Vault-13

EQUITY COMWLTH EQC 6.5 PERP D

6.5% CNV PFD D · PUBLIC · CUSIP 294628201

34 institutional holders -3 vs Q2 2023
1,292,2151.3m shares reported held*
$32.4mreported value*
1 new 9 added 9 reduced 4 sold out net sold ≈ $6.2m (-244.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.08.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 33Q4 22: 41Q1 23: 37Q2 23: 37Q3 23: 3434Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202233
Q4 202241
Q1 202337
Q2 202337
Q3 202334

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 15 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 13 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221413
Q1 20231121
Q2 20231215
Q3 20231013

Biggest buyers

BlackRock Inc. Added +13,902+13.9k
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +8,800+8.8k
ENVESTNET ASSET MANAGEMENT INC Added +5,182+5.2k
BAR HARBOR WEALTH MANAGEMENT Added +4,251+4.3k
D.A. DAVIDSON & CO. Added +3,215+3.2k
Aurora Investment Counsel Added +2,676+2.7k
OSAIC HOLDINGS, INC. Added +1,967+2.0k
Brookfield Corp /ON/ Added +1,119+1.1k
Nuveen Asset Management, LLC Added +409+409
US BANCORP \DE\ New +100+100

Biggest sellers

ICON ADVISERS INC/CO Sold out -264,872-264.9k
WELLS FARGO & COMPANY/MN Reduced -7,704-7.7k
Clearstead Advisors, LLC Sold out -5,000-5.0k
ROYAL BANK OF CANADA Reduced -2,448-2.4k
Edgemoor Investment Advisors, Inc. Reduced -1,930-1.9k
MORGAN STANLEY Reduced -1,593-1.6k
UBS Group AG Reduced -1,236-1.2k
Capital Analysts, LLC Sold out -1,000-1.0k
NewEdge Advisors, LLC Sold out -960-960
TD PRIVATE CLIENT WEALTH LLC Reduced -610-610

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 422,620422.6k $10.6m $10.6m 0.00% Added +13.9k +13,902
2 BAR HARBOR WEALTH MANAGEMENT 0.42% of their portfolio CONCORD, NH 212,775212.8k $5.3m $5.3m 0.42% Added +4.3k +4,251
3 Uniplan Investment Counsel, Inc. 0.26% of their portfolio MILWAUKEE, WI 133,174133.2k $3.4m $3.4m 0.26% Unchanged
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 87,16887.2k $2.2m $2.2m 0.00% Reduced -7.7k -7,704
5 Edgemoor Investment Advisors, Inc. 0.25% of their portfolio BETHESDA, MD 83,25083.2k $2.1m $2.1m 0.25% Reduced -1.9k -1,930
6 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 76,01076.0k $1.9m $1.9m 0.01% Added +1.1k +1,119
7 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.12% of their portfolio EDINA, MN 75,90375.9k $1.9m $1.9m 0.12% Reduced -525 -525
8 Aurora Investment Counsel 0.61% of their portfolio ATLANTA, GA 36,96037.0k $924.4k $924.4k 0.61% Added +2.7k +2,676
9 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 34,00734.0k $843.4k $843.4k 0.00% Added +8.8k +8,800
10 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 27,35827.4k $6.8k $6.8k 0.00% Added +409 +409
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,54221.5k $538.8k $538.8k 0.00% Added +5.2k +5,182
12 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 19,70919.7k $492.9k $492.9k 0.01% Added +3.2k +3,215
13 REDMONT WEALTH ADVISORS LLC 0.79% of their portfolio CHICAGO, IL 18,00018.0k $450.2k $450.2k 0.79% Unchanged
14 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 13,17913.2k $329.6k $329.6k 0.01% Reduced -500 -500
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,8238.8k $220.7k $220.7k 0.00% Reduced -1.2k -1,236
16 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.05% of their portfolio PASADENA, CA 8,8058.8k $220.2k $220.2k 0.05% Unchanged
17 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 8,2068.2k $205.2k $205.2k 0.00% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,3097.3k $182.9k $182.9k 0.00% Reduced -1.6k -1,593
19 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 5,6455.6k $141.2k $141.2k 0.00% Unchanged
20 CALDWELL SUTTER CAPITAL, INC. 0.06% of their portfolio SAUSALITO, CA 4,2004.2k $105.0k $105.0k 0.06% Unchanged
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4,0394.0k $101.0k $101.0k 0.00% Added +2.0k +1,967
22 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,4352.4k $60.9k $60.9k 0.00% Reduced -6 -6
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,0072.0k $50.2k $50.2k 0.00% Unchanged
24 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,9942.0k $49.9k $49.9k 0.00% Unchanged
25 EVERMAY WEALTH MANAGEMENT LLC 0.01% of their portfolio ARLINGTON, VA 1,9411.9k $48.5k $48.5k 0.01% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,7201.7k $43.0k $43.0k 0.00% Reduced -2.4k -2,448
27 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 714714 $17.9k $17.9k 0.00% Unchanged
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 500500 $12.5k $12.5k 0.00% Unchanged
29 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 500500 $12.5k $12.5k 0.00% Unchanged
30 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 300300 $7.5k $7.5k 0.00% Reduced -610 -610
31 Kozak & Associates, Inc. 0.00% of their portfolio HIGHLANDS RANCH, CO 300300 $7.3k $7.3k 0.00% Unchanged
32 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 100100 $2.5k $2.5k 0.00% New
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 100100 $3.0k $3.0k 0.00% Unchanged
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged