Vault-13

EXCHANGE TRADED CONCEPTS TRU ROBO

ROBO GLB ETF · ETP · CUSIP 301505707

212 institutional holders +13 vs Q4 2022
7,220,5477.2m shares reported held*
$394.4mreported value*
31 new 51 added 69 reduced 19 sold out net bought ≈ $14.6m (+264.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $54.62. Options: 3 managers hold calls ($1.8m notional), 3 hold puts ($1.2m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 187Q4 22: 199Q1 23: 212212Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022187
Q4 2022199
Q1 2023212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 82 bought or addedQ1 23: 88 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225799
Q1 20238288

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $645.0kQ3 22 puts: $260.0kQ3 22P/C 0.40Q4 22 calls: $2.8mQ4 22 puts: $2.3mQ4 22P/C 0.82Q1 23 calls: $1.8mQ1 23 puts: $1.2mQ1 23P/C 0.66
Numbers
QuarterCallsPutsP/C
Q3 2022$645.0k$260.0k0.40
Q4 2022$2.8m$2.3m0.82
Q1 2023$1.8m$1.2m0.66

Biggest buyers

Portfolio Strategies, Inc. New +423,392+423.4k
OSAIC HOLDINGS, INC. Added +173,131+173.1k
RAYMOND JAMES & ASSOCIATES Added +55,681+55.7k
Baird Financial Group, Inc. Added +43,446+43.4k
Kingsview Wealth Management, LLC New +40,526+40.5k
NTV Asset Management LLC Added +21,724+21.7k
Bullseye Investment Management, LLC New +20,447+20.4k
UBS Group AG Added +18,443+18.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +17,048+17.0k
BANK OF MONTREAL /CAN/ Added +16,366+16.4k

Biggest sellers

MORGAN STANLEY Reduced -457,055-457.1k
OLD MISSION CAPITAL LLC Sold out -78,085-78.1k
MEITAV INVESTMENT HOUSE LTD Reduced -28,365-28.4k
LPL Financial LLC Reduced -26,501-26.5k
IFP Advisors, Inc Reduced -23,178-23.2k
Biltmore Family Office, LLC Reduced -13,436-13.4k
US BANCORP \DE\ Reduced -12,090-12.1k
TOCQUEVILLE ASSET MANAGEMENT L.P. Sold out -12,053-12.1k
Perigon Wealth Management, LLC Reduced -10,401-10.4k
ROYAL BANK OF CANADA Reduced -9,537-9.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m30.6k shares
CITADEL ADVISORS LLC Reduced $169.6k3.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $842.7k15.4k shares
CITADEL ADVISORS LLC Reduced $377.6k6.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.02% of their portfolio ZURICH, V8 921,119921.1k $50.4m $50.4m 0.02% Added +18.4k +18,443
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 868,749868.7k $47.5m $47.5m 0.01% Reduced -457.1k -457,055
3 Portfolio Strategies, Inc. 4.52% of their portfolio MONTVALE, NJ 423,392423.4k $23.2m $23.2m 4.52% New
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 348,162348.2k $19.1m $19.1m 0.01% Reduced -26.5k -26,501
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 241,314241.3k $13.2m $13.2m 0.00% Reduced -3.9k -3,880
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 231,130231.1k $12.6m $12.6m 0.00% Reduced -9.5k -9,537
7 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 227,748227.7k $12.2m $12.2m 0.02% Added +173.1k +173,131
8 OBSIDIAN CIO, LLC 4.64% of their portfolio NEW YORK, NY 216,958217.0k $11.9m $11.9m 4.64% Added +5.3k +5,279
9 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 211,814211.8k $11.6m $11.6m 0.03% Added +14.5k +14,534
10 Biltmore Family Office, LLC 2.35% of their portfolio CHARLOTTE, NC 203,936203.9k $11.2m $11.2m 2.35% Reduced -13.4k -13,436
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 180,994181.0k $9.9m $9.9m 0.00% Reduced -9.5k -9,507
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 180,203180.2k $9.9m $9.9m 0.02% Added +17.0k +17,048
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 157,114157.1k $8.6m $8.6m 0.01% Added +55.7k +55,681
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 148,951149.0k $8.2m $8.2m 0.00% Reduced -2.0k -1,966
15 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 114,387114.4k $6.3m $6.3m 0.03% Reduced -5.8k -5,766
16 NTV Asset Management LLC 0.89% of their portfolio Charleston, WV 87,71587.7k $4.8m $4.8m 0.89% Added +21.7k +21,724
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 84,82384.8k $4.6m $4.6m 0.01% Reduced -570 -570
18 Carmel Capital Management L.L.C. 2.64% of their portfolio CARMEL, CA 84,48584.5k $4.6m $4.6m 2.64% Added +950 +950
19 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 74,86974.9k $4.1m $4.1m 0.03% Added +395 +395
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 72,50472.5k $4.0m $4.0m 0.01% Reduced -422 -422
21 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 72,38572.4k $4.0m $4.0m 0.02% Reduced -1.5k -1,458
22 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 63,71363.7k $3.5m $3.5m 0.00% Added +91 +91
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 58,19758.2k $3.2m $3.2m 0.01% Reduced -3.9k -3,907
24 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 58,11158.1k $3.2m $3.2m 0.05% Reduced -6.8k -6,776
25 PINNACLE ASSOCIATES LTD 0.06% of their portfolio NEW YORK, NY 56,98657.0k $3.1m $3.1m 0.06% Reduced -1.9k -1,934
26 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 56,76056.8k $3.1m $3.1m 0.01% Added +43.4k +43,446
27 Mariner, LLC 0.01% of their portfolio Overland Park, KS 56,26056.3k $3.1m $3.1m 0.01% Reduced -1.1k -1,071
28 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 52,34952.3k $2.9m $2.9m 0.01% Reduced -357 -357
29 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 52,17152.2k $2.9m $2.9m 0.02% Added +12.3k +12,334
30 Endurance Wealth Management, Inc. 0.39% of their portfolio Providence, RI 50,31350.3k $2.8m $2.8m 0.39% Added +401 +401
31 EdgeRock Capital LLC 1.34% of their portfolio DENVER, CO 47,70047.7k $2.6m $2.6m 1.34% Added +11.1k +11,142
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,88242.9k $2.3m $2.3m 0.00% Added +13.6k +13,556
33 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 40,52640.5k $2.2m $2.2m 0.09% New
34 MEANS INVESTMENT CO., INC. 0.38% of their portfolio BANGOR, ME 39,02939.0k $2.1m $2.1m 0.38% Reduced -1.5k -1,493
35 GREAT VALLEY ADVISOR GROUP, INC. 0.09% of their portfolio WILMINGTON, DE 37,04637.0k $2.0m $2.0m 0.09% Added +3.0k +2,956
36 Valley Financial Management, Inc. 1.24% of their portfolio NEW YORK, NY 36,63936.6k $2.0m $2.0m 1.24% Added +1.3k +1,263
37 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 35,32535.3k $1.9m $1.9m 0.00% Reduced -705 -705
38 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 33,40333.4k $1.8m $1.8m 0.03% Added +4.3k +4,315
39 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 31,42431.4k $1.7m $1.7m 0.04% Added +12.9k +12,854
40 WADE G W & INC 0.06% of their portfolio Wellesley, MA 29,45629.5k $1.6m $1.6m 0.06% Reduced -265 -265
41 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 28,50028.5k $1.5m $1.5m 0.02% Added +6.6k +6,600
42 Yahav Achim Ve Achayot - Provident Funds Management Co Ltd. 1.51% of their portfolio TEL-AVIV, L3 28,36528.4k $1.5m $1.5m 1.51% Unchanged
43 SOL Capital Management CO 0.25% of their portfolio ROCKVILLE, MD 27,75927.8k $1.5m $1.5m 0.25% Added +520 +520
44 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 27,71427.7k $1.5m $1.5m 0.01% Added +257 +257
45 Ellis Investment Partners, LLC 0.39% of their portfolio Berwyn, PA 27,54927.5k $1.5m $1.5m 0.39% Reduced -55 -55
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 27,27927.3k $1.5m $1.5m 0.00% Added +79 +79
47 BANK OZK 0.72% of their portfolio LITTLE ROCK, AR 26,57126.6k $1.5m $1.5m 0.72% Reduced -33 -33
48 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 25,95426.0k $1.4m $1.4m 0.03% Added +2.7k +2,691
49 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,14124.1k $1.3m $1.3m 0.01% Reduced -1.6k -1,631
50 Main Street Financial Solutions, LLC 0.19% of their portfolio NEWTOWN, PA 23,31823.3k $1.3m $1.3m 0.19% Added +556 +556
51 Bank of New Hampshire 0.37% of their portfolio LACONIA, NH 22,78722.8k $1.2m $1.2m 0.37% Reduced -734 -734
52 ETF Store, Inc. 0.90% of their portfolio OVERLAND PARK, KS 22,50422.5k $1.2m $1.2m 0.90% Reduced -1.8k -1,785
53 Curbstone Financial Management Corp 0.28% of their portfolio MANCHESTER, NH 21,26021.3k $1.2m $1.2m 0.28% Reduced -1.6k -1,600
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 21,00321.0k $1.1m $1.1m 0.00% Reduced -4.2k -4,176
55 Mayflower Financial Advisors, LLC 0.15% of their portfolio BOSTON, MA 20,83120.8k $1.1m $1.1m 0.15% Added +2.6k +2,637
56 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 20,61920.6k $1.1m $1.1m 0.00% Added +16.4k +16,366
57 Bullseye Investment Management, LLC 0.82% of their portfolio CINCINNATI, OH 20,44720.4k $1.1m $1.1m 0.82% New
58 Summit Financial Group, Inc. 0.42% of their portfolio MOOREFIELD, WV 20,32120.3k $1.1m $1.1m 0.42% Unchanged
59 SFMG, LLC 0.11% of their portfolio PLANO, TX 18,03218.0k $986.7k $986.7k 0.11% Reduced -1.2k -1,167
60 Caprock Group, LLC 0.08% of their portfolio BOISE, ID 17,86617.9k $977.6k $977.6k 0.08% Reduced -152 -152
61 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 17,35717.4k $949.8k $949.8k 0.02% Added +601 +601
62 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 16,49916.5k $902.8k $902.8k 0.05% Unchanged
63 RPG Investment Advisory, LLC 0.15% of their portfolio Pleasanton, CA 15,64415.6k $856.0k $856.0k 0.15% Added +715 +715
64 BlueCrest Capital Management Ltd 0.09% of their portfolio ST HELIER, Y9 15,47715.5k $846.9k $846.9k 0.09% New
65 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.47% of their portfolio Phoenix, AZ 14,42114.4k $789.1k $789.1k 0.47% Reduced -13 -13
66 Pinnacle Wealth Management Advisory Group, LLC 0.11% of their portfolio RED BANK, NJ 14,26514.3k $780.6k $780.6k 0.11% Reduced -430 -430
67 Quintet Private Bank (Europe) S.A. 0.05% of their portfolio LUXEMBOURG, N4 13,93213.9k $761.1k $761.1k 0.05% First filing
68 Clay Northam Wealth Management, LLC 0.77% of their portfolio HUNTINGTON BEACH, CA 13,63513.6k $746.1k $746.1k 0.77% Reduced -120 -120
69 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 13,46113.5k $736.6k $736.6k 0.00% Reduced -462 -462
70 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 13,27513.3k $554.4k $554.4k 0.02% Reduced -23.2k -23,178
71 SPC Financial, Inc. 0.08% of their portfolio ROCKVILLE, MD 13,25613.3k $725.4k $725.4k 0.08% Added +940 +940
72 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 12,94012.9k $708.0k $708.0k 0.00% Unchanged
73 VALLEY NATIONAL ADVISERS INC 0.12% of their portfolio BETHLEHEM, PA 12,88112.9k $691.0k $691.0k 0.12% Added +278 +278
74 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 12,57112.6k $687.9k $687.9k 0.01% Reduced -371 -371
75 Clearwater Capital Advisors, LLC 0.08% of their portfolio HOFFMAN ESTATES, IL 12,41512.4k $679.3k $679.3k 0.08% Reduced -162 -162
76 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 11,73711.7k $642.3k $642.3k 0.01% Reduced -2.5k -2,538
77 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 11,73011.7k $641.8k $641.8k 0.01% Reduced -49 -49
78 Comprehensive Financial Consultants Institutional, Inc. 0.36% of their portfolio Bloomington, IN 11,58811.6k $634.1k $634.1k 0.36% Added +90 +90
79 Purus Wealth Management, LLC 0.50% of their portfolio Newport Beach, CA 11,54111.5k $631.5k $631.5k 0.50% Reduced -342 -342
80 Perigon Wealth Management, LLC 0.04% of their portfolio SAN FRANCISCO, CA 11,44111.4k $626.1k $626.1k 0.04% Reduced -10.4k -10,401
81 CAHILL FINANCIAL ADVISORS INC 0.10% of their portfolio EDINA, MN 10,52110.5k $575.7k $575.7k 0.10% Reduced -1.2k -1,163
82 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,38910.4k $568.5k $568.5k 0.00% Reduced -102 -102
83 Resolute Wealth Strategies, LLC 0.47% of their portfolio JACKSON, MS 10,15410.2k $555.6k $555.6k 0.47% First filing
84 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 10,10010.1k $553.0k $553.0k 0.00% New
85 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 9,9329.9k $543.0k $543.0k 0.01% Added +1.4k +1,404
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,9189.9k $542.1k $542.1k 0.00% Added +5.6k +5,648
87 Joel Isaacson & Co., LLC 0.04% of their portfolio NEW YORK, NY 9,6339.6k $527.1k $527.1k 0.04% Reduced -200 -200
88 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 9,6069.6k $525.6k $525.6k 0.05% Unchanged
89 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 9,6009.6k $468.0k $468.0k 0.01% Unchanged
90 Fiduciary Alliance LLC 0.13% of their portfolio GREENVILLE, SC 9,3419.3k $511.1k $511.1k 0.13% Added +525 +525
91 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 9,1939.2k $503.1k $503.1k 0.01% Reduced -652 -652
92 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 9,1549.2k $500.9k $500.9k 0.02% Added +917 +917
93 Hilltop Holdings Inc. 0.07% of their portfolio DALLAS, TX 8,9058.9k $487.3k $487.3k 0.07% New
94 Good Life Advisors, LLC 0.06% of their portfolio READING, PA 8,4958.5k $464.9k $464.9k 0.06% Added +110 +110
95 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 8,3588.4k $457.4k $457.4k 0.03% Reduced -131 -131
96 Americana Partners, LLC 0.07% of their portfolio Houston, TX 8,0008.0k $437.8k $437.8k 0.07% Unchanged
97 Greenwich Wealth Management LLC 0.05% of their portfolio GREENWICH, CT 7,9397.9k $434.0k $434.0k 0.05% Unchanged
98 American Institute for Advanced Investment Management, LLP 0.36% of their portfolio Scottsdale, AZ 7,7567.8k $337.8k $337.8k 0.36% Reduced -1.7k -1,701
99 FMR LLC 0.00% of their portfolio BOSTON, MA 7,7067.7k $421.7k $421.7k 0.00% Added +4.1k +4,091
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,6267.6k $417.3k $417.3k 0.00% Unchanged