Vault-13

EXACT SCIENCES CORP EXAS 0.375 03.01.28

NOTE 0.375% 3/0 · US DOMESTIC · CUSIP 30063PAC9

62 institutional holders +4 vs Q1 2023
50,961,36251.0m shares reported held*
$966.5mreported value*
9 new 18 added 15 reduced 6 sold out net sold ≈ $8.1m (+9.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.97.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 62Q4 22: 57Q1 23: 58Q2 23: 6262Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202262
Q4 202257
Q1 202358
Q2 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221528
Q1 20232532
Q2 20232721

Biggest buyers

FMR LLC Added +11,075,000+11.1m
LORD, ABBETT & CO. LLC Added +9,958,000+10.0m
LORD, ABBETT & CO. LLC Added +9,958,000+10.0m
SSI INVESTMENT MANAGEMENT LLC New +7,909,000+7.9m
Invesco Ltd. Added +7,000,000+7.0m
HBK INVESTMENTS L P Added +6,500,000+6.5m
VOYA INVESTMENT MANAGEMENT LLC Added +4,780,000+4.8m
RWC Asset Management LLP Added +4,700,000+4.7m
STATE STREET CORP Added +4,000,000+4.0m
BARCLAYS PLC New +2,508,000+2.5m

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Reduced -24,000,000-24.0m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -16,433,000-16.4m
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -15,789,000-15.8m
AQR Arbitrage LLC Reduced -10,175,000-10.2m
BRAIDWELL LP Reduced -8,000,000-8.0m
JPMORGAN CHASE & CO Sold out -6,729,000-6.7m
NEW YORK STATE COMMON RETIREMENT FUND Reduced -2,293,000-2.3m
WELLINGTON MANAGEMENT GROUP LLP Reduced -2,060,000-2.1m
BlackRock Inc. Reduced -1,325,000-1.3m
Parkwood LLC Sold out -1,300,000-1.3m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.25% of their portfolio ATLANTA, GA 233,620,000233.6m $240.2m $240.2m 0.25% Added +4.8m +4,780,000
2 BRAIDWELL LP 4.40% of their portfolio STAMFORD, CT 131,000,000131.0m $134.7m $134.7m 4.40% Reduced -8.0m -8,000,000
3 LAZARD ASSET MANAGEMENT LLC 0.12% of their portfolio NEW YORK, NY 95,999,00096.0m $98.7m $98.7m 0.12% Added +730.0k +730,000
4 MacKay Shields LLC 1.52% of their portfolio New York, NY 52,813,00052.8m $54.3m $54.3m 1.52% Reduced -261.0k -261,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 0.90% of their portfolio NEW YORK, NY 43,541,00043.5m $44.8m $44.8m 0.90% Reduced -16.4m -16,433,000
6 HBK INVESTMENTS L P 1.38% of their portfolio DALLAS, TX 42,500,00042.5m $43.6m $43.6m 1.38% Added +6.5m +6,500,000
7 CAMDEN ASSET MANAGEMENT L P /CA 1.19% of their portfolio Los Angeles, CA 33,575,00033.6m $34.4m $34.4m 1.19% Added +2.5m +2,500,000
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 26,428,00026.4m $27.1m $27.1m 0.00% Added +4.0m +4,000,000
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 25,980,00026.0m $26.6m $26.6m 0.01% Added +998.0k +998,000
10 ARISTEIA CAPITAL, L.L.C. 0.90% of their portfolio GREENWICH, CT 25,143,00025.1m $25.9m $25.9m 0.90% Reduced -24.0m -24,000,000
11 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 22,250,00022.2m $19.6m $19.6m 0.01% Unchanged
12 PUTNAM INVESTMENTS LLC 0.03% of their portfolio BOSTON, MA 18,885,00018.9m $19.3m $19.3m 0.03% Added +325.0k +325,000
13 LORD, ABBETT & CO. LLC 0.03% of their portfolio JERSEY CITY, NJ 16,749,00016.7m $17.1m $17.1m 0.03% Added +10.0m +9,958,000
14 LORD, ABBETT & CO. LLC 0.03% of their portfolio JERSEY CITY, NJ 16,749,00016.7m $17.1m $17.1m 0.03% Added +10.0m +9,958,000
15 AQR Arbitrage LLC 0.65% of their portfolio Greenwich, CT 14,688,00014.7m $15.1m $15.1m 0.65% Reduced -10.2m -10,175,000
16 M&G INVESTMENT MANAGEMENT LTD 0.08% of their portfolio London, X0 12,901,00012.9m $13.3m $13.3m 0.08% Reduced -464.0k -464,000
17 FMR LLC 0.00% of their portfolio BOSTON, MA 12,125,00012.1m $12.4m $12.4m 0.00% Added +11.1m +11,075,000
18 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 12,000,00012.0m $12.3m $12.3m 0.02% Unchanged
19 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 11,850,00011.8m $12.1m $12.1m 0.02% Unchanged
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11,096,00011.1m $11.4m $11.4m 0.00% Reduced -754.0k -754,000
21 RWC Asset Management LLP 0.54% of their portfolio LONDON, X0 11,000,00011.0m $11.3m $11.3m 0.54% Added +4.7m +4,700,000
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,129,00010.1m $10.3m $10.3m 0.00% Added +2.0m +2,036,000
23 SSI INVESTMENT MANAGEMENT LLC 0.57% of their portfolio Los Angeles, CA 7,909,0007.9m $8.1m $8.1m 0.57% New
24 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 7,350,0007.3m $7.5m $7.5m 0.00% Added +7.0m +7,000,000
25 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 5,482,0005.5m $5.6m $5.6m 0.01% Reduced -2.3m -2,293,000
26 BlackRock Inc. 0.00% of their portfolio New York, NY 5,385,0005.4m $5.5m $5.5m 0.00% Reduced -1.3m -1,325,000
27 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 5,000,0005.0m $5.2m $5.2m 0.02% Unchanged
28 READYSTATE ASSET MANAGEMENT LP 0.41% of their portfolio CHICAGO, IL 4,000,0004.0m $4.1m $4.1m 0.41% Unchanged
29 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 3,304,0003.3m $3.4m $3.4m 0.07% Added +1.5m +1,523,000
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,300,0003.3m $3.4m $3.4m 0.00% Added +2.5m +2,450,000
31 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,140,0003.1m $3.2m $3.2m 0.00% Reduced -2.1m -2,060,000
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,508,0002.5m $2.6m $2.6m 0.00% New
33 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 2,000,0002.0m $2.1m $2.1m 0.02% New
34 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,747,0001.7m $1.8m $1.8m 0.00% Added +615.0k +615,000
35 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,298,0001.3m $1.3m $1.3m 0.00% Unchanged
36 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,209,0001.2m $1.0m $1.0m 0.00% Reduced -978.0k -978,000
37 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,200,0001.2m $1.2m $1.2m 0.00% New
38 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,175,0001.2m $1.2m $1.2m 0.01% Unchanged
39 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 900,000900.0k $923.1k $923.1k 0.00% Unchanged
40 KORNITZER CAPITAL MANAGEMENT INC /KS 0.02% of their portfolio SHAWNEE MISSION, KS 750,000750.0k $767.4k $767.4k 0.02% Unchanged
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 625,000625.0k $639.5k $639.5k 0.00% Unchanged
42 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 407,000407.0k $416.4k $416.4k 0.00% Unchanged
43 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 336,000336.0k $343.8k $343.8k 0.00% Unchanged
44 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 300,000300.0k $303.8k $303.8k 0.00% Reduced -100.0k -100,000
45 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $308.0k $308.0k 0.00% Unchanged
46 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 155,000155.0k $159.4k $159.4k 0.00% Unchanged
47 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 141,000141.0k $144.3k $144.3k 0.00% New
48 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 121,000121.0k $123.8k $123.8k 0.00% Added +23.0k +23,000
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 64,00064.0k $65.5k $65.5k 0.00% New
50 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 42,00042.0k $43.0k $43.0k 0.00% Unchanged
51 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 35,00035.0k $35.8k $35.8k 0.00% Unchanged
52 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 32,00032.0k $32.7k $32.7k 0.00% Added +20.0k +20,000
53 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 31,36131.4k $2.9m $2.9m 0.00% New
54 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 27,00027.0k $27.8k $27.8k 0.01% Reduced -4.0k -4,000
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,00114.0k $1 $1 0.00% First filing
56 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 12,00012.0k $12.3k $12.3k 0.01% Unchanged
57 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 11,00011.0k $11.3k $11.3k 0.00% Reduced -17.0k -17,000
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,0007.0k $7.2k $7.2k 0.00% Reduced -5.0k -5,000
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,0006.0k $6.0k $6.0k 0.00% Unchanged
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,0005.0k $5.1k $5.1k 0.00% New
61 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,0004.0k $409.3k $409.3k 0.00% New
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged