Vault-13

ENVESTNET INC ENV 0.75 08.15.25

NOTE 0.750% 8/1 · US DOMESTIC · CUSIP 29404KAE6

29 institutional holders +0 vs Q2 2024
59,00059.0k shares reported held*
$315.9mreported value*
8 new 5 added 2 reduced 8 sold out net sold ≈ $39.5m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5354.48.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 52Q1 23: 49Q2 23: 45Q3 23: 46Q4 23: 32Q1 24: 31Q2 24: 29Q3 24: 2929Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202349
Q2 202345
Q3 202346
Q4 202332
Q1 202431
Q2 202429
Q3 202429

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 26 cut or sold outQ1 23: 22 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 21 cut or sold outQ3 23: 14 bought or addedQ3 23: 19 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 23 cut or sold outQ1 24: 13 bought or addedQ1 24: 12 cut or sold outQ1 24Q2 24: 7 bought or addedQ2 24: 14 cut or sold outQ3 24: 13 bought or addedQ3 24: 10 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221426
Q1 20232217
Q2 20231221
Q3 20231419
Q4 2023823
Q1 20241312
Q2 2024714
Q3 20241310

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +88,009,000+88.0m
Calamos Advisors LLC Added +30,932,000+30.9m
Crossingbridge Advisors, LLC New +21,100,000+21.1m
WATER ISLAND CAPITAL LLC New +7,500,000+7.5m
Crystalline Management Inc. New +5,500,000+5.5m
PIPER SANDLER & CO. New +5,000,000+5.0m
Weiss Asset Management LP New +4,900,000+4.9m
AQR Arbitrage LLC New +3,000,000+3.0m
BANK OF AMERICA CORP /DE/ Added +1,412,000+1.4m
ZAZOVE ASSOCIATES LLC New +425,000+425.0k

Biggest sellers

Linden Advisors LP Sold out -52,713,000-52.7m
MILLENNIUM MANAGEMENT LLC Sold out -44,007,000-44.0m
III Capital Management Sold out -31,133,000-31.1m
LAZARD ASSET MANAGEMENT LLC Sold out -25,000,000-25.0m
BANK OF MONTREAL /CAN/ Reduced -22,600,000-22.6m
JPMORGAN CHASE & CO Reduced -11,572,000-11.6m
Fort Baker Capital Management LP Sold out -7,437,000-7.4m
FIL Ltd Sold out -7,000,000-7.0m
FRANKLIN RESOURCES INC Sold out -4,900,000-4.9m
BOOTHBAY FUND MANAGEMENT, LLC Sold out -1,598,000-1.6m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 2.35% of their portfolio NEW YORK, NY 169,509,000169.5m $167.4m $167.4m 2.35% Added +88.0m +88,009,000
2 Calamos Advisors LLC 0.17% of their portfolio NAPERVILLE, IL 36,932,00036.9m $36.4m $36.4m 0.17% Added +30.9m +30,932,000
3 Crossingbridge Advisors, LLC 15.89% of their portfolio PLEASANTVILLE, NY 21,100,00021.1m $20.9m $20.9m 15.89% New
4 Aequim Alternative Investments LP 0.31% of their portfolio MILL VALLEY, CA 9,000,0009.0m $8.9m $8.9m 0.31% Unchanged
5 WATER ISLAND CAPITAL LLC 0.79% of their portfolio NEW YORK, NY 7,500,0007.5m $7.6m $7.6m 0.79% New
6 HBK INVESTMENTS L P 0.13% of their portfolio DALLAS, TX 7,000,0007.0m $6.9m $6.9m 0.13% Not comparable
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,662,0006.7m $6.6m $6.6m 0.00% Reduced -11.6m -11,572,000
8 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.71% of their portfolio Miamisburg, OH 5,500,0005.5m $5.4m $5.4m 0.71% Unchanged
9 Crystalline Management Inc. 5.61% of their portfolio Montreal, Quebec, Z4 5,500,0005.5m $5.4m $5.4m 5.61% New
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,340,0005.3m $5.3m $5.3m 0.00% Unchanged
11 PIPER SANDLER & CO. 3.32% of their portfolio MINNEAPOLIS, MN 5,000,0005.0m $4.9m $4.9m 3.32% New
12 Weiss Asset Management LP 0.12% of their portfolio BOSTON, MA 4,900,0004.9m $4.8m $4.8m 0.12% New
13 PALISADE CAPITAL MANAGEMENT, LP 0.11% of their portfolio FORT LEE, NJ 4,048,0004.0m $4.0m $4.0m 0.11% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,217,0003.2m $3.2m $3.2m 0.00% Unchanged
15 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 3,000,0003.0m $3.0m $3.0m 0.07% New
16 Kohlberg Kravis Roberts & Co. L.P. 0.04% of their portfolio NEW YORK, NY 2,810,0002.8m $2.8m $2.8m 0.04% Unchanged
17 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,260,0002.3m $2.2m $2.2m 0.00% First filing
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,539,0001.5m $1.5m $1.5m 0.00% Added +1.4m +1,412,000
19 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,118,0001.1m $1.1m $1.1m 0.00% Reduced -22.6m -22,600,000
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,000,0001.0m $984.6k $984.6k 0.00% Unchanged
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 670,000670.0k $661.0k $661.0k 0.00% Unchanged
22 ZAZOVE ASSOCIATES LLC 0.04% of their portfolio INCLINE VILLAGE, NV 425,000425.0k $419.1k $419.1k 0.04% New
23 AVIVA PLC 0.00% of their portfolio LONDON, X0 400,000400.0k $392.1k $392.1k 0.00% Unchanged
24 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 249,000249.0k $245.0k $245.0k 0.00% Added +100.0k +100,000
25 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 40,00040.0k $39.5k $39.5k 0.00% Unchanged
26 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 19,00019.0k $18.7k $18.7k 0.00% Unchanged
27 K2 PRINCIPAL FUND, L.P. 1.97% of their portfolio TORONTO, A6 12,00012.0k $11.8m $11.8m 1.97% Added +2.0k +2,000
28 Chicago Capital Management, LLC 1.98% of their portfolio CHICAGO, IL 3,0003.0k $3.0m $3.0m 1.98% New
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged