mQ4 22 puts: $2.3mQ4 22P/C 0.82Q1 23 calls: $1.8mQ1 23 puts: $1.2mQ1 23P/C 0.66Q2 23 calls: $1.7mQ2 23 puts: $638.3kQ2 23P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2022$645.0k$260.0k0.40
Q4 2022$2.8m$2.3m0.82
Q1 2023$1.8m$1.2m0.66
Q2 2023$1.7m$638.3k0.38

Biggest buyers

UBS Group AG Added +162,612+162.6k
MORGAN STANLEY Added +74,932+74.9k
ROYAL BANK OF CANADA Added +54,677+54.7k
CAPTRUST FINANCIAL ADVISORS New +44,598+44.6k
BlueCrest Capital Management Ltd Added +43,599+43.6k
BANK OF MONTREAL /CAN/ Added +41,602+41.6k
SEAVIEW INVESTMENT MANAGERS LLC New +33,108+33.1k
Atria Wealth Solutions, Inc. Added +16,733+16.7k
Purus Wealth Management, LLC Added +14,898+14.9k
Thrivent Financial for Lutherans New +14,430+14.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -161,362-161.4k
WELLS FARGO & COMPANY/MN Reduced -93,339-93.3k
Mariner, LLC Sold out -56,260-56.3k
AE Wealth Management LLC Reduced -46,160-46.2k
JANE STREET GROUP, LLC Sold out -42,882-42.9k
Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. Sold out -28,365-28.4k
Portfolio Strategies, Inc. Reduced -20,901-20.9k
Bullseye Investment Management, LLC Sold out -20,447-20.4k
AMERIPRISE FINANCIAL INC Reduced -16,582-16.6k
MERCER GLOBAL ADVISORS INC /ADV Reduced -13,469-13.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m20.8k shares
CITADEL ADVISORS LLC Added $480.2k8.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $632.4k10.8k shares
CITADEL ADVISORS LLC Reduced $5.9k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,083,7311.1m $63.5m $63.5m 0.03% Added +162.6k +162,612
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 943,681943.7k $55.3m $55.3m 0.01% Added +74.9k +74,932
3 Portfolio Strategies, Inc. 4.26% of their portfolio MONTVALE, NJ 402,491402.5k $23.6m $23.6m 4.26% Reduced -20.9k -20,901
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 350,114350.1k $20.5m $20.5m 0.01% Added +2.0k +1,952
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 285,807285.8k $16.7m $16.7m 0.00% Added +54.7k +54,677
6 OBSIDIAN CIO, LLC 4.65% of their portfolio NEW YORK, NY 221,984222.0k $13.0m $13.0m 4.65% Added +5.0k +5,026
7 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 208,126208.1k $12.2m $12.2m 0.03% Reduced -3.7k -3,688
8 Biltmore Family Office, LLC 2.55% of their portfolio CHARLOTTE, NC 205,913205.9k $12.1m $12.1m 2.55% Added +2.0k +1,977
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 181,464181.5k $10.6m $10.6m 0.02% Added +1.3k +1,261
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 167,775167.8k $9.8m $9.8m 0.01% Added +10.7k +10,661
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 164,412164.4k $9.9m $9.9m 0.00% Reduced -16.6k -16,582
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 151,680151.7k $8.9m $8.9m 0.00% Added +2.7k +2,729
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 147,975148.0k $8.7m $8.7m 0.00% Reduced -93.3k -93,339
14 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 100,918100.9k $5.9m $5.9m 0.02% Reduced -13.5k -13,469
15 Carmel Capital Management L.L.C. 2.93% of their portfolio CARMEL, CA 96,16096.2k $5.6m $5.6m 2.93% Added +11.7k +11,675
16 NTV Asset Management LLC 0.96% of their portfolio Charleston, WV 94,01594.0k $5.5m $5.5m 0.96% Added +6.3k +6,300
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 87,44587.4k $5.1m $5.1m 0.01% Added +2.6k +2,622
18 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 77,23177.2k $4.5m $4.5m 0.03% Added +2.4k +2,362
19 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 73,62073.6k $4.3m $4.3m 0.02% Added +1.2k +1,235
20 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 71,51371.5k $4.2m $4.2m 0.01% Added +7.8k +7,800
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 67,00667.0k $3.9m $3.9m 0.01% Reduced -5.5k -5,498
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,38666.4k $3.9m $3.9m 0.01% Reduced -161.4k -161,362
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 62,22162.2k $3.7m $3.7m 0.00% Added +41.6k +41,602
24 BlueCrest Capital Management Ltd 0.45% of their portfolio ST HELIER, Y9 59,07659.1k $3.5m $3.5m 0.45% Added +43.6k +43,599
25 PINNACLE ASSOCIATES LTD 0.06% of their portfolio NEW YORK, NY 58,30158.3k $3.4m $3.4m 0.06% Added +1.3k +1,315
26 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 57,06257.1k $3.3m $3.3m 0.05% Reduced -1.0k -1,049
27 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 56,77556.8k $3.3m $3.3m 0.01% Added +15 +15
28 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 54,88954.9k $3.2m $3.2m 0.01% Added +2.5k +2,540
29 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 50,00350.0k $2.9m $2.9m 0.01% Reduced -8.2k -8,194
30 Endurance Wealth Management, Inc. 0.40% of their portfolio Providence, RI 49,76349.8k $2.9m $2.9m 0.40% Reduced -550 -550
31 Valley Financial Management, Inc. 1.49% of their portfolio NEW YORK, NY 49,04549.0k $2.9m $2.9m 1.49% Added +12.4k +12,406
32 EdgeRock Capital LLC 1.35% of their portfolio DENVER, CO 47,70447.7k $2.8m $2.8m 1.35% Added +4 +4
33 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 46,16946.2k $2.7m $2.7m 0.11% Added +5.6k +5,643
34 GREAT VALLEY ADVISOR GROUP, INC. 0.11% of their portfolio WILMINGTON, DE 46,15946.2k $2.7m $2.7m 0.11% Added +9.1k +9,113
35 Pacific Sun Financial Corp 1.67% of their portfolio LOS ANGELES, CA 45,50945.5k $2.5m $2.5m 1.67% First filing
36 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 44,59844.6k $2.6m $2.6m 0.01% New
37 MEANS INVESTMENT CO., INC. 0.36% of their portfolio BANGOR, ME 39,02939.0k $2.3m $2.3m 0.36% Unchanged
38 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 34,57034.6k $2.0m $2.0m 0.03% Added +1.2k +1,167
39 SEAVIEW INVESTMENT MANAGERS LLC 0.63% of their portfolio MIAMI, FL 33,10833.1k $1.9m $1.9m 0.63% New
40 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 31,35031.4k $1.8m $1.8m 0.01% Reduced -4.0k -3,975
41 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 30,86930.9k $1.8m $1.8m 0.04% Reduced -555 -555
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 30,57130.6k $1.8m $1.8m 0.01% Added +6.4k +6,430
43 WADE G W & INC 0.06% of their portfolio Wellesley, MA 30,03130.0k $1.8m $1.8m 0.06% Added +575 +575
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,78228.8k $1.7m $1.7m 0.00% Added +1.5k +1,503
45 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 28,47028.5k $1.7m $1.7m 0.02% Added +16.7k +16,733
46 SOL Capital Management CO 0.25% of their portfolio ROCKVILLE, MD 27,84427.8k $1.6m $1.6m 0.25% Added +85 +85
47 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 27,22227.2k $1.6m $1.6m 0.01% Reduced -492 -492
48 Ellis Investment Partners, LLC 0.39% of their portfolio Berwyn, PA 27,06727.1k $1.6m $1.6m 0.39% Reduced -482 -482
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,85526.9k $1.6m $1.6m 0.00% Added +5.9k +5,852
50 Purus Wealth Management, LLC 1.00% of their portfolio Newport Beach, CA 26,43926.4k $1.5m $1.5m 1.00% Added +14.9k +14,898
51 BANK OZK 0.72% of their portfolio LITTLE ROCK, AR 25,90825.9k $1.5m $1.5m 0.72% Reduced -663 -663
52 Main Street Financial Solutions, LLC 0.18% of their portfolio NEWTOWN, PA 23,08423.1k $1.4m $1.4m 0.18% Reduced -234 -234
53 ETF Store, Inc. 0.95% of their portfolio OVERLAND PARK, KS 22,47122.5k $1.3m $1.3m 0.95% Reduced -33 -33
54 Bank of New Hampshire 0.37% of their portfolio LACONIA, NH 22,36122.4k $1.3m $1.3m 0.37% Reduced -426 -426
55 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,29922.3k $1.3m $1.3m 0.00% Added +12.2k +12,199
56 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 21,01521.0k $1.2m $1.2m 0.03% Reduced -4.9k -4,939
57 Summit Financial Group, Inc. 0.48% of their portfolio MOOREFIELD, WV 20,92120.9k $1.2m $1.2m 0.48% Added +600 +600
58 Curbstone Financial Management Corp 0.29% of their portfolio MANCHESTER, NH 20,86020.9k $1.2m $1.2m 0.29% Reduced -400 -400
59 RPG Investment Advisory, LLC 0.21% of their portfolio Pleasanton, CA 20,39520.4k $1.2m $1.2m 0.21% Added +4.8k +4,751
60 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 18,86118.9k $1.1m $1.1m 0.02% Added +1.5k +1,504
61 PRUDENTIAL PLC 0.01% of their portfolio LONDON, X0 17,43017.4k $1.0m $1.0m 0.01% Reduced -11.1k -11,070
62 Mayflower Financial Advisors, LLC 0.13% of their portfolio BOSTON, MA 16,93616.9k $991.8k $991.8k 0.13% Reduced -3.9k -3,895
63 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 16,49916.5k $966.2k $966.2k 0.05% Unchanged
64 SFMG, LLC 0.10% of their portfolio PLANO, TX 16,08416.1k $941.9k $941.9k 0.10% Reduced -1.9k -1,948
65 Clay Northam Wealth Management, LLC 0.89% of their portfolio HUNTINGTON BEACH, CA 15,99316.0k $936.5k $936.5k 0.89% Added +2.4k +2,358
66 Pinnacle Wealth Management Advisory Group, LLC 0.12% of their portfolio RED BANK, NJ 15,93015.9k $932.9k $932.9k 0.12% Added +1.7k +1,665
67 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 14,43014.4k $834.0k $834.0k 0.00% New
68 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.60% of their portfolio Phoenix, AZ 14,35614.4k $841.0k $841.0k 0.60% Reduced -65 -65
69 Mathes Company, Inc. 0.36% of their portfolio New York, NY 14,17514.2k $830.0k $830.0k 0.36% First filing
70 Caprock Group, LLC 0.06% of their portfolio BOISE, ID 14,15714.2k $829.0k $829.0k 0.06% Reduced -3.7k -3,709
71 Quintet Private Bank (Europe) S.A. 0.04% of their portfolio LUXEMBOURG, N4 13,98314.0k $819.1k $819.1k 0.04% Added +51 +51
72 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,46113.5k $788.3k $788.3k 0.00% Unchanged
73 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 13,12613.1k $768.7k $768.7k 0.01% Added +555 +555
74 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 12,94012.9k $758.0k $758.0k 0.00% Unchanged
75 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 12,89512.9k $755.1k $755.1k 0.08% Reduced -361 -361
76 VALLEY NATIONAL ADVISERS INC 0.13% of their portfolio BETHLEHEM, PA 12,79012.8k $750.0k $750.0k 0.13% Reduced -91 -91
77 AXXCESS WEALTH MANAGEMENT, LLC 0.05% of their portfolio CARLSBAD, CA 12,70212.7k $743.8k $743.8k 0.05% Added +5.7k +5,741
78 Comprehensive Financial Consultants Institutional, Inc. 0.37% of their portfolio Bloomington, IN 11,93311.9k $709.4k $709.4k 0.37% Added +345 +345
79 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,91711.9k $697.9k $697.9k 0.01% Added +187 +187
80 MEITAV INVESTMENT HOUSE LTD 0.01% of their portfolio BENE-BERAQ, L3 11,80011.8k $691.0k $691.0k 0.01% Added +5.9k +5,900
81 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 11,61511.6k $680.2k $680.2k 0.08% Reduced -800 -800
82 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 10,79610.8k $632.2k $632.2k 0.02% Reduced -645 -645
83 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,53910.5k $617.2k $617.2k 0.00% Added +150 +150
84 Fiduciary Alliance LLC 0.13% of their portfolio GREENVILLE, SC 10,26110.3k $600.9k $600.9k 0.13% Added +920 +920
85 Resolute Wealth Strategies, LLC 0.46% of their portfolio JACKSON, MS 10,15410.2k $594.6k $594.6k 0.46% Unchanged
86 Pallas Capital Advisors LLC 0.03% of their portfolio BRAINTREE, MA 10,01010.0k $595.1k $595.1k 0.03% New
87 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 9,9439.9k $582.3k $582.3k 0.05% Added +337 +337
88 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 9,9329.9k $582.0k $582.0k 0.01% Unchanged
89 McKinley Carter Wealth Services, Inc. 0.04% of their portfolio WHEELING, WV 9,8319.8k $575.7k $575.7k 0.04% New
90 Joel Isaacson & Co., LLC 0.04% of their portfolio NEW YORK, NY 9,4489.4k $553.3k $553.3k 0.04% Reduced -185 -185
91 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 9,2169.2k $539.7k $539.7k 0.02% Added +62 +62
92 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 8,9508.9k $524.0k $524.0k 0.01% Reduced -650 -650
93 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 8,7698.8k $513.5k $513.5k 0.03% Added +411 +411
94 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 8,7248.7k $510.9k $510.9k 0.00% Reduced -469 -469
95 CAHILL FINANCIAL ADVISORS INC 0.08% of their portfolio EDINA, MN 8,7148.7k $510.3k $510.3k 0.08% Reduced -1.8k -1,807
96 American Institute for Advanced Investment Management, LLP 0.44% of their portfolio Scottsdale, AZ 8,6568.7k $506.9k $506.9k 0.44% Added +900 +900
97 Financial Freedom, LLC 0.35% of their portfolio CINCINNATI, OH 8,6118.6k $504.3k $504.3k 0.35% Added +2.8k +2,813
98 USAdvisors Wealth Management, LLC 0.24% of their portfolio EDEN PRAIRIE, MN 8,4888.5k $497.0k $497.0k 0.24% New
99 Good Life Advisors, LLC 0.05% of their portfolio READING, PA 8,2088.2k $480.7k $480.7k 0.05% Reduced -287 -287
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,1978.2k $480.0k $480.0k 0.00% Added +571 +571