Vault-13

EQUITY COMWLTH EQC 6.5 PERP D

6.5% CNV PFD D · PUBLIC · CUSIP 294628201

38 institutional holders +0 vs Q4 2023
1,929,5931.9m shares reported held*
$48.7mreported value*
2 new 11 added 13 reduced 2 sold out net bought ≈ $2.0m (+81.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.23.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 33Q4 22: 41Q1 23: 37Q2 23: 37Q3 23: 34Q4 23: 38Q1 24: 3838Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202233
Q4 202241
Q1 202337
Q2 202337
Q3 202334
Q4 202338
Q1 202438

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 11 bought or addedQ4 23: 17 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 15 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221413
Q1 20231121
Q2 20231215
Q3 20231013
Q4 20231117
Q1 20241315

Biggest buyers

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC New +64,118+64.1k
DigitalBridge Group, Inc. Added +49,103+49.1k
D.A. DAVIDSON & CO. Added +16,748+16.7k
Kestra Advisory Services, LLC New +13,736+13.7k
ENVESTNET ASSET MANAGEMENT INC Added +9,280+9.3k
Maren Capital LLC Added +8,171+8.2k
MORGAN STANLEY Added +2,141+2.1k
Aurora Investment Counsel Added +926+926
BAR HARBOR WEALTH MANAGEMENT Added +886+886
EVERMAY WEALTH MANAGEMENT LLC Added +400+400

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -32,251-32.3k
Uniplan Investment Counsel, Inc. Reduced -17,209-17.2k
BlackRock Inc. Reduced -8,116-8.1k
Pine Harbor Wealth Management, LLC Sold out -8,000-8.0k
ICON ADVISERS INC/CO Reduced -7,440-7.4k
WELLS FARGO & COMPANY/MN Reduced -2,920-2.9k
WOLVERINE ASSET MANAGEMENT LLC Reduced -2,778-2.8k
Edgemoor Investment Advisors, Inc. Reduced -1,852-1.9k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -1,670-1.7k
Brookfield Corp /ON/ Reduced -1,218-1.2k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 442,039442.0k $11.1m $11.1m 0.00% Reduced -8.1k -8,116
2 ICON ADVISERS INC/CO 2.08% of their portfolio GREENWOOD VILLAGE, CO 381,115381.1k $9.6m $9.6m 2.08% Reduced -7.4k -7,440
3 BAR HARBOR WEALTH MANAGEMENT 0.37% of their portfolio CONCORD, NH 222,879222.9k $5.6m $5.6m 0.37% Added +886 +886
4 Uniplan Investment Counsel, Inc. 0.21% of their portfolio MILWAUKEE, WI 106,823106.8k $2.7m $2.7m 0.21% Reduced -17.2k -17,209
5 Maren Capital LLC 0.21% of their portfolio CHICAGO, IL 85,94285.9k $2.1m $2.1m 0.21% Added +8.2k +8,171
6 DigitalBridge Group, Inc. 0.19% of their portfolio Boca Raton, FL 85,00085.0k $2.1m $2.1m 0.19% Added +49.1k +49,103
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 83,03183.0k $2.1m $2.1m 0.00% Reduced -2.9k -2,920
8 Edgemoor Investment Advisors, Inc. 0.18% of their portfolio BETHESDA, MD 78,01878.0k $2.0m $2.0m 0.18% Reduced -1.9k -1,852
9 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.10% of their portfolio EDINA, MN 73,17073.2k $1.8m $1.8m 0.10% Reduced -1.7k -1,670
10 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 70,29270.3k $1.8m $1.8m 0.01% Reduced -1.2k -1,218
11 GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 3.37% of their portfolio WASHINGTON, DC 64,11864.1k $2.0m $2.0m 3.37% New
12 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 40,21440.2k $1.0m $1.0m 0.01% Added +16.7k +16,748
13 Aurora Investment Counsel 0.54% of their portfolio ATLANTA, GA 37,78137.8k $944.5k $944.5k 0.54% Added +926 +926
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,77228.8k $719.3k $719.3k 0.00% Added +9.3k +9,280
15 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 26,38726.4k $659.7k $659.7k 0.00% Reduced -19 -19
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 18,42318.4k $463.2k $463.2k 0.00% Added +2.1k +2,141
17 REDMONT WEALTH ADVISORS LLC 0.62% of their portfolio CHICAGO, IL 18,00018.0k $450.0k $450.0k 0.62% Unchanged
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,73613.7k $343.4k $343.4k 0.00% New
19 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.05% of their portfolio PASADENA, CA 8,8058.8k $220.1k $220.1k 0.05% Unchanged
20 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 8,2488.2k $206.2k $206.2k 0.00% Added +22 +22
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,2577.3k $181.4k $181.4k 0.00% Reduced -102 -102
22 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 6,0996.1k $152.5k $152.5k 0.00% Reduced -2.8k -2,778
23 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 5,6455.6k $141.1k $141.1k 0.00% Unchanged
24 CALDWELL SUTTER CAPITAL, INC. 0.05% of their portfolio SAUSALITO, CA 4,2004.2k $105.0k $105.0k 0.05% Unchanged
25 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,4212.4k $60.5k $60.5k 0.00% Added +1 +1
26 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 2,3412.3k $58.5k $58.5k 0.01% Added +400 +400
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,9942.0k $49.9k $49.9k 0.00% Unchanged
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,9001.9k $47.5k $47.5k 0.00% Reduced -127 -127
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,6631.7k $41.6k $41.6k 0.00% Unchanged
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5401.5k $38.5k $38.5k 0.00% Unchanged
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,5301.5k $38.0k $38.0k 0.00% Reduced -378 -378
32 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 714714 $17.9k $17.9k 0.00% Unchanged
33 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 500500 $12.5k $12.5k 0.00% Unchanged
34 Kozak & Associates, Inc. 0.00% of their portfolio HIGHLANDS RANCH, CO 310310 $7.7k $7.7k 0.00% Added +10 +10
35 NBT BANK, N.A. 0.00% of their portfolio NORWICH, NY 100100 $2.5k $2.5k 0.00% Unchanged
36 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 9191 $2.3k $2.3k 0.00% Unchanged
37 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 2525 $625 $625 0.00% Reduced -52 -52
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged