Vault-13

EUROPEAN EQUITY FD INC EEA

COM · Closed-End Fund · CUSIP 298768102

27 institutional holders -1 vs Q1 2023
3,734,4543.7m shares reported held*
$32.2mreported value*
1 new 4 added 9 reduced 2 sold out net sold ≈ $660.0k (-76.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.61.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 29Q4 22: 30Q1 23: 28Q2 23: 2727Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202229
Q4 202230
Q1 202328
Q2 202327

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022911
Q1 2023117
Q2 2023511

Biggest buyers

Shaker Financial Services, LLC Added +14,932+14.9k
UBS Group AG New +12,885+12.9k
Uncommon Cents Investing LLC Added +6,275+6.3k
WELLS FARGO & COMPANY/MN Added +501+501
Focused Wealth Management, Inc Added +2+2

Biggest sellers

Matisse Capital Sold out -48,342-48.3k
Relative Value Partners Group, LLC Reduced -29,576-29.6k
Atlas Wealth LLC Sold out -11,051-11.1k
1607 Capital Partners, LLC Reduced -7,775-7.8k
RAYMOND JAMES & ASSOCIATES Reduced -4,835-4.8k
MORGAN STANLEY Reduced -4,191-4.2k
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC Reduced -2,048-2.0k
CSS LLC/IL Reduced -1,747-1.7k
Allspring Global Investments Holdings, LLC Reduced -1,168-1.2k
GABELLI FUNDS LLC Reduced -500-500

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
1607 Capital Partners, LLC 13G · institution -1.7 pts · filed 2026-08-14 19.1% -1.7 pts 1.3m≈ $14.3m 2026-08-14
Allspring Global Investments Holdings, LLC 13G · institution -1.6 pts · filed 2026-04-14 10.2% -1.6 pts 698.8k≈ $7.7m 2026-04-14

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1607 Capital Partners, LLC 1.19% of their portfolio Richmond, VA 1,924,6291.9m $16.6m $16.6m 1.19% Reduced -7.8k -7,775
2 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 711,288711.3k $6.1m $6.1m 0.01% Reduced -1.2k -1,168
3 Shaker Financial Services, LLC 1.04% of their portfolio Arlington, VA 276,886276.9k $2.4m $2.4m 1.04% Added +14.9k +14,932
4 Uncommon Cents Investing LLC 0.84% of their portfolio JANESVILLE, WI 275,708275.7k $2.4m $2.4m 0.84% Added +6.3k +6,275
5 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 188,911188.9k $1.6m $1.6m 0.00% Unchanged
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 124,520124.5k $1.1m $1.1m 0.00% Reduced -4.2k -4,191
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,80444.8k $385.8k $385.8k 0.00% Reduced -4.8k -4,835
8 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 42,56042.6k $366.4k $366.4k 0.03% Reduced -1.7k -1,747
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 34,30334.3k $295.3k $295.3k 0.00% Unchanged
10 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 32,22932.2k $277.5k $277.5k 0.00% Reduced -500 -500
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.04% of their portfolio BLUE BELL, PA 15,78815.8k $135.9k $135.9k 0.04% Reduced -2.0k -2,048
12 Relative Value Partners Group, LLC 0.01% of their portfolio NORTHBROOK, IL 15,19215.2k $130.8k $130.8k 0.01% Reduced -29.6k -29,576
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,77414.8k $127.0k $127.0k 0.00% Unchanged
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,88512.9k $110.9k $110.9k 0.00% New
15 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.01% of their portfolio London, X0 12,00012.0k $103.3k $103.3k 0.01% Unchanged
16 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 2,4502.5k $21.1k $21.1k 0.00% Unchanged
17 Nalls Sherbakoff Group, LLC 0.02% of their portfolio KNOXVILLE, TN 2,0002.0k $16.6k $16.6k 0.02% Unchanged
18 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 839839 $7.2k $7.2k 0.00% Unchanged
19 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 698698 $6.0k $6.0k 0.00% Reduced -20 -20
20 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 574574 $4.9k $4.9k 0.00% Added +2 +2
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 501501 $4.3k $4.3k 0.00% Added +501 +501
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 382382 $3.3k $3.3k 0.00% Unchanged
23 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 377377 $3.2k $3.2k 0.00% Unchanged
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 106106 $912 $912 0.00% Unchanged
25 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4545 $387 $387 0.00% Unchanged
26 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 55 $43 $43 0.00% Unchanged
27 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged