Vault-13

ENVESTNET INC ENV 0.75 08.15.25

NOTE 0.750% 8/1 · US DOMESTIC · CUSIP 29404KAE6

31 institutional holders -1 vs Q4 2023
7,262,7007.3m shares reported held*
$353.4mreported value*
6 new 7 added 5 reduced 7 sold out net bought ≈ $4.2m (-33.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.66.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 52Q1 23: 49Q2 23: 45Q3 23: 46Q4 23: 32Q1 24: 3131Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202349
Q2 202345
Q3 202346
Q4 202332
Q1 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 19 cut or sold outQ3 23Q4 23: 8 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 12 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221426
Q1 20232217
Q2 20231221
Q3 20231419
Q4 2023823
Q1 20241312

Biggest buyers

MILLENNIUM MANAGEMENT LLC New +32,482,000+32.5m
Fort Baker Capital Management LP New +27,437,000+27.4m
Linden Advisors LP Added +21,018,000+21.0m
BANK OF MONTREAL /CAN/ Added +11,700,000+11.7m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +11,471,000+11.5m
III Capital Management New +10,000,000+10.0m
LAZARD ASSET MANAGEMENT LLC Added +4,500,000+4.5m
OFI INVEST ASSET MANAGEMENT Added +3,700,000+3.7m
Verition Fund Management LLC New +1,000,000+1.0m
BOOTHBAY FUND MANAGEMENT, LLC New +570,000+570.0k

Biggest sellers

Fort Baker Capital Management LP Sold out -36,737,000-36.7m
JPMORGAN CHASE & CO Reduced -21,646,000-21.6m
Opti Capital Management, LP Sold out -19,252,000-19.3m
AVIVA PLC Reduced -11,700,000-11.7m
AMERIPRISE FINANCIAL INC Sold out -11,000,000-11.0m
Segantii Capital Management Ltd Sold out -10,000,000-10.0m
BANK OF AMERICA CORP /DE/ Reduced -6,198,000-6.2m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -1,450,000-1.4m
BNP PARIBAS FINANCIAL MARKETS Sold out -1,324,000-1.3m
Kohlberg Kravis Roberts & Co. L.P. Reduced -518,000-518.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TENOR CAPITAL MANAGEMENT Co., L.P. 1.29% of their portfolio NEW YORK, NY 83,000,00083.0m $81.0m $81.0m 1.29% Added +11.5m +11,471,000
2 Linden Advisors LP 0.36% of their portfolio New York, NY 46,713,00046.7m $45.5m $45.5m 0.36% Added +21.0m +21,018,000
3 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 32,482,00032.5m $31.7m $31.7m 0.03% New
4 Fort Baker Capital Management LP 3.87% of their portfolio Larkspur, CA 27,437,00027.4m $26.7m $26.7m 3.87% New
5 LAZARD ASSET MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 25,500,00025.5m $24.8m $24.8m 0.03% Added +4.5m +4,500,000
6 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 23,718,00023.7m $23.1m $23.1m 0.01% Added +11.7m +11,700,000
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,352,00018.4m $17.9m $17.9m 0.00% Reduced -21.6m -21,646,000
8 III Capital Management 0.55% of their portfolio BOCA RATON, FL 10,000,00010.0m $9.7m $9.7m 0.55% New
9 OSTERWEIS CAPITAL MANAGEMENT INC 0.54% of their portfolio SAN FRANCISCO, CA 9,490,0009.5m $9.2m $9.2m 0.54% Unchanged
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,051,0009.1m $8.8m $8.8m 0.00% Added +75.0k +75,000
11 Aequim Alternative Investments LP 0.33% of their portfolio MILL VALLEY, CA 9,000,0009.0m $8.8m $8.8m 0.33% Unchanged
12 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,500,0007.5m $7.3m $7.3m 0.00% Unchanged
13 FIL Ltd 0.01% of their portfolio HAMILTON, D0 7,000,0007.0m $6.8m $6.8m 0.01% Unchanged
14 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 6,000,0006.0m $5.8m $5.8m 0.03% Unchanged
15 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.68% of their portfolio Miamisburg, OH 5,500,0005.5m $5.3m $5.3m 0.68% Unchanged
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 5,340,0005.3m $5.2m $5.2m 0.00% Added +450.0k +450,000
17 PALISADE CAPITAL MANAGEMENT, LP 0.10% of their portfolio FORT LEE, NJ 4,082,0004.1m $4.0m $4.0m 0.10% Reduced -6.0k -6,000
18 OFI INVEST ASSET MANAGEMENT 0.19% of their portfolio ISSY LES MOULINEAUX, I0 3,703,7003.7m $6.9m $6.9m 0.19% Added +3.7m +3,700,000
19 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,500,0003.5m $3.4m $3.4m 0.01% Unchanged
20 BlackRock Inc. 0.00% of their portfolio New York, NY 2,260,0002.3m $2.2m $2.2m 0.00% Unchanged
21 Kohlberg Kravis Roberts & Co. L.P. 0.06% of their portfolio NEW YORK, NY 2,193,0002.2m $2.1m $2.1m 0.06% Reduced -518.0k -518,000
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,620,0001.6m $1.6m $1.6m 0.00% Unchanged
23 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 1,000,0001.0m $974.5k $974.5k 0.01% New
24 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,000,0001.0m $971.1k $971.1k 0.00% Unchanged
25 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 570,000570.0k $554.7k $554.7k 0.02% New
26 AVIVA PLC 0.00% of their portfolio LONDON, X0 300,000300.0k $291.7k $291.7k 0.00% Reduced -11.7m -11,700,000
27 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 227,000227.0k $220.1k $220.1k 0.00% Reduced -6.2m -6,198,000
28 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 40,00040.0k $36.9k $36.9k 0.00% New
29 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 19,00019.0k $18.4k $18.4k 0.00% Unchanged
30 K2 PRINCIPAL FUND, L.P. 2.94% of their portfolio TORONTO, A6 12,50012.5k $12.4m $12.4m 2.94% Unchanged
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged