Vault-13

EQUITY COMWLTH EQC 6.5 PERP D

6.5% CNV PFD D · PUBLIC · CUSIP 294628201

38 institutional holders -3 vs Q2 2024
2,225,8852.2m shares reported held*
$56.3mreported value*
3 new 9 added 13 reduced 6 sold out net bought ≈ $5.8m (+231.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.27.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 33Q4 22: 41Q1 23: 37Q2 23: 37Q3 23: 34Q4 23: 38Q1 24: 38Q2 24: 41Q3 24: 3838Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202233
Q4 202241
Q1 202337
Q2 202337
Q3 202334
Q4 202338
Q1 202438
Q2 202441
Q3 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 13 cut or sold outQ1 23: 11 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 15 cut or sold outQ3 23: 10 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 17 cut or sold outQ1 24: 13 bought or addedQ1 24: 15 cut or sold outQ1 24Q2 24: 16 bought or addedQ2 24: 12 cut or sold outQ3 24: 12 bought or addedQ3 24: 19 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221413
Q1 20231121
Q2 20231215
Q3 20231013
Q4 20231117
Q1 20241315
Q2 20241612
Q3 20241219

Biggest buyers

ICON ADVISERS INC/CO Added +361,599+361.6k
GOLDMAN SACHS GROUP INC New +31,580+31.6k
Private Advisor Group, LLC New +9,588+9.6k
Maren Capital LLC Added +3,348+3.3k
HUNTINGTON NATIONAL BANK New +2,000+2.0k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Added +655+655
Aurora Investment Counsel Added +399+399
1620 INVESTMENT ADVISORS, INC. Added +300+300
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +269+269
TD PRIVATE CLIENT WEALTH LLC Added +37+37

Biggest sellers

DigitalBridge Group, Inc. Sold out -93,730-93.7k
D.A. DAVIDSON & CO. Sold out -42,624-42.6k
SCHNIEDERS CAPITAL MANAGEMENT LLC Sold out -8,805-8.8k
BAR HARBOR WEALTH MANAGEMENT Reduced -5,900-5.9k
Uniplan Investment Counsel, Inc. Reduced -5,869-5.9k
FRANKLIN RESOURCES INC Sold out -5,645-5.6k
WOLVERINE ASSET MANAGEMENT LLC Reduced -4,997-5.0k
WELLS FARGO & COMPANY/MN Reduced -2,053-2.1k
Brookfield Corp /ON/ Reduced -2,032-2.0k
PNC Financial Services Group, Inc. Sold out -1,994-2.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ICON ADVISERS INC/CO 3.96% of their portfolio GREENWOOD VILLAGE, CO 748,020748.0k $18.9m $18.9m 3.96% Added +361.6k +361,599
2 BlackRock, Inc. 0.00% of their portfolio New York, NY 443,911443.9k $11.2m $11.2m 0.00% First filing
3 BAR HARBOR WEALTH MANAGEMENT 0.35% of their portfolio CONCORD, NH 216,620216.6k $5.5m $5.5m 0.35% Reduced -5.9k -5,900
4 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 2.65% of their portfolio WASHINGTON, DC 102,569102.6k $2.6m $2.6m 2.65% Reduced -105 -105
5 Uniplan Investment Counsel, Inc. 0.22% of their portfolio MILWAUKEE, WI 98,93598.9k $2.5m $2.5m 0.22% Reduced -5.9k -5,869
6 Maren Capital LLC 0.20% of their portfolio CHICAGO, IL 95,50795.5k $2.4m $2.4m 0.20% Added +3.3k +3,348
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 76,29576.3k $1.9m $1.9m 0.00% Reduced -2.1k -2,053
8 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.11% of their portfolio EDINA, MN 75,45075.5k $1.9m $1.9m 0.11% Added +655 +655
9 Edgemoor Investment Advisors, Inc. 0.16% of their portfolio BETHESDA, MD 73,92873.9k $1.9m $1.9m 0.16% Reduced -850 -850
10 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 64,28664.3k $1.6m $1.6m 0.01% Reduced -2.0k -2,032
11 Aurora Investment Counsel 0.52% of their portfolio ATLANTA, GA 37,91437.9k $957.3k $957.3k 0.52% Added +399 +399
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,58031.6k $797.4k $797.4k 0.00% New
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,04029.0k $733.2k $733.2k 0.00% Reduced -1.7k -1,682
14 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 26,38726.4k $666.3k $666.3k 0.00% Unchanged
15 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 26,10426.1k $659.1k $659.1k 0.00% Added +269 +269
16 REDMONT WEALTH ADVISORS LLC 0.70% of their portfolio CHICAGO, IL 18,00018.0k $454.5k $454.5k 0.70% Unchanged
17 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 14,76514.8k $372.8k $372.8k 0.00% Reduced -518 -518
18 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,5889.6k $242.1k $242.1k 0.00% New
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,5496.5k $165.4k $165.4k 0.00% Reduced -513 -513
20 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,9415.9k $150.0k $150.0k 0.00% Unchanged
21 1620 INVESTMENT ADVISORS, INC. 0.09% of their portfolio PLYMOUTH, MA 5,1505.2k $130.0k $130.0k 0.09% Added +300 +300
22 CALDWELL SUTTER CAPITAL, INC. 0.05% of their portfolio SAUSALITO, CA 4,2004.2k $106.0k $106.0k 0.05% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,1503.1k $79.5k $79.5k 0.00% Reduced -200 -200
24 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,4712.5k $62.4k $62.4k 0.00% Added +4 +4
25 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 2,3412.3k $59.1k $59.1k 0.01% Unchanged
26 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,0002.0k $50.5k $50.5k 0.00% New
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9001.9k $48.0k $48.0k 0.00% Reduced -1.4k -1,424
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5401.5k $38.9k $38.9k 0.00% Unchanged
29 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,1741.2k $29.6k $29.6k 0.00% Unchanged
30 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 763763 $19.3k $19.3k 0.00% Reduced -900 -900
31 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 586586 $14.8k $14.8k 0.00% Reduced -5.0k -4,997
32 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 500500 $12.6k $12.6k 0.00% Unchanged
33 Kozak & Associates, Inc. 0.00% of their portfolio HIGHLANDS RANCH, CO 315315 $8.0k $8.0k 0.00% Added +5 +5
34 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 100100 $2.5k $2.5k 0.00% Unchanged
35 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9191 $2.3k $2.3k 0.00% Unchanged
36 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 6262 $1.6k $1.6k 0.00% Added +37 +37
37 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5353 $1.3k $1.3k 0.00% Unchanged
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged