Vault-13

ESPERION THERAPEUTICS INC NE ESPR 4 11.15.25

NOTE 4.000%11/1 · US DOMESTIC · CUSIP 29664WAB1

22 institutional holders -2 vs Q4 2022
3,896,0003.9m shares reported held*
$105.3mreported value*
3 new 7 added 6 reduced 6 sold out net sold ≈ $1.5m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.04.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 24Q1 23: 2222Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202322

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 5 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 12 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202256
Q1 20231012

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +6,425,000+6.4m
AGF MANAGEMENT LTD Added +6,000,000+6.0m
READYSTATE ASSET MANAGEMENT LP New +5,500,000+5.5m
Affinity Asset Advisors, LLC Added +5,000,000+5.0m
DCF Advisers, LLC New +3,600,000+3.6m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +2,000,000+2.0m
WHITEBOX ADVISORS LLC Added +1,000,000+1.0m
JANE STREET GROUP, LLC New +296,000+296.0k
INGALLS & SNYDER LLC Added +130,000+130.0k
Context Capital Management, LLC Added +9,687+9.7k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Sold out -8,400,000-8.4m
AGF MANAGEMENT LTD Sold out -7,000,000-7.0m
Walleye Capital LLC Sold out -5,000,000-5.0m
Point72 Asset Management, L.P. Reduced -4,000,000-4.0m
PenderFund Capital Management Ltd. Reduced -3,650,000-3.6m
DCF Advisers, LLC Sold out -3,600,000-3.6m
BlueCrest Capital Management Ltd Sold out -3,350,000-3.4m
AMERIPRISE FINANCIAL INC Reduced -2,158,000-2.2m
MORGAN STANLEY Reduced -1,800,000-1.8m
LORD, ABBETT & CO. LLC Reduced -1,000,000-1.0m

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Pentwater Capital Management LP 0.31% of their portfolio Naples, FL 46,411,00046.4m $18.8m $18.8m 0.31% Unchanged
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.62% of their portfolio NEW YORK, NY 32,000,00032.0m $13.1m $13.1m 0.62% Added +2.0m +2,000,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.23% of their portfolio NEW YORK, NY 26,425,00026.4m $11.4m $11.4m 0.23% Added +6.4m +6,425,000
4 DAVIDSON KEMPNER PARTNERS 0.23% of their portfolio New York, NY 25,000,00025.0m $9.4m $9.4m 0.23% First filing
5 Davidson Kempner Capital Management LP 0.20% of their portfolio New York, NY 25,000,00025.0m $9.4m $9.4m 0.20% Unchanged
6 WHITEBOX ADVISORS LLC 0.39% of their portfolio MINNEAPOLIS, MN 20,600,00020.6m $8.2m $8.2m 0.39% Added +1.0m +1,000,000
7 PenderFund Capital Management Ltd. 3.09% of their portfolio VANCOUVER, A1 17,454,00017.5m $9.8k $9.8k 3.09% Reduced -3.6m -3,650,000
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,900,00013.9m $5.5m $5.5m 0.00% Reduced -2.2m -2,158,000
9 AGF MANAGEMENT LTD 0.03% of their portfolio TORONTO, A6 9,500,0009.5m $3.8m $3.8m 0.03% Added +6.0m +6,000,000
10 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 9,150,0009.2m $3.7m $3.7m 0.01% Reduced -1.0m -1,000,000
11 Affinity Asset Advisors, LLC 1.16% of their portfolio NEW YORK, NY 7,500,0007.5m $3.0m $3.0m 1.16% Added +5.0m +5,000,000
12 SILVERBACK ASSET MANAGEMENT LLC 0.40% of their portfolio DURHAM, NC 6,250,0006.2m $2.5m $2.5m 0.40% Unchanged
13 READYSTATE ASSET MANAGEMENT LP 0.27% of their portfolio CHICAGO, IL 5,500,0005.5m $2.2m $2.2m 0.27% New
14 DCF Advisers, LLC 1.09% of their portfolio MOUNT PLEASANT, SC 3,600,0003.6m $1.5m $1.5m 1.09% New
15 CAPSTONE INVESTMENT ADVISORS, LLC 0.04% of their portfolio NEW YORK, NY 3,500,0003.5m $1.4m $1.4m 0.04% Unchanged
16 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 3,000,0003.0m $1.1m $1.1m 0.00% Reduced -4.0m -4,000,000
17 BlackRock Inc. 0.00% of their portfolio New York, NY 1,750,0001.8m $693.2k $693.2k 0.00% Reduced -550.0k -550,000
18 INGALLS & SNYDER LLC 0.02% of their portfolio NEW YORK, NY 978,000978.0k $442.0k $442.0k 0.02% Added +130.0k +130,000
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 788,000788.0k $312.1k $312.1k 0.00% Reduced -1.8m -1,800,000
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 296,000296.0k $113.2k $113.2k 0.00% New
21 Context Capital Management, LLC 0.74% of their portfolio LAJOLLA, CA 21,85121.9k $8.8m $8.8m 0.74% Added +9.7k +9,687
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged